0001213900-21-025911.txt : 20210513 0001213900-21-025911.hdr.sgml : 20210513 20210513065951 ACCESSION NUMBER: 0001213900-21-025911 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20210331 FILED AS OF DATE: 20210513 DATE AS OF CHANGE: 20210513 EFFECTIVENESS DATE: 20210513 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Altshuler Shaham Ltd CENTRAL INDEX KEY: 0001324290 IRS NUMBER: 000000000 STATE OF INCORPORATION: L3 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-18756 FILM NUMBER: 21917135 BUSINESS ADDRESS: STREET 1: 19A HABARZEL STREET STREET 2: RAMAT HAHAYAL CITY: TEL AVIV STATE: L3 ZIP: 6971026 BUSINESS PHONE: 972-3-648-0003 MAIL ADDRESS: STREET 1: 19A HABARZEL STREET STREET 2: RAMAT HAHAYAL CITY: TEL AVIV STATE: L3 ZIP: 6971026 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001324290 XXXXXXXX 03-31-2021 03-31-2021 false Altshuler Shaham Ltd
19A Habarzel Street Ramat Hahayal Tel Aviv L3 6971026
13F HOLDINGS REPORT 028-18756 N
Ran Shaham Co-Chief Executive Officer 972-73-233-1547 /s/ Ran Shaham Tel Aviv L3 05-13-2021 3 506 9898127 1 Altshuler Shaham Mutual Funds Management Ltd. 2 Altshuler Shaham Provident Funds & Pension Ltd. 3 Altshuler Shaham Owl, Limited Partnership
INFORMATION TABLE 2 infotable.xml 10X Genomics Inc CL A COM 88025U109 122 673 SH DFND 1 673 0 0 3D Systems Corp COM NEW 88554D205 309 11248 SH DFND 1 11248 0 0 3M CO COM 88579Y101 387 2010 SH DFND 1 2010 0 0 Abbott laboratories COM 002824100 46 385 SH DFND 1 385 0 0 AbbVie Inc COM 00287Y109 74 681 SH DFND 1 681 0 0 AbbVie Inc COM 00287Y109 36 335 SH DFND 3 335 0 0 Accuray Inc COM 004397105 38 7716 SH DFND 1 7716 0 0 ACI WORLDWIDE INC COM 004498101 24 618 SH DFND 1 618 0 0 Activision Blizzard Inc COM 00507V109 3602 38736 SH DFND 1 38736 0 0 Activision Blizzard Inc COM 00507V109 116905 1257040 SH DFND 2 1257040 0 0 AES Corp/VA COM 00130H105 7 253 SH DFND 1 253 0 0 AGILENT TECHNOLOGIES INC COM 00846U101 49 388 SH DFND 1 388 0 0 Agilysys Inc COM 00847J105 56 1171 SH DFND 1 1171 0 0 Air Products & Chemicals Inc COM 009158106 2042 7254 SH DFND 1 7254 0 0 Akamai Technologies Inc COM 00971T101 35 345 SH DFND 3 345 0 0 Alarm.com Holdings Inc COM 011642105 62 720 SH DFND 1 720 0 0 Albemarle Corp COM 012653101 7 46 SH DFND 1 46 0 0 Alibaba Group Holding Ltd SPONSORED ADS 01609W102 9163 40415 SH DFND 1 40415 0 0 Alibaba Group Holding Ltd SPONSORED ADS 01609W102 532879 2350280 SH DFND 2 2350280 0 0 Align Technology Inc COM 016255101 434 802 SH DFND 1 802 0 0 Alliance Data Systems Corp COM 018581108 26 230 SH DFND 1 230 0 0 Alpha & Omega Semiconductor Lt SHS G6331P104 288 8810 SH DFND 1 8810 0 0 Alphatec Holdings Inc COM NEW 02081G201 98 6223 SH DFND 1 6223 0 0 Altair Engineering Inc COM CL A 021369103 375 5987 SH DFND 1 5987 0 0 ALTRIA GROUP INC COM 02209S103 84 1626 SH DFND 1 1626 0 0 Amazon.com Inc COM 023135106 7243 2341 SH DFND 1 2341 0 0 Amazon.com Inc COM 023135106 507553 164040 SH DFND 2 164040 0 0 AMBARELLA INC SHS G037AX101 329 3275 SH DFND 1 3275 0 0 AMDOCS LTD SHS G02602103 66 943 SH DFND 1 943 0 0 Amedisys Inc COM 023436108 43 161 SH DFND 1 161 0 0 Ameren Corp COM 023608102 408 5017 SH DFND 1 5017 0 0 AMERICAN EXPRESS COM 025816109 3284 23162 SH DFND 1 23162 0 0 AngioDynamics Inc COM 03475V101 43 1847 SH DFND 1 1847 0 0 Antares Pharma Inc COM 036642106 100 24404 SH DFND 1 24404 0 0 AO Smith Corp COM 831865209 396 5850 SH DFND 1 5850 0 0 Appian Corp CL A 03782L101 53 401 SH DFND 1 401 0 0 Apple Inc COM 037833100 3012 24661 SH DFND 1 24661 0 0 Apple Inc COM 037833100 735303 6019670 SH DFND 2 6019670 0 0 Applied Materials Inc COM 038222105 83 623 SH DFND 1 623 0 0 AptarGroup Inc COM 038336103 78 552 SH DFND 1 552 0 0 APTIV PLC SHS G6095L109 6 45 SH DFND 1 45 0 0 Arko Corp COM 041242108 12 1204 SH DFND 1 1204 0 0 AT&T INC COM 00206R102 75 2489 SH DFND 1 2489 0 0 Atlassian Corp PLC CL A G06242104 6 29 SH DFND 1 29 0 0 AtriCure Inc COM 04963C209 40 608 SH DFND 1 608 0 0 Aurinia Pharmaceuticals Inc COM 05156V102 467 36000 SH DFND 1 36000 0 0 Autodesk Inc COM 052769106 7 25 SH DFND 1 25 0 0 Avalara Inc COM 05338G106 21 158 SH DFND 1 158 0 0 AvalonBay Communities