-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, EO3o0CLeFRDP0V6P5CyAD3NEZxlIEdxb+D+ncLBaq2Roa6++RXUyrDfN/m+Ndpqa VKTnNtkyqwcRxNXxCp7aAg== 0001323953-08-000032.txt : 20081113 0001323953-08-000032.hdr.sgml : 20081113 20081113160843 ACCESSION NUMBER: 0001323953-08-000032 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20080930 FILED AS OF DATE: 20081113 DATE AS OF CHANGE: 20081113 EFFECTIVENESS DATE: 20081113 FILER: COMPANY DATA: COMPANY CONFORMED NAME: RGM Capital, LLC CENTRAL INDEX KEY: 0001323953 IRS NUMBER: 061685711 STATE OF INCORPORATION: DE FISCAL YEAR END: 1204 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-12274 FILM NUMBER: 081185089 BUSINESS ADDRESS: STREET 1: 6621 WILLOW PARK DRIVE STREET 2: SUITE ONE CITY: NAPLES STATE: FL ZIP: 34109 BUSINESS PHONE: 239-593-1280 MAIL ADDRESS: STREET 1: 6621 WILLOW PARK DRIVE STREET 2: SUITE ONE CITY: NAPLES STATE: FL ZIP: 34109 13F-HR 1 rgm13f3q08.txt UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: September 30, 2008 Check here if Amendment [ ]; Amendment Number: ______ This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: RGM Capital, L.L.C. Address: 6621 Willow Park Drive; Suite One Naples, FL 34103 Form 13F File Number: 28-12274 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Robert G. Moses Title: Managing Member Phone: 239-593-1280 Signature, Place, and Date of Signing: /s/ Robert G. Moses Naples, FL November 13, 2008 ------------------------ ------------------------ ------------------------ [Signature] [City, State] [Date] Report Type (Check only one.): [X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form 13F Information Table Entry Total: 16 Form 13F Information Table Value Total: $91,264 ----------- (Thousands) List of Other Included Managers: NONE Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. No. Form 13F File Number Name ______________ 28-_____________________________ ___________________________
FORM 13F INFORMATION TABLE VALUE SH/ SH/ PUT/ INVSMNT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MGRS SOLE SHARED NONE - -------------------- -------------- --------- -------- -------- --- ---- ------- ----- ---- ------ ---- 4 KIDS ENTERTAINMENT INC COM 350865101 1,353 191,640 SH SOLE NONE 191,640 0 0 ACTUATE CORPORATION COM 00508B102 263 75,000 SH SOLE NONE 75,000 0 0 AEHR TEST SYSTEMS COM 00760J108 1,920 517,592 SH SOLE NONE 517,592 0 0 ALLOY INC COM 019855303 8,187 1,059,134 SH SOLE NONE 1,059,134 0 0 CASCADE MICROTECH INC COM 147322101 5,500 1,300,184 SH SOLE NONE 1,300,184 0 0 DELIA*S INC NEW COM 246911101 6,268 2,168,805 SH SOLE NONE 2,168,805 0 0 DIXIE GROUP INC COM 255519100 10,769 1,471,228 SH SOLE NONE 1,471,228 0 0 GERBER SCIENTIFIC INC COM 373730100 3,230 353,442 SH SOLE NONE 353,442 0 0 LAM RESEARCH CORP COM 512807108 14,592 463,395 SH SOLE NONE 463,395 0 0 MIDAS INC COM 595626102 14,136 1,027,348 SH SOLE NONE 1,027,348 0 0 OPNET TECHNOLOGIES INC COM 683757108 3,416 280,440 SH SOLE NONE 280,440 0 0 QUANTUM CORP COM 747906204 3,551 3,381,485 SH SOLE NONE 3,381,485 0 0 SPSS INC COM 78462K102 1,100 37,459 SH SOLE NONE 37,459 0 0 SUPPORTSOFT INC COM 868587106 31 10,177 SH SOLE NONE 10,177 0 0 TRUE BLUE INC COM 89785X101 1,184 73,252 SH SOLE NONE 73,252 0 0 TYLER CORP COM 902252105 15,764 1,039,189 SH SOLE NONE 1,039,189 0 0 -------- 91,264 --------
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