-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, EmRIjBGFB1owM43RKQxcc6IFmzBi61ID7vPHwb/IscChs8QpV0DNkb/wkAfgP8yE 3KL7uEInm92EechQ67J85Q== 0001324360-11-000001.txt : 20110131 0001324360-11-000001.hdr.sgml : 20110131 20110131105931 ACCESSION NUMBER: 0001324360-11-000001 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20101231 FILED AS OF DATE: 20110131 DATE AS OF CHANGE: 20110131 EFFECTIVENESS DATE: 20110131 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Sage Capital Management, LLC CENTRAL INDEX KEY: 0001324360 IRS NUMBER: 200570637 STATE OF INCORPORATION: FL FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-11363 FILM NUMBER: 11558069 BUSINESS ADDRESS: STREET 1: 1280 N. PALM AVENUE CITY: SARASOTA STATE: FL ZIP: 34236 BUSINESS PHONE: 9419521032 MAIL ADDRESS: STREET 1: 1280 N. PALM AVENUE CITY: SARASOTA STATE: FL ZIP: 34236 13F-HR 1 main27.txt 13F-HR REPORT FOR THE QUATER ENDED DECEMBER 31ST, 2010 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: December 31, 2010 Check here if Amendment [ ]; Amendment Number: This amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: SAGE CAPITAL MANAGEMENT, LLC Address: 665 S. ORANGE AVENUE, SUITE 3 SARASOTA, FL 34236 13 File Number: 028-11363 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct, and complete, and and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form Person Signing this Report on Behalf of Reporting Manager: Name: MICHAEL C. IPPOLITO, CFA Title: CHIEF COMPLIANCE OFFICER Phone: 941-952-1032 Signature, Place and Date of Signing: MICHAEL C. IPPOLITO, CFA SARASOTA, FL January 19, 2011 Report Type (Check only one.): [ X] 13F HOLDINGS REPORT. [ ] 13F NOTICE. [ ] 13F COMBINATION REPORT. I AM SIGNING THIS REPORT AS REQUIRED BY THE SECURITIES EXCHANGE ACT OF 1934 FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form 13F Information Table Entry Total: 39 Form 13F Information Table Value Total: 76968 FORM 13F INFORMATION TABLE VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP x($1000) PRN AMT PRN CALL DISCRETN MANAGERS SOLE SHARED NONE ------------------------------ ---------------- --------- -------- -------- --- ---- -------- --------- -------- -------- -------- D ALERE INC SER B SENIOR SUB GLO CONVRT BONDS 01449JAA3 1819 1700000 SH SOLE 1700000 0 0 D ALLIANT TECHSYS SER B SENIOR S CONVRT BONDS 018804AK0 2147 1900000 SH SOLE 1900000 0 0 D AMER MEDICAL SYS Exch SENIOR S CONVRT BONDS 02744MAB4 1776 1450000 SH SOLE 1450000 0 0 D AMYLIN PHARM INC SER B SR UNS CONVRT BONDS 032346AF5 1400 1600000 SH SOLE 1600000 0 0 D CEPHALON INC SENIOR SUB CONV 2 CONVRT BONDS 156708AP4 2182 1550000 SH SOLE 1550000 0 0 D CHIQUITA BRANDS SR UNS CONV 4. CONVRT BONDS 170032AT3 1603 1650000 SH SOLE 1650000 0 0 D CIENA CORP SR UNS CONV 0.875% CONVRT BONDS 171779AE1 1807 2200000 SH SOLE 2200000 0 0 D COINSTAR INC SR UNS GLOBAL CON CONVRT BONDS 19259PAF9 1595 1000000 