Inc COM 053484101 372 2006 SH DFND 1 2006 0 0 Avid Bioservices Inc COM 05368M106 41 2236 SH DFND 1 2236 0 0 Avid Technology Inc COM 05367P100 68 3239 SH DFND 1 3239 0 0 Axogen Inc COM 05463X106 39 1913 SH DFND 1 1913 0 0 Baidu Inc SPON ADR REP A 056752108 566 92 SH Call DFND 3 92 0 0 Baidu Inc/China SPON ADR REP A 056752108 1656 7613 SH DFND 1 7613 0 0 Baidu Inc/China SPON ADR REP A 056752108 163162 750000 SH DFND 2 750000 0 0 Ballard Power Systems Inc COM 058586108 961 39500 SH DFND 1 39500 0 0 BECTON DICKINSON AND CO COM 075887109 73 299 SH DFND 1 299 0 0 Bentley Systems Inc COM CL B 08265T208 314 6697 SH DFND 1 6697 0 0 Berkshire Hathaway Inc CL B NEW 084670702 75 293 SH DFND 1 293 0 0 Bio-Techne Corp COM 09073M104 42 110 SH DFND 1 110 0 0 Black Knight Inc COM 09215C105 74 999 SH DFND 1 999 0 0 Blackline Inc COM 09239B109 21 198 SH DFND 1 198 0 0 BlackRock Inc COM 09247X101 2220 2944 SH DFND 1 2944 0 0 BlackRock Inc COM 09247X101 158526 210258 SH DFND 2 210258 0 0 Blucora Inc COM 095229100 22 1327 SH DFND 1 1327 0 0 BOEING CO/THE COM 097023105 0 2900 SH Put DFND 1 2900 0 0 BOEING CO/THE COM 097023105 0 10497 SH Put DFND 2 10497 0 0 Boston Scientific Corp COM 101137107 35 912 SH DFND 3 912 0 0 Brightcove Inc COM 10921T101 57 2833 SH DFND 1 2833 0 0 Bristol-Myers Squibb Co COM 110122108 89 1402 SH DFND 1 1402 0 0 Bristol-Myers Squibb Co COM 110122108 37 583 SH DFND 3 583 0 0 Broadcom Inc COM 11135F101 7 15 SH DFND 1 15 0 0 Broadridge Financial Solutions COM 11133T103 79 517 SH DFND 1 517 0 0 Bruker Corp COM 116794108 42 650 SH DFND 1 650 0 0 Cadence Design Systems Inc COM 127387108 7 51 SH DFND 1 51 0 0 Caesars Entertainment Inc COM 12769G100 6 72 SH DFND 1 72 0 0 Cambium Networks Corp SHS G17766109 70 1489 SH DFND 1 1489 0 0 Campbell Soup Co COM 134429109 79 1572 SH DFND 1 1572 0 0 Camtek Ltd/Israel ORD M20791105 4343 150422 SH DFND 1 150422 0 0 Capital One Financial Corp COM 14040H105 24 185 SH DFND 1 185 0 0 Cara Therapeutics Inc COM 140755109 316 14558 SH DFND 1 14558 0 0 Cardiovascular Systems Inc COM 141619106 37 957 SH DFND 1 957 0 0 CareDx Inc COM 14167L103 102 1493 SH DFND 1 1493 0 0 Carnival Corp UNIT 99/99/9999 143658300 453 17300 SH Call DFND 1 17300 0 0 Carvana Co CL A 146869102 31 118 SH DFND 3 118 0 0 Castle Biosciences Inc COM 14843C105 38 558 SH DFND 1 558 0 0 CATERPILLAR INC COM 149123101 7 31 SH DFND 1 31 0 0 CBRE Group Inc CL A 12504L109 7 85 SH DFND 1 85 0 0 CDW Corp/DE COM 12514G108 7 43 SH DFND 1 43 0 0 Celldex Therapeutics Inc COM NEW 15117B202 958 46500 SH DFND 1 46500 0 0 Centene Corp COM 15135B101 2421 37886 SH DFND 1 37886 0 0 Centene Corp COM 15135B101 172488 2698925 SH DFND 2 2698925 0 0 Cerner Corp COM 156782104 499 6945 SH DFND 1 6945 0 0 CH Robinson Worldwide Inc COM NEW 12541W209 75 782 SH DFND 1 782 0 0 Check Point Software Technolog ORD M22465104 3088 27582 SH DFND 1 27582 0 0 Check Point Software Technolog ORD M22465104 183336 1637369 SH DFND 2 1637369 0 0 Chubb Ltd COM H1467J104 34 213 SH DFND 3 213 0 0 Church & Dwight Co Inc COM 171340102 481 5507 SH DFND 1 5507 0 0 Churchill Capital Corp II CL A 17143G106 11 1121 SH DFND 1 1121 0 0 Cisco Systems Inc/Delaware COM 17275R102 38 740 SH DFND 3 740 0 0 CITIC Capital Acquisition Corp COM CL A G21513109 11 1106 SH DFND 1 1106 0 0 Citrix Systems Inc COM 177376100 2702 19250 SH DFND 1 19250 0 0 Citrix Systems Inc COM 177376100 309 2200 SH DFND 3 2200 0 0 Clearfield Inc COM 18482P103 60 1977 SH DFND 1 1977 0 0 Clorox Co/The COM 189054109 78 404 SH DFND 1 404 0 0 Cloudflare Inc CL A COM 18915M107 7 97 SH DFND 1 97 0 0 CNH Industrial NV SHS N20944109 41 2630 SH DFND 1 2630 0 0 Coca-Cola Co/The COM 191216100 76 1441 SH DFND 1 1441 0 0 Colgate-Palmolive Co COM 194162103 76 967 SH DFND 1 967 0 0 Comcast Corp CL A 20030N101 7 121 SH DFND 1 121 0 0 CommVault Systems Inc COM 204166102 65 1013 SH DFND 1 1013 0 0 Conagra Brands Inc COM 205887102 78 2076 SH DFND 1 2076 0 0 consumer discretionary select SBI CONS DISCR 81369Y407 3378 20100 SH DFND 1 20100 0 0 CONSUMER STAPLES SBI CONS STPLS 81369Y308 11136 163021 SH DFND 1 163021 0 0 Cooper Cos Inc/The COM NEW 216648402 