0001323953-11-000010.txt : 20111114 0001323953-11-000010.hdr.sgml : 20111111 20111114165115 ACCESSION NUMBER: 0001323953-11-000010 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20110930 FILED AS OF DATE: 20111114 DATE AS OF CHANGE: 20111114 EFFECTIVENESS DATE: 20111114 FILER: COMPANY DATA: COMPANY CONFORMED NAME: RGM Capital, LLC CENTRAL INDEX KEY: 0001323953 IRS NUMBER: 061685711 STATE OF INCORPORATION: DE FISCAL YEAR END: 1204 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-12274 FILM NUMBER: 111203687 BUSINESS ADDRESS: STREET 1: 6621 WILLOW PARK DRIVE STREET 2: SUITE ONE CITY: NAPLES STATE: FL ZIP: 34109 BUSINESS PHONE: 239-593-1280 MAIL ADDRESS: STREET 1: 6621 WILLOW PARK DRIVE STREET 2: SUITE ONE CITY: NAPLES STATE: FL ZIP: 34109 13F-HR 1 rgm13f3q11.txt Q3 2011 RGM CAPITAL 13F UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: September 30, 2011 Check here if Amendment [ ]; Amendment Number: ______ This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: RGM Capital, L.L.C. Address: 9010 Strada Stell Court, Suite # 105 Naples, FL 34109 Form 13F File Number: 28-12274 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Robert G. Moses Title: Managing Member Phone: 239-593-1280 Signature, Place, and Date of Signing: /s/ Robert G. Moses Naples, FL November 14, 2011 ------------------------ ------------------------ ------------------------ [Signature] [City, State] [Date] Report Type (Check only one.): [X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form 13F Information Table Entry Total: 14 Form 13F Information Table Value Total: $137,699 ----------- (Thousands) List of Other Included Managers: NONE Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. No. Form 13F File Number Name ______________ 28-_____________________________ ___________________________
FORM 13F INFORMATION TABLE VALUE SH/ SH/ PUT/ INVSMNT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MGRS SOLE SHARED NONE -------------------- -------------- --------- -------- -------- --- ---- ------- ----- ---- ------ ---- ACCELRYS INC COM 00430U103 $21,368 3,526,079 SH SOLE NONE 3,526,079 0 0 ACTUATE CORP COM 00508B102 $4,523 819,399 SH SOLE NONE 819,399 0 0 ANGIODYNAMICS COM 03475V101 $8,582 653,188 SH SOLE NONE 653,188 0 0 ASPEN TECHNOLOGY INC COM 045327103 $15,653 1,025,084 SH SOLE NONE 1,025,084 0 0 CASCADE MICROTECH INC COM 147322101 $5,060 1,394,059 SH SOLE NONE 1,394,059 0 0 CONVIO INC COM 21257W105 $3,920 466,146 SH SOLE NONE 466,146 0 0 DIXIE GROUP INC CL A COM 255519100 $3,610 1,199,205 SH SOLE NONE 1,199,205 0 0 GUIDANCE SOFTWARE INC COM 401692108 $15,077 2,323,041 SH SOLE NONE 2,323,041 0 0 LAM RESEARCH CORP COM 512807108 $11,326 298,213 SH SOLE NONE 298,213 0 0 MIDAS GROUP INC COM 595626102 $6,478 790,087 SH SOLE NONE 790,087 0 0 RICHARDSON ELECTRONICS COM 763165107 $6,848 503,110 SH SOLE NONE 503,110 0 0 SPECTRANETICS COM 84760C107 $9,946 1,393,063 SH SOLE NONE 1,393,063 0 0 SUPPORT.COM INC COM 868587106 $9,045 4,568,150 SH SOLE NONE 4,568,150 0 0 TYLER TECHNOLOGIES INC COM 902252105 $16,216 643,252 SH SOLE NONE 643,252 0 0 -------- $137,699 --------