SH SOLE 1000000 0 0 D CUBIST PHARM SR UNS CONV 2.5% CONVRT BONDS 229678AD9 1643 1700000 SH SOLE 1700000 0 0 D DEVELOPERS DIVER SR UNS CONV 1 CONVRT BONDS 251591AX1 1433 1350000 SH SOLE 1350000 0 0 D DRYSHIPS INC SR UNS CONV 5% CONVRT BONDS 262498AB4 1716 1650000 SH SOLE 1650000 0 0 D ENDO PHARMA HLDG SER B SENIOR CONVRT BONDS 29264FAB2 1866 1400000 SH SOLE 1400000 0 0 D EXTERRAN HOLDING SR UNS CONV 4 CONVRT BONDS 30225XAA1 2246 1800000 SH SOLE 1800000 0 0 D GEN CABLE CORP Exch SUB DEB CO CONVRT BONDS 369300AL2 2158 1800000 SH SOLE 1800000 0 0 D HERTZ GLOBAL HLD SR UNS CONV 5 CONVRT BONDS 42805TAA3 2392 1250000 SH SOLE 1250000 0 0 D HOLOGIC INC SR UNS CONV VRN CONVRT BONDS 436440AA9 379 400000 SH SOLE 400000 0 0 D INTERMUNE INC Exch SR UNS CONV CONVRT BONDS 45884XAD5 1579 750000 SH SOLE 750000 0 0 D INTL COAL GROUP SR UNS CONV 4% CONVRT BONDS 45928HAG1 2297 1500000 SH SOLE 1500000 0 0 D LEVEL 3 COMM INC SR UNS CONV 6 CONVRT BONDS 52729NBR0 1631 1500000 SH SOLE 1500000 0 0 D LIBERTY GLOBAL SER B SR UNS CO CONVRT BONDS 144 530555AB7 3513 2350000 SH SOLE 2350000 0 0 D LIBERTY MEDIA SER B SR UNS CON CONVRT BONDS 530718AF2 2540 2250000 SH SOLE 2250000 0 0 D LIFEPOINT HOSPIT SENIOR SUB CO CONVRT BONDS 53219LAH2 1364 1350000 SH SOLE 1350000 0 0 D LIVE NATION INC SER B SR UNS C CONVRT BONDS 538034AB5 1383 1550000 SH SOLE 1550000 0 0 D MYLAN INC SER B SR UNS CONV 3. CONVRT BONDS 628530AJ6 3128 1800000 SH SOLE 1800000 0 0 D NETAPP INC SER B SR UNS CONV 1 CONVRT BONDS 64110DAB0 2496 1400000 SH SOLE 1400000 0 0 D NII HOLDINGS SER B SR UNS GLOB CONVRT BONDS 62913FAJ1 1869 1900000 SH SOLE 1900000 0 0 D PHH CORP SER B SR UNS CONV 4% CONVRT BONDS 693320AH6 1726 1400000 SH SOLE 1400000 0 0 D PRS ULT LEH20+YR US ETF'S - US TR 74347R297 2593 70000 SH SOLE 70000 0 0 D REGIS CORP SR UNS CONV 5% CONVRT BONDS 758932AA5 1475 1150000 SH SOLE 1150000 0 0 D SBA COMMUNICATIO SR UNS CONV 4 CONVRT BONDS 78388JAM8 2766 1850000 SH SOLE 1850000 0 0 D STANLEY BLACK CONVT PFD PRFD STK (CONVRT 854502309 1671 15400 SH SOLE 15400 0 0 D TEXTRON INC SR UNS CONV 4.5% CONVRT BONDS 883203BN0 3048 1600000 SH SOLE 1600000 0 0 D TIME WARNER TELE SR UNS CONV 2 CONVRT BONDS 887319AC5 1766 1600000 SH SOLE 1600000 0 0 D UAL CORP SER B SENIOR SUB CONV CONVRT BONDS 902549AH7 1187 1150000 SH SOLE 1150000 0 0 D UNITED RENTALS SR UNS CONV 4% CONVRT BONDS 911363AL3 2198 1000000 SH SOLE 1000000 0 0 D US STEEL CORP SR UNS CONV 4% CONVRT BONDS 912909AE8 3220 1650000 SH SOLE 1650000 0 0 D VERISIGN INC SER B JUNIOR SUB CONVRT BONDS 92343EAD4 1790 1600000 SH SOLE 1600000 0 0 D VIRGIN MEDIA INC SR UNS GLOBAL CONVRT BONDS 92769LAB7 2403 1450000 SH SOLE 1450000 0 0 D WILSON GREATBATC SER B SUB DEB CONVRT BONDS 39153LAB2 1163 1200000 SH SOLE 1200000 0 0 S REPORT SUMMARY 39 DATA RECORDS 76968 0 OTHER MANAGERS ON WHOSE BEHALF REPORT IS FILED
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