46 121 SH DFND 1 121 0 0 Corteva Inc COM 22052L104 7 149 SH DFND 1 149 0 0 Costco Wholesale Corp COM 22160K105 99 282 SH DFND 1 282 0 0 Crescent Acquisition Corp COM CL A 22564L105 11 1110 SH DFND 1 1110 0 0 CRISPR Therapeutics AG NAMEN AKT H17182108 122 1000 SH DFND 3 1000 0 0 Crowdstrike Holdings Inc CL A 22788C105 373 2045 SH DFND 1 2045 0 0 Cummins Inc COM 231021106 1691 6528 SH DFND 1 6528 0 0 Cutera Inc COM 232109108 114 3808 SH DFND 1 3808 0 0 Danaher Corp COM 235851102 76 336 SH DFND 1 336 0 0 Deere&co COM 244199105 353 943 SH DFND 1 943 0 0 Dell Technologies Inc CL C 24703L202 7 79 SH DFND 1 79 0 0 Delta Air Lines Inc COM NEW 247361702 885 18330 SH DFND 1 18330 0 0 Dexcom Inc COM 252131107 120 334 SH DFND 3 334 0 0 Digital Turbine Inc COM NEW 25400W102 62 773 SH DFND 1 773 0 0 Discover Financial Services COM 254709108 23 240 SH DFND 1 240 0 0 DocuSign Inc COM 256163106 27 133 SH DFND 3 133 0 0 Dollar General Corp COM 256677105 488 2409 SH DFND 1 2409 0 0 Domino's Pizza Inc COM 25754A201 80 218 SH DFND 1 218 0 0 Domo Inc COM CL B 257554105 356 6323 SH DFND 1 6323 0 0 Donnelley Financial Solutions COM 25787G100 86 3073 SH DFND 1 3073 0 0 DTE Energy Co COM 233331107 38 289 SH DFND 3 289 0 0 Dun & Bradstreet Holdings Inc COM 26484T106 77 3232 SH DFND 1 3232 0 0 Eastman Chemical Co COM 277432100 7 59 SH DFND 1 59 0 0 Ebix Inc COM NEW 278715206 31 954 SH DFND 1 954 0 0 Elastic NV ORD SHS N14506104 316 2845 SH DFND 1 2845 0 0 Elbit Systems Ltd ORD M3760D101 1674 11804 SH DFND 1 11804 0 0 Elbit Systems Ltd ORD M3760D101 109360 771326 SH DFND 2 771326 0 0 ELECTRONIC ARTS INC COM 285512109 4369 32274 SH DFND 1 32274 0 0 ELECTRONIC ARTS INC COM 285512109 111255 821860 SH DFND 2 821860 0 0 Eli Lilly & Co COM 532457108 42 223 SH DFND 1 223 0 0 Eli Lilly and Co COM 532457108 0 31275 SH DFND 1 31275 0 0 Ellomay Capital Ltd SHS M39927120 3214 100528 SH DFND 1 100528 0 0 Eloxx Pharmaceuticals Inc COM 29014R103 507 152577 SH DFND 1 152577 0 0 Eloxx Pharmaceuticals Inc COM 29014R103 3299 993776 SH DFND 2 993776 0 0 Eloxx Pharmaceuticals Inc COM 29014R103 37 11187 SH DFND 3 11187 0 0 Emerson Electric Co COM 291011104 371 4109 SH DFND 1 4109 0 0 Enphase Energy Inc COM 29355A107 1154 7115 SH DFND 1 7115 0 0 Envista Holdings Corp COM 29415F104 41 1007 SH DFND 1 1007 0 0 EPAM Systems Inc COM 29414B104 7 18 SH DFND 1 18 0 0 Equinix Inc COM 29444U700 272 400 SH DFND 3 400 0 0 Equity Commonwealth COM SH BEN INT 294628102 81 2916 SH DFND 1 2916 0 0 Essex Property Trust Inc COM 297178105 372 1361 SH DFND 1 1361 0 0 Estee Lauder Cos Inc/The CL A 518439104 1214 4174 SH DFND 1 4174 0 0 Etsy Inc COM 29786A106 390 1935 SH DFND 1 1935 0 0 EVERTEC Inc COM 30040P103 24 635 SH DFND 1 635 0 0 EXONE CO/THE COM 302104104 280 8914 SH DFND 1 8914 0 0 Expeditors International COM 302130109 83 771 SH DFND 1 771 0 0 F5 Networks Inc COM 315616102 68 328 SH DFND 1 328 0 0 FACEBOOK Inc CL A 30303M102 944 3205 SH DFND 1 3205 0 0 FACEBOOK Inc CL A 30303M102 254543 864235 SH DFND 2 864235 0 0 FACEBOOK Inc CL A 30303M102 38 129 SH DFND 3 129 0 0 Fathom Holdings Inc COM 31189V109 21 582 SH DFND 1 582 0 0 Federal Realty Investment Trus SH BEN INT NEW 313747206 665 9400 SH Call DFND 1 9400 0 0 FedEx Corp COM 31428X106 7 26 SH DFND 1 26 0 0 Financial Select SBI INT-FINL 81369Y605 3897 114450 SH DFND 1 114450 0 0 First Solar Inc COM 336433107 2784 31892 SH DFND 1 31892 0 0 Fiverr International Ltd ORD SHS M4R82T106 9 42 SH DFND 3 42 0 0 Flowers Foods Inc COM 343498101 76 3213 SH DFND 1 3213 0 0 Foley Trasimene Acquisition Co COM CL A 34431F104 11 1120 SH DFND 1 1120 0 0 Ford Motor Company COM 345370860 7 549 SH DFND 1 549 0 0 Fortinet Inc COM 34959E109 5557 30130 SH DFND 1 30130 0 0 Fortinet Inc COM 34959E109 270033 1464231 SH DFND 2 1464231 0 0 Fox Corp CL A COM 35137L105 332 9135 SH DFND 1 9135 0 0 Fox Corp CL B COM 35137L204 342 9728 SH DFND 1 9728 0 0 FOX FACTORY HOLDING CORP COM 35138V102 994 7826 SH DFND 1 7826 0 0 Freeport-McMoRan Copper & Gold CL B 35671D857 7 200 SH DFND 1 200 0 0 Freeport-McMoRan Inc CL B 35671D857 35 9700 SH Call DFND 1 9700 0 0 FS KKR Capital Corp II COM 