-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, GW3vqXP+A4LZOv2KHFQFxfHTou/coEkYpxbynvkD/eQhPM+jy1SWlJNT8pS2Kr/6 a/V6jgEfUcomjhfvnIZfuw== 0001324360-10-000001.txt : 20100203 0001324360-10-000001.hdr.sgml : 20100203 20100203133048 ACCESSION NUMBER: 0001324360-10-000001 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20091231 FILED AS OF DATE: 20100203 DATE AS OF CHANGE: 20100203 EFFECTIVENESS DATE: 20100203 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Sage Capital Management, LLC CENTRAL INDEX KEY: 0001324360 IRS NUMBER: 200570637 STATE OF INCORPORATION: FL FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-11363 FILM NUMBER: 10569828 BUSINESS ADDRESS: STREET 1: 1280 N. PALM AVENUE CITY: SARASOTA STATE: FL ZIP: 34236 BUSINESS PHONE: 9419521032 MAIL ADDRESS: STREET 1: 1280 N. PALM AVENUE CITY: SARASOTA STATE: FL ZIP: 34236 13F-HR 1 main23.txt 13F-HR REPORT FOR THE QUARTER ENDED DECEMBER 31, 2009 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: December 31, 2009 Check here if Amendment [ ]; Amendment Number: This amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: SAGE CAPITAL MANAGEMENT, LLC Address: 665 S. ORANGE AVENUE, SUITE 3 SARASOTA, FL 34236 13 File Number: 028-11363 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct, and complete, and and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form Person Signing this Report on Behalf of Reporting Manager: Name: MICHAEL C. IPPOLITO, CFA Title: CHIEF COMPLIANCE OFFICER Phone: 941-952-1032 Signature, Place and Date of Signing: MICHAEL C. IPPOLITO, CFA SARASOTA, FL January 22, 2010 Report Type (Check only one.): [ X] 13F HOLDINGS REPORT. [ ] 13F NOTICE. [ ] 13F COMBINATION REPORT. I AM SIGNING THIS REPORT AS REQUIRED BY THE SECURITIES EXCHANGE ACT OF 1934 FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form 13F Information Table Entry Total: 54 Form 13F Information Table Value Total: 89841 FORM 13F INFORMATION TABLE VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP x($1000) PRN AMT PRN CALL DISCRETN MANAGERS SOLE SHARED NONE ------------------------------ ---------------- --------- -------- -------- --- ---- -------- --------- -------- -------- -------- D ALLIANT TECHSYS SER B SENIOR S CONVRT BONDS 018804AK0 1955 1550000 SH SOLE 1550000 0 0 D AMER MEDICAL SYS SENIOR SUB CO CONVRT BONDS 02744MAA6 1192 1050000 SH SOLE 1050000 0 0 D AMERICREDIT CORP SER B SR UNS CONVRT BONDS 03060RAR2 1416 1600000 SH SOLE 1600000 0 0 D AMYLIN PHARM INC SER B SR UNS CONVRT BONDS 032346AF5 790 1000000 SH SOLE 1000000 0 0 D ARRIS GROUP INC SR UNS CONV 2% CONVRT BONDS 04269QAC4 1434 1450000 SH SOLE 1450000 0 0 D ASPEN INSURANCE 5.625% CONV PF PRFD STK (CONVRT G05384113 1326 25500 SH SOLE 25500 0 0 D BIOMARIN PHARM SENIOR SUB CONV CONVRT BONDS 09061GAD3 965 900000 SH SOLE 900000 0 0 D BIOMARIN PHARM SENIOR SUB CONV CONVRT BONDS 09061GAC5 1029 800000 SH SOLE 800000 0 0 D CACI INTL INC SER B SENIOR SUB CONVRT BONDS 127190AD8 1605 1500000 SH SOLE 1500000 0 0 D CAL DIVE INTL SER B SR UNS CON CONVRT BONDS 127914AB5 1452 1600000 SH SOLE 1600000 0 0 D CENTRAL EUROPEAN SR UNS CONV 3 CONVRT BONDS 153435AA0 1286 1500000 SH SOLE 1500000 0 0 D CENTURY ALUMINUM SER B SR UNS CONVRT BONDS 156431AE8 1645 1750000 SH SOLE 1750000 0 0 D CHEMED CORP SER B SR UNS CONV CONVRT BONDS 16359RAC7 1313 1500000 SH SOLE 1500000 0 0 D COINSTAR INC SR UNS GLOBAL CON CONVRT BONDS 19259PAF9 1506 1500000 SH SOLE 1500000 0 0 D DST SYSTEMS - A A-2 SR UNS CON CONVRT BONDS 233326AB3 834 800000 SH SOLE 800000 0 0 D DST SYSTEMS - B B-2 SR