35952V303 12 589 SH DFND 1 589 0 0 Fulgent Genetics Inc COM 359664109 43 446 SH DFND 1 446 0 0 Garmin Ltd SHS H2906T109 2643 20004 SH DFND 1 20004 0 0 Garmin Ltd SHS H2906T109 316 2400 SH DFND 3 2400 0 0 Gartner Inc COM 366651107 7 37 SH DFND 1 37 0 0 Generac Holdings Inc COM 368736104 342 1043 SH DFND 1 1043 0 0 General Electric Co COM 369604103 6 482 SH DFND 1 482 0 0 General Mills Inc COM 370334104 80 1302 SH DFND 1 1302 0 0 General Motors Co COM 37045V100 7 126 SH DFND 1 126 0 0 GigCapital2 Inc COM 375036100 11 1114 SH DFND 1 1114 0 0 Gilead Sciences Inc COM 375558103 74 1138 SH DFND 1 1138 0 0 Glaukos Corp COM 377322102 38 455 SH DFND 1 455 0 0 GlaxoSmithKline PLC SPONSORED ADR 37733W105 239 6700 SH DFND 3 6700 0 0 Global X Cybersecurity ETF CYBRSCURTY ETF 37954Y384 29165 1164269 SH DFND 1 1164269 0 0 Global X Cybersecurity ETF CYBRSCURTY ETF 37954Y384 491704 19628900 SH DFND 2 19628900 0 0 Global X Video Games & Esports VDEO GAM ESPRT 37954Y392 13013 414158 SH DFND 1 414158 0 0 Goldman Sachs Group Inc/The COM 38141G104 37 114 SH DFND 3 114 0 0 Google Inc CAP STK CL A 02079K305 2720 1319 SH DFND 1 1319 0 0 Google Inc CAP STK CL A 02079K305 452280 219285 SH DFND 2 219285 0 0 Guardant Health Inc COM 40131M109 44 286 SH DFND 1 286 0 0 GX Acquisition Corp COM CL A 36251A107 11 1113 SH DFND 1 1113 0 0 Haemonetics Corp COM 405024100 35 319 SH DFND 1 319 0 0 Halozyme Therapeutics Inc COM 40637H109 39 943 SH DFND 1 943 0 0 HCA Healthcare Inc COM 40412C101 7 37 SH DFND 1 37 0 0 Health Care Select Sector SPDR SBI HEALTHCARE 81369Y209 15555 133241 SH DFND 1 133241 0 0 Herbalife Nutrition Ltd COM SHS G4412G101 3549 80000 SH DFND 1 80000 0 0 Herbalife Nutrition Ltd COM SHS G4412G101 75028 1691343 SH DFND 2 1691343 0 0 Hershey Co/The COM 427866108 465 2937 SH DFND 1 2937 0 0 Heska Corp COM RESTRC NEW 42805E306 38 228 SH DFND 1 228 0 0 Hexcel Corp COM 428291108 957 17084 SH DFND 1 17084 0 0 Hilton Grand Vacations Inc COM 43283X105 271 9600 SH Call DFND 1 9600 0 0 Hilton Worldwide Holdings Inc COM 43300A203 871 7204 SH DFND 1 7204 0 0 Honeywell International Inc COM 438516106 7 32 SH DFND 1 32 0 0 Hormel Foods Corp COM 440452100 437 9138 SH DFND 1 9138 0 0 Host Hotels & Resorts Inc COM 44107P104 883 52430 SH DFND 1 52430 0 0 Host Hotels & Resorts Inc COM 44107P104 585 38500 SH Call DFND 1 38500 0 0 HP Inc COM 40434L105 76 2405 SH DFND 1 2405 0 0 HubSpot Inc COM 443573100 671 1477 SH DFND 1 1477 0 0 HUMANA INC COM 444859102 386 919 SH DFND 1 919 0 0 Huntington Ingalls Industries COM 446413106 410 1991 SH DFND 1 1991 0 0 Hyster-Yale Materials Handling CL A 449172105 299 3428 SH DFND 1 3428 0 0 IAC/InterActiveCorp COM 44891N109 276 1274 SH DFND 1 1274 0 0 iCAD Inc COM NEW 44934S206 45 2134 SH DFND 1 2134 0 0 ICL Group Ltd SHS M53213100 27546 4692773 SH DFND 1 4692773 0 0 ICL Group Ltd SHS M53213100 166477 28361559 SH DFND 2 28361559 0 0 IDEX Corp COM 45167R104 1407 6722 SH DFND 1 6722 0 0 IDEXX Laboratories Inc COM 45168D104 420 859 SH DFND 1 859 0 0 Illumina Inc COM 452327109 27 69 SH DFND 3 69 0 0 Immunic Inc COM 4525EP101 529 33200 SH DFND 1 33200 0 0 Impinj Inc COM 453204109 63 1116 SH DFND 1 1116 0 0 Industrial Select SBI INT-INDS 81369Y704 3645 37021 SH DFND 1 37021 0 0 InfuSystem Holdings Inc COM 45685K102 44 2183 SH DFND 1 2183 0 0 Ingersoll-Rand PLC SHS G8994E103 7 43 SH DFND 1 43 0 0 Inogen Inc COM 45780L104 43 823 SH DFND 1 823 0 0 Inspire Medical Systems Inc COM 457730109 95 460 SH DFND 1 460 0 0 Insulet Corp COM 45784P101 7 27 SH DFND 1 27 0 0 Integra LifeSciences Holdings COM NEW 457985208 40 578 SH DFND 1 578 0 0 INTEL CORP COM 458140100 3907 61046 SH DFND 1 61046 0 0 International Business Machine COM 459200101 200 1500 SH DFND 3 1500 0 0 Intuit Inc COM 461202103 29 77 SH DFND 1 77 0 0 Intuit Inc COM 461202103 33 85 SH DFND 3 85 0 0 Invesco Dynamic Leisure and En DYNMC LEISURE 46137V720 3441 74849 SH DFND 1 74849 0 0 iShares Expanded Tech-Software EXPND TEC SC ETF 464287549 4222 11701 SH DFND 1 11701 0 0 ISHARES MSCI MSCI ACWI ETF 464288257 14566 153082 SH DFND 1 153082 0 0 iShares MSCI Hong Kong ETF MSCI HONG KG ETF 464286871 1647 61980 SH DFND 2 61980 0 0 iShares MSCI South Korea ETF MSCI STH KOR ETF 464286772 39878 444571 SH DFND 1 444571 0 0 iShares MSCI South Korea ETF MSCI STH KOR ETF 464286772 420640 4689404 SH DFND 2 4689404 0 0 iShares PHLX Semiconductor ETF PHLX SEMICND ETF 464287523 1104 2603 SH DFND 1 2603 0 0 ishares u.s financial service U.S. FIN SVC ETF 464287770 11939 69511 SH DFND 1 69511 0 0 j2 Global Inc COM 48123V102 66 551 SH DFND 1 551 0 0 Jazz Pharmaceuticals PLC SHS USD G50871105 39 238 SH DFND 1 238 0 0 JM Smucker Co/The COM NEW 832696405 78 619 SH DFND 1 619 0 0 JOHNSON & JOHNSON COM 478160104 125 762 SH DFND 1 762 0 0 Johnson Controls Inc SHS G51502105 1561 26156 SH DFND 1 26156 0 0 Johnson Controls International SHS G51502105 7 114 SH DFND 1 114 0 0 Joint Corp/The COM 47973J102 41 856 SH DFND 1 856 0 0 Jumia Technologies AG SPONSORED ADS 48138M105 262 7394 SH DFND 1 7394 0 0 Juniper Industrial Holdings In COM CL A 48205G106 11 897 SH DFND 1 897 0 0 Kamada Ltd SHS M6240T109 1665 272041 SH DFND 1 272041 0 0 Kellogg Co COM 487836108 79 1247 SH DFND 1 1247 0 0 Kenon Holdings Ltd/Singapore SHS Y46717107 3281 107762 SH DFND 1 107762 0 0 KEROS Therapeutics Inc COM 492327101 1337 21727 SH DFND 1 21727 0 0 KEROS Therapeutics Inc COM 492327101 49 789 SH DFND 3 789 0 0 Keysight Technologies Inc COM 49338L103 73 509 SH DFND 1 509 0 0 Keysight Technologies Inc COM 49338L103 33 228 SH DFND 3 228 0 0 Kimberly-Clark Corp COM 494368103 78 559 SH DFND 1 559 0 0 KLA-Tencor Corp COM NEW 482480100 8 23 SH DFND 1 23 0 0 KraneShares CICC China Consume CICC CN CONSUMER 500767595 2350 90000 SH DFND 1 90000 0 0 KraneShares CSI China Internet CSI CHI INTERNET 500767306 25733 337037 SH DFND 1 337037 0 0 Kroger Co/The COM 501044101 76 2111 SH DFND 1 2111 0 0 Kulicke & Soffa Industries Inc COM 501242101 295 6000 SH DFND 3 6000 0 0 Kura Oncology Inc COM 50127T109 681 24100 SH DFND 1 24100 0 0 L BRANDS INC COM 501797104 7 121 SH DFND 1 121 0 0 Lam Research Corp COM 512807108 7 12 SH DFND 1 12 0 0 LAS VEGAS SANDS CORP-10252 COM 517834107 433 7122 SH DFND 1 7122 0 0 Lattice Semiconductor Corp COM 518415104 293 6502 SH DFND 1 6502 0 0 LeMaitre Vascular Inc COM 525558201 103 2116 SH DFND 1 2116 0 0 LGI Homes Inc COM 50187T106 6565 43969 SH DFND 1 43969 0 0 LGI Homes Inc COM 50187T106 175028 1172245 SH DFND 2 1172245 0 0 LightInTheBox Holding Co Ltd SPONSORED ADR 53225G102 239 87350 SH DFND 1 87350 0 0 LivePerson Inc COM 538146101 3921 74394 SH DFND 1 74394 0 0 Lockheed Martin Corp COM 539830109 390 1055 SH DFND 1 1055 0 0 Logitech International SA SHS H50430232 43 406 SH DFND 1 406 0 0 Lululemon Athletica Inc COM 550021109 31 102 SH DFND 3 102 0 0 Luna Innovations Inc COM 550351100 58 5487 SH DFND 1 5487 0 0 Madrigal Pharmaceutica inc COM 558868105 615 5255 SH DFND 1 5255 0 0 Magic Software Enterprises Ltd ORD 559166103 1955 123911 SH DFND 1 123911 0 0 MannKind Corp COM NEW 56400P706 115 29313 SH DFND 1 29313 0 0 Marriott International Inc/MD CL A 571903202 930 6276 SH DFND 1 6276 0 0 Marriott International Inc/MD CL A 571903202 504 3400 SH Call DFND 1 3400 0 0 MasterCard Inc CL A 57636Q104 736 2067 SH DFND 1 2067 0 0 MasterCard Inc CL A 57636Q104 1379 121 SH Call DFND 1 121 0 0 MasterCard Inc CL A 57636Q104 205072 575965 SH DFND 2 575965 0 0 MediaAlpha Inc CL A 58450V104 15 426 SH DFND 1 426 0 0 Medtronic PLC SHS G5960L103 34 292 SH DFND 3 292 0 0 MercadoLibre Inc COM 58733R102 297 202 SH DFND 1 202 0 0 Merck & Co Inc/NJ COM 58933Y105 77 997 SH DFND 1 997 0 0 Mettler-Toledo International I COM 592688105 116 100 SH DFND 1 100 0 0 Micron Technology Inc COM 595112103 313 3548 SH DFND 1 3548 0 0 MICROSOFT CORP COM 594918104 11518 48853 SH DFND 1 48853 0 0 MICROSOFT CORP COM 594918104 1032991 4381350 SH DFND 2 4381350 0 0 MicroStrategy Inc CL A NEW 594972408 351 517 SH DFND 1 517 0 0 MicroVision Inc COM NEW 594960304 373 20131 SH DFND 1 20131 0 0 Moderna Inc COM 60770K107 428 3272 SH DFND 1 3272 0 0 Mondelez International Inc CL A 609207105 78 1334 SH DFND 1 1334 0 0 MongoDB Inc CL A 60937P106 5 20 SH DFND 1 20 0 0 Monolithic Power Systems Inc COM 609839105 7 20 SH DFND 1 20 0 0 Monster