UNS CON CONVRT BONDS 233326AD9 1154 1100000 SH SOLE 1100000 0 0 D EQUINIX INC SUB DEB CONV 4.75% CONVRT BONDS 29444UAH9 2352 1600000 SH SOLE 1600000 0 0 D EXTERRAN HOLDING SR UNS CONV 4 CONVRT BONDS 30225XAA1 1064 900000 SH SOLE 900000 0 0 D FORD MOTOR CO SR UNS CONV 4.25 CONVRT BONDS 345370CN8 2659 2100000 SH SOLE 2100000 0 0 D GENCORP INC SER B SUB DEB CONV CONVRT BONDS 368682AL4 1354 1500000 SH SOLE 1500000 0 0 D GOODRICH PETROLE SER B SR UNS CONVRT BONDS 382410AB4 374 400000 SH SOLE 400000 0 0 D HANOVER COMPRESS SR UNS CONV 4 CONVRT BONDS 410768AE5 1805 2000000 SH SOLE 2000000 0 0 D HENRY SCHEIN INC SER B SR UNS CONVRT BONDS 806407AB8 1892 1600000 SH SOLE 1600000 0 0 D HERTZ GLOBAL HLD SR UNS CONV 5 CONVRT BONDS 42805TAA3 3111 1900000 SH SOLE 1900000 0 0 D HORNBECK OFF SER B SR UNS CONV CONVRT BONDS 440543AE6 1498 1750000 SH SOLE 1750000 0 0 D ICONIX BRAND GRP SER B SENIOR CONVRT BONDS 451055AB3 895 1000000 SH SOLE 1000000 0 0 D LIBERTY MEDIA SER B SR UNS CON CONVRT BONDS 530718AF2 2172 2150000 SH SOLE 2150000 0 0 D LIFEPOINT HOSPIT SENIOR SUB CO CONVRT BONDS 53219LAH2 1777 1900000 SH SOLE 1900000 0 0 D MASSEY ENERGY CO SR UNS CONV 3 CONVRT BONDS 576203AJ2 1396 1600000 SH SOLE 1600000 0 0 D MAXTOR CORP SER B SR UNS CONV CONVRT BONDS 577729AE6 2249 1900000 SH SOLE 1900000 0 0 D MICRON TECH SR UNS CONV 1.875% CONVRT BONDS 595112AH6 1546 1600000 SH SOLE 1600000 0 0 D MICRON TECH SR UNS CONV 4.25% CONVRT BONDS 595112AJ2 3084 1400000 SH SOLE 1400000 0 0 D MILLIPORE CORP SER B SR UNS GL CONVRT BONDS 601073AD1 1604 1550000 SH SOLE 1550000 0 0 D NAVISTAR INTL SENIOR SUB CONV CONVRT BONDS 63934EAL2 2090 2000000 SH SOLE 2000000 0 0 D NII HOLDINGS SER B SR UNS GLOB CONVRT BONDS 62913FAJ1 1573 1700000 SH SOLE 1700000 0 0 D OLD REPUB INTL SR UNS CONV 8% CONVRT BONDS 680223AF1 1461 1300000 SH SOLE 1300000 0 0 D PRS ULT LEH20+YR US ETF'S - US TR 74347R297 3990 80000 SH SOLE 80000 0 0 D SANDISK CORP SR UNS CONV 1% CONVRT BONDS 80004CAC5 1336 1600000 SH SOLE 1600000 0 0 D SESI LLC SER B SR UNS GLOBAL C CONVRT BONDS 78412FAH7 1196 1300000 SH SOLE 1300000 0 0 D SONIC AUTOMOTIVE SR UNS CONV 5 CONVRT BONDS 83545GAQ5 1622 1500000 SH SOLE 1500000 0 0 D SUNPOWER CORP SR UNS CONV 1.25 CONVRT BONDS 867652AA7 875 1000000 SH SOLE 1000000 0 0 D SUNTECH POWER SER B SR UNS GLO CONVRT BONDS 86800CAC8 1040 1050000 SH SOLE 1050000 0 0 D TEREX CORP SENIOR SUB CONV 4% CONVRT BONDS 880779AV5 2014 1400000 SH SOLE 1400000 0 0 D TEXTRON INC SR UNS CONV 4.5% CONVRT BONDS 883203BN0 2572 1600000 SH SOLE 1600000 0 0 D THERAVANCE INC SUB DEB CONV 3% CONVRT BONDS 88338TAA2 1113 1400000 SH SOLE 1400000 0 0 D TIME WARNER TELE SR UNS CONV 2 CONVRT BONDS 887319AC5 1445 1300000 SH SOLE 1300000 0 0 D UAL CORP SR UNS CONV 6% DUE 15 CONVRT BONDS 902549AJ3 3497 2100000 SH SOLE 2100000 0 0 D US AIRWAYS GROUP SR UNS CONV 7 CONVRT BONDS 911905AC1 896 700000 SH SOLE 700000 0 0 D US STEEL CORP SR UNS CONV 4% CONVRT BONDS 912909AE8 3275 1750000 SH SOLE 1750000 0 0 D VIROPHARMA INC SR UNS CONV 2% CONVRT BONDS 928241AH1 1106 1500000 SH SOLE 1500000 0 0 D WEBMD HEALTH SER B SR UNS CONV CONVRT BONDS 94769MAG0 1820 1600000 SH SOLE 1600000 0 0 D WILSON GREATBATC SER B SUB DEB CONVRT BONDS 39153LAB2 431 500000 SH SOLE 500000 0 0 D WRIGHT MEDICAL SR UNS CONV 2.6 CONVRT BONDS 98235TAA5 1544 1750000 SH SOLE 1750000 0 0 D WYNDHAM WORLDWID SR UNS CONV 3 CONVRT BONDS 98310WAC2 3211 1900000 SH SOLE 1900000 0 0 S REPORT SUMMARY 54 DATA RECORDS 89841 0 OTHER MANAGERS ON WHOSE BEHALF REPORT IS FILED
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