Beverage Corp COM 61174X109 7 77 SH DFND 1 77 0 0 Morningstar Inc COM 617700109 154 686 SH DFND 1 686 0 0 MOTOROLA SOLUTIONS INC COM NEW 620076307 7 37 SH DFND 1 37 0 0 MSCI Inc COM 55354G100 24 57 SH DFND 1 57 0 0 Myriad Genetics Inc COM 62855J104 41 1341 SH DFND 1 1341 0 0 Nano Dimension Ltd SPONSORD ADS NEW 63008G203 303 35259 SH DFND 1 35259 0 0 NASDAQ INC COM 631103108 381 2587 SH DFND 1 2587 0 0 Natera Inc COM 632307104 38 373 SH DFND 1 373 0 0 Natus Medical Inc COM 639050103 39 1535 SH DFND 1 1535 0 0 Net Element Inc COM 64111R300 24 2166 SH DFND 1 2166 0 0 NetApp Inc COM 64110D104 73 998 SH DFND 1 998 0 0 Netease.com SPONSORED ADS 64110W102 2542 24618 SH DFND 1 24618 0 0 Netflix Inc COM 64110L106 33 63 SH DFND 3 63 0 0 NIKE INC CL B 654106103 2873 21587 SH DFND 1 21587 0 0 NIKE INC CL B 654106103 33 246 SH DFND 3 246 0 0 Northrop Grumman Corp COM 666807102 389 1201 SH DFND 1 1201 0 0 Nova Measuring Instruments Ltd COM M7516K103 10959 124702 SH DFND 1 124702 0 0 Novartis AG SPONSORED ADR 66987V109 351 4109 SH DFND 3 4109 0 0 Novocure Ltd ORD SHS G6674U108 98 743 SH DFND 1 743 0 0 Nuance Communications Inc COM 67020Y100 40 906 SH DFND 1 906 0 0 NVIDIA CORP COM 67066G104 31 58 SH DFND 3 58 0 0 Omnicell Inc COM 68213N109 105 812 SH DFND 1 812 0 0 ON Semiconductor Corp COM 682189105 7 177 SH DFND 1 177 0 0 Open Lending Corp COM CL A 68373J104 21 602 SH DFND 1 602 0 0 Open Text Corp COM 683715106 3432 71929 SH DFND 1 71929 0 0 Open Text Corp COM 683715106 56897 1192568 SH DFND 2 1192568 0 0 Opendoor Technologies Inc COM 683712103 1424 67200 SH DFND 1 67200 0 0 Opendoor Technologies Inc COM 683712103 390 33600 SH Call DFND 1 33600 0 0 OPKO Health Inc COM 68375N103 3635 847506 SH DFND 1 847506 0 0 OptimizeRx Corp COM NEW 68401U204 41 831 SH DFND 1 831 0 0 Organogenesis Holdings Inc COM 68621F102 48 2613 SH DFND 1 2613 0 0 Ormat Technologies Inc COM 686688102 424 5405 SH DFND 1 5405 0 0 Orthofix Medical Inc COM 68752M108 37 845 SH DFND 1 845 0 0 Packaging Corp of America COM 695156109 360 2661 SH DFND 1 2661 0 0 Pagseguro Digital Ltd COM CL A G68707101 19 418 SH DFND 1 418 0 0 Palo Alto Networks Inc COM 697435105 6033 18733 SH DFND 1 18733 0 0 Palo Alto Networks Inc COM 697435105 342124 1062300 SH DFND 2 1062300 0 0 Park Hotels & Resorts Inc COM 700517105 854 39576 SH DFND 1 39576 0 0 Park Hotels & Resorts Inc COM 700517105 463 22200 SH Call DFND 1 22200 0 0 Paya Holdings Inc COM CL A 70434P103 31 2840 SH DFND 1 2840 0 0 PayPal Holdings Inc COM 70450Y103 29 118 SH DFND 1 118 0 0 PayPal Holdings Inc COM 70450Y103 28 117 SH DFND 3 117 0 0 Peloton Interactive Inc CL A COM 70614W100 7 62 SH DFND 1 62 0 0 Peloton Interactive Inc CL A COM 70614W100 25 226 SH DFND 3 226 0 0 Penn National Gaming Inc COM 707569109 6 60 SH DFND 1 60 0 0 PennantPark Floating Rate Capi COM 70806A106 3816 318089 SH DFND 1 318089 0 0 PennantPark Floating Rate Capi COM 70806A106 18967 1573156 SH DFND 2 1573156 0 0 Pentair PLC SHS G7S00T104 1340 21497 SH DFND 1 21497 0 0 Perrigo Co PLC SHS G97822103 575 13851 SH DFND 1 13851 0 0 PFIZER INC COM 717081103 1183 32655 SH DFND 1 32655 0 0 PFIZER INC COM 717081103 290 8000 SH DFND 3 8000 0 0 Philip Morris International In COM 718172109 7 77 SH DFND 1 77 0 0 Phreesia Inc COM 71944F106 91 1739 SH DFND 1 1739 0 0 Pinduoduo Inc SPONSORED ADS 722304102 245 1832 SH DFND 1 1832 0 0 Pinterest Inc CL A 72352L106 1278 17264 SH DFND 1 17264 0 0 Pinterest Inc CL A 72352L106 207 2800 SH DFND 3 2800 0 0 Plug Power Inc COM NEW 72919P202 20 554 SH DFND 3 554 0 0 Power Integrations Inc COM 739276103 920 11292 SH DFND 1 11292 0 0 Powershares QQQ UNIT SER 1 46090E103 2194 6870 SH DFND 1 6870 0 0 PROCTER & GAMBLE CO/THE COM 742718109 80 589 SH DFND 1 589 0 0 Progressive Corp/The COM 743315103 79 827 SH DFND 1 827 0 0 Progyny Inc COM 74340E103 42 937 SH DFND 1 937 0 0 PTC Inc COM 69370C100 751 5459 SH DFND 1 5459 0 0 Public Storage COM 74460D109 77 311 SH DFND 1 311 0 0 Q2 Holdings Inc COM 74736L109 20 204 SH DFND 1 204 0 0 QAD Inc CL A 74727D306 62 935 SH DFND 1 935 0 0 QIAGEN NV SHS NEW N72482123 85 1748 SH DFND 1 1748 0 0 QUALCOMM Inc COM 747525103 318 2400 SH DFND 1 2400 0 0 R1 RCM Inc COM 749397105 37 1508 SH DFND 1 1508 0 0 Radius Health Inc COM NEW 750469207 38 1841 SH DFND 1 1841 0 0 Rapid7 Inc COM 753422104 58 773 SH DFND 1 773 0 0 Raymond James Financial Inc COM 754730109 7 56 SH DFND 1 56 0 0 Regeneron Pharmaceuticals COM 75886F107 376 794 SH DFND 1 794 0 0 Regions Financial Corp COM 7591EP100 37 1789 SH DFND 3 1789 0 0 Replay Acquisition Corp COM G75130107 11 1104 SH DFND 1 1104 0 0 Republic Services Inc COM 760759100 468 4695 SH DFND 1 4695 0 0 ResMed Inc COM 761152107 121 625 SH DFND 3 625 0 0 Reynolds Consumer Products Inc COM 76171L106 78 2624 SH DFND 1 2624 0 0 RingCentral Inc CL A 76680R206 6 20 SH DFND 1 20 0 0 Roku Inc COM CL A 77543R102 302 927 SH DFND 1 927 0 0 Royal Dutch Shell PLC SPONS ADR A 780259206 104 2650 SH DFND 3 2650 0 0 Sabre Corp COM 78573M104 520 35100 SH DFND 1 35100 0 0 SAGE THERAPEUTICS INC COM 78667J108 105 1403 SH DFND 1 1403 0 0 Sapiens International Corp NV SHS G7T16G103 217 6886 SH DFND 1 6886 0 0 Sarepta Therapeutics Inc COM 803607100 212 2840 SH DFND 1 2840 0 0 Schneider National Inc CL B 80689H102 74 2945 SH DFND 1 2945 0 0 ServiceNow Inc COM 81762P102 7 13 SH DFND 1 13 0 0 Shift4 Payments Inc CL A 82452J109 27 328 SH DFND 1 328 0 0 Shockwave Medical Inc COM 82489T104 47 362 SH DFND 1 362 0 0 SI-BONE Inc COM 825704109 42 1307 SH DFND 1 1307 0 0 Silgan Holdings Inc COM 827048109 78 1856 SH DFND 1 1856 0 0 SIMON PROPERTY GROUP LP COM 828806109 6190 54411 SH DFND 1 54411 0 0 SIMON PROPERTY GROUP LP COM 828806109 216207 1900390 SH DFND 2 1900390 0 0 Smith Micro Software Inc COM NEW 832154207 50 9031 SH DFND 1 9031 0 0 Snap Inc CL A 83304A106 269 5152 SH DFND 1 5152 0 0 SolarEdge Technologies Inc COM 83417M104 2549 8868 SH DFND 1 8868 0 0 Sonos Inc COM 83570H108 62 1651 SH DFND 1 1651 0 0 Sony Corp SPONSORED ADR 835699307 7685 72496 SH DFND 1 72496 0 0 Southern Copper Corp COM 84265V105 303 4465 SH DFND 1 4465 0 0 Southwest Airlines Co COM 844741108 962 15751 SH DFND 1 15751 0 0 Southwest Airlines Co COM 844741108 42 682 SH DFND 3 682 0 0 SPDR S&P 500 ETF Trust TR UNIT 78462F103 2285 5766 SH DFND 2 5766 0 0 SPDR S&P Biotech ETF S&P BIOTECH 78464A870 737 5430 SH DFND 1 5430 0 0 Spirit AeroSystems Holdings In COM CL A 848574109 977 20700 SH Call DFND 1 20700 0 0 Sprout Social Inc COM CL A 85209W109 63 1084 SH DFND 1 1084 0 0 SPS Commerce Inc COM 78463M107 63 631 SH DFND 1 631 0 0 Square Inc CL A 852234103 29 129 SH DFND 1 129 0 0 STAAR Surgical Co COM PAR $0.01 852312305 115 1094 SH DFND 1 1094 0 0 STERIS PLC SHS USD G8473T100 2020 10605 SH DFND 1 10605 0 0 StoneCo Ltd COM CL A G85158106 17 283 SH DFND 1 283 0 0 STRATASYS LTD SHS M85548101 299 11538 SH DFND 1 11538 0 0 Sumo Logic Inc COM 86646P103 206 10934 SH DFND 1 10934 0 0 Sustainable Opportunities Acqu ORD SHS A G8598Y109 11 1110 SH DFND 1 1110 0 0 Synchrony Financial COM 87165B103 3355 82521 SH DFND 1 82521 0 0 Synopsys Inc COM 871607107 7 28 SH DFND 1 28 0 0 Systemax Inc COM 871851101 71 1724 SH DFND 1 1724 0 0 T Rowe Price Group Inc COM 74144T108 7 40 SH DFND 1 40 0 0 Tactile Systems Technology Inc COM 87357P100 113 2076 SH DFND 1 2076 0 0 Take-Two Interactive Software COM 874054109 2730 15448 SH DFND 1 15448 0 0 Take-Two Interactive Software COM 874054109 52004 294304 SH DFND 2 294304 0 0 TARGET CORP COM 87612E106 806 4068 SH DFND 1 4068 0 0 TCR2 Therapeutics Inc COM 87808K106 411 18600 SH DFND 1 18600 0 0 Technology Select Sector SPDR TECHNOLOGY 81369Y803 4535 34144 SH DFND 1 34144 0 0 TechTarget Inc COM 87874R100 56 804 SH DFND 1 804 0 0 Teladoc Health Inc COM 87918A105 118 650 SH DFND 3 650 0 0 Tencent Music Entertainment Gr SPON ADS 88034P109 1906 93000 SH DFND 1 93000 0 0 Tencent Music Entertainment Gr SPON ADS 88034P109 157773 7700000 SH DFND 2 7700000 0 0 Teradyne Inc COM 880770102 72 592 SH DFND 1 592 0 0 Tesla Inc COM 88160R101 1524 2281 SH DFND 1 2281 0 0 Tesla Inc COM 88160R101 694 2000 SH Call DFND 1 2000 0 0 Tesla Inc COM 88160R101 0 1200 SH Put DFND 1 1200 0 0 Tesla Inc COM 88160R101 147273 4106 SH Call DFND 2 4106 0 0 Tesla Inc COM 88160R101 134 5 SH Call DFND 3 5 0 0 Texas Instruments Inc COM 882508104 78 413 SH DFND 1 413 0 0 Texas Instruments Inc COM 882508104 37 195 SH DFND 3 195 0 0 Thermo Fisher Scientific Inc COM 883556102 2133 4673 SH DFND 1 4673 0 0 Thermo Fisher Scientific Inc COM 883556102 342 750 SH DFND 3 750 0 0 Thor Industries Inc COM 885160101 860 6371 SH DFND 1 6371 0 0 Thor Industries Inc COM 885160101 337 2500 SH DFND 3 2500 0 0 Thunder Bridge Acquisition II CL A SHS G8857S116 11 1068 SH DFND 1 1068 0 0 Tower Semiconductor Ltd SHS NEW M87915274 858 30732 SH DFND 1 30732 0 0 Trade Desk Inc/The COM CL A 88339J105 7 10 SH DFND 1 10 0 0 Travere Therapeutics Inc COM 89422G107 36 1447 SH DFND 1 1447 0 0 Trimble Inc COM 896239100 7 93 SH DFND 1 93 0 0 TSMC SPONSORED ADS 874039100 3804 31894 SH DFND 1 31894 0 0 TSMC SPONSORED ADS 874039100 4258 606 SH Call DFND 1 606 0 0 TSMC SPONSORED ADS 874039100 1086278 9183950 SH DFND 2 9183950 0 0 TTEC Holdings Inc COM 89854H102 75 742 SH DFND 1 742 0 0 Tuscan Holdings Corp II COM 90070A103 11 1118 SH DFND 1 1118 0 0 TWITTER INC COM 90184L102 6 98 SH DFND 1 98 0 0 Ubiquiti Networks Inc COM 90353W103 376 1260 SH DFND 1 1260 0 0 Ultragenyx Pharmaceutical Inc COM 90400D108 37 321 SH DFND 1 321 0 0 united parcel service inc CL B 911312106 7 41 SH DFND 1 41 0 0 United Rentals Inc COM 911363109 8 23 SH DFND 1 23 0 0 United Therapeutics Corp COM 91307C102 103 618 SH DFND 1 618 0 0 Upwork Inc COM 91688F104 63 1399 SH DFND 1 1399 0 0 UroGen Pharma Ltd COM M96088105 828 42501 SH DFND 1 42501 0 0 US Global Jets ETF US GLB JETS 26922A842 3534 131322 SH DFND 1 131322 0 0 USANA Health Sciences Inc COM 90328M107 37 381 SH DFND 1 381 0 0 Vail Resorts Inc COM 91879Q109 397 1362 SH DFND 1 1362 0 0 Vanda Pharmaceuticals Inc COM 921659108 33 2179 SH DFND 1 2179 0 0 VanEck Vectors BDC Income ETF BDC INCOME ETF 92189F411 3467 214000 SH DFND 1 214000 0 0 VanEck Vectors Semiconductor E SEMICONDUCTOR ET 92189F676 33238 136472 SH DFND 1 136472 0 0 Vanguard Industrials ETF INDUSTRIAL ETF 92204A603 6280 33182 SH DFND 1 33182 0 0 Vanguard Information Technolog INF TECH ETF 92204A702 5382 15013 SH DFND 1 15013 0 0 Vanguard S&P 500 ETF S&P 500 ETF SHS 922908363 2557 7020 SH DFND 1 7020 0 0 Varonis Systems Inc COM 922280102 58 1134 SH DFND 1 1134 0 0 Veracyte Inc COM 92337F107 44 813 SH DFND 1 813 0 0 Vericel Corp COM 92346J108 136 2452 SH DFND 1 2452 0 0 Verint Systems Inc COM 92343X100 58 1275 SH DFND 1 1275 0 0 Verizon Communications Inc COM 92343V104 88 1517 SH DFND 1 1517 0 0 Vertex Inc CL A 92538J106 17 753 SH DFND 1 753 0 0 Veru Inc COM 92536C103 34 3127 SH DFND 1 3127 0 0 ViacomCBS Inc CL B 92556H206 4 91 SH DFND 1 91 0 0 ViacomCBS Inc CL B 92556H206 45 32 SH Call DFND 3 32 0 0 Visa Inc COM CL A 92826C839 754 3559 SH DFND 1 3559 0 0 Visa Inc COM CL A 92826C839 2343 198 SH Call DFND 1 198 0 0 Visa Inc COM CL A 92826C839 193657 914641 SH DFND 2 914641 0 0 Vocera Communications Inc COM 92857F107 36 937 SH DFND 1 937 0 0 Walmart Inc COM 931142103 523390 4063287 SH DFND 2 4063287 0 0 Wal-Mart Stores Inc COM 931142103 4579 33610 SH DFND 1 33610 0 0 Walt Disney Co/The COM 254687106 6 35 SH DFND 1 35 0 0 Waste Management Inc COM 94106L109 80 623 SH DFND 1 623 0 0 Waters Corp COM 941848103 470 1655 SH DFND 1 1655 0 0 WisdomTree Cloud Computing Fun CLOUD COMPUTNG 97717Y691 1756 36457 SH DFND 1 36457 0 0 Wix.com Ltd SHS M98068105 7413 26549 SH DFND 1 26549 0 0 Wix.com Ltd SHS M98068105 192844 690654 SH DFND 2 690654 0 0 Workday Inc CL A 98138H101 7 28 SH DFND 1 28 0 0 Workiva Inc COM CL A 98139A105 77 874 SH DFND 1 874 0 0 Xtrackers Harvest CSI 300 Chin XTRACK HRVST CSI 233051879 14655 379459 SH DFND 1 379459 0 0 Xtrackers S&P 500 ESG ETF XTRACKERS S&P 233051143 5445 156589 SH DFND 1 156589 0 0 Xylem Inc/NY COM 98419M100 7 66 SH DFND 1 66 0 0 Yalla Group Ltd ADS 98459U103 344 13743 SH DFND 1 13743 0 0 Zebra Technologies Corp CL A 989207105 4338 8942 SH DFND 1 8942 0 0 Zebra Technologies Corp CL A 989207105 469 966 SH DFND 3 966 0 0 Zendesk Inc COM 98936J101 385 2900 SH DFND 1 2900 0 0 ZILLOW GROUP INC CL C CAP STK 98954M200 26 204 SH DFND 1 204 0 0 Zscaler Inc COM 98980G102 6 36 SH DFND 1 36 0 0