0000950142-23-000699.txt : 20230315 0000950142-23-000699.hdr.sgml : 20230315 20230315152948 ACCESSION NUMBER: 0000950142-23-000699 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20230314 FILED AS OF DATE: 20230315 DATE AS OF CHANGE: 20230315 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Feliciano Jose Enrique CENTRAL INDEX KEY: 0001323912 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-37936 FILM NUMBER: 23734906 MAIL ADDRESS: STREET 1: C/O CLEARLAKE CAPITAL GROUP, LLC STREET 2: 650 MADISON AVE., 23RD FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Eghbali Behdad CENTRAL INDEX KEY: 0001409564 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-37936 FILM NUMBER: 23734907 MAIL ADDRESS: STREET 1: 233 WILSHIRE BLVD. STREET 2: SUITE 850 CITY: SANTA MONICA STATE: CA ZIP: 90401 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: CCG Operations, LLC CENTRAL INDEX KEY: 0001409590 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-37936 FILM NUMBER: 23734908 BUSINESS ADDRESS: STREET 1: 650 MADISON AVENUE, 23RD FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: 212-610-9000 MAIL ADDRESS: STREET 1: 650 MADISON AVENUE, 23RD FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Clearlake Capital Partners, LLC CENTRAL INDEX KEY: 0001409591 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-37936 FILM NUMBER: 23734912 BUSINESS ADDRESS: STREET 1: 233 WILSHIRE BLVD., SUITE 800 CITY: SANTA MONICA STATE: CA ZIP: 90401 BUSINESS PHONE: 212-610-9000 MAIL ADDRESS: STREET 1: 233 WILSHIRE BLVD., SUITE 800 CITY: SANTA MONICA STATE: CA ZIP: 90401 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: CLEARLAKE CAPITAL MANAGEMENT II, L.P. CENTRAL INDEX KEY: 0001688283 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-37936 FILM NUMBER: 23734909 BUSINESS ADDRESS: STREET 1: 233 WILSHIRE BOULEVARD, SUITE 800 CITY: SANTA MONICA STATE: CA ZIP: 90401 BUSINESS PHONE: (310) 400-8800 MAIL ADDRESS: STREET 1: 233 WILSHIRE BOULEVARD, SUITE 800 CITY: SANTA MONICA STATE: CA ZIP: 90401 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: CLEARLAKE CAPITAL PARTNERS II (MASTER), L.P. CENTRAL INDEX KEY: 0001539291 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-37936 FILM NUMBER: 23734910 BUSINESS ADDRESS: STREET 1: 233 WILSHIRE BOULEVARD, SUITE 800 CITY: SANTA MONICA STATE: CA ZIP: 90401 BUSINESS PHONE: 310-400-8800 MAIL ADDRESS: STREET 1: 233 WILSHIRE BOULEVARD, SUITE 800 CITY: SANTA MONICA STATE: CA ZIP: 90401 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Clearlake Capital Partners II GP, L.P. CENTRAL INDEX KEY: 0001540841 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-37936 FILM NUMBER: 23734911 BUSINESS ADDRESS: STREET 1: 233 WILSHIRE BOULEVARD STREET 2: SUITE 800 CITY: SANTA MONICA STATE: CA ZIP: 90401 BUSINESS PHONE: 310-400-8800 MAIL ADDRESS: STREET 1: 233 WILSHIRE BOULEVARD STREET 2: SUITE 800 CITY: SANTA MONICA STATE: CA ZIP: 90401 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: CLEARLAKE CAPITAL GROUP, L.P. CENTRAL INDEX KEY: 0001688282 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-37936 FILM NUMBER: 23734913 BUSINESS ADDRESS: STREET 1: 233 WILSHIRE BOULEVARD, SUITE 800 CITY: SANTA MONICA STATE: CA ZIP: 90401 BUSINESS PHONE: (310) 400-8800 MAIL ADDRESS: STREET 1: 233 WILSHIRE BOULEVARD, SUITE 800 CITY: SANTA MONICA STATE: CA ZIP: 90401 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Smart Sand, Inc. CENTRAL INDEX KEY: 0001529628 STANDARD INDUSTRIAL CLASSIFICATION: MINING, QUARRYING OF NONMETALLIC MINERALS (NO FUELS) [1400] IRS NUMBER: 452809926 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 28420 HARDY TOLL ROAD STREET 2: SUITE 130 CITY: SPRING STATE: TX ZIP: 77373 BUSINESS PHONE: (281) 231-2660 MAIL ADDRESS: STREET 1: 28420 HARDY TOLL ROAD STREET 2: SUITE 130 CITY: SPRING STATE: TX ZIP: 77373 4 1 es230336096_4-snd.xml OWNERSHIP DOCUMENT X0306 4 2023-03-14 0 0001529628 Smart Sand, Inc. SND 0001688282 CLEARLAKE CAPITAL GROUP, L.P. 233 WILSHIRE BLVD., SUITE 800 SANTA MONICA CA 90401 1 0 0 0 0001409591 Clearlake Capital Partners, LLC 233 WILSHIRE BLVD., SUITE 800 SANTA MONICA CA 90401 1 0 1 0 0001540841 Clearlake Capital Partners II GP, L.P. C/O CLEARLAKE CAPITAL GROUP, L.P. 233 WILSHIRE BLVD., SUITE 800 SANTA MONICA CA 90401 1 0 1 0 0001539291 CLEARLAKE CAPITAL PARTNERS II (MASTER), L.P. C/O CLEARLAKE CAPITAL GROUP, L.P. 233 WILSHIRE BLVD., SUITE 800 SANTA MONICA CA 90401 1 0 1 0 0001688283 CLEARLAKE CAPITAL MANAGEMENT II, L.P. C/O CLEARLAKE CAPITAL GROUP, L.P. 233 WILSHIRE BLVD., SUITE 800 SANTA MONICA CA 90401 1 0 1 0 0001409590 CCG Operations, LLC C/O CLEARLAKE CAPITAL GROUP, L.P. 233 WILSHIRE BLVD., SUITE 800 SANTA MONICA CA 90401 1 0 1 0 0001409564 Eghbali Behdad C/O CLEARLAKE CAPITAL GROUP, L.P. 233 WILSHIRE BLVD., SUITE 800 SANTA MONICA CA 90401 1 0 1 0 0001323912 Feliciano Jose Enrique C/O CLEARLAKE CAPITAL GROUP, L.P. 233 WILSHIRE BLVD., SUITE 800 SANTA MONICA CA 90401 1 0 1 0 Common Stock, par value $0.001 per share 2023-03-14 4 S 0 5175688 1.7150 D 0 I See footnotes Common Stock, par value $0.001 per share 16364 I See footnote The shares sold were held of record by Clearlake Capital Partners II (Master), L.P. ("CCPII"), which is managed by Clearlake Capital Management II, L.P., a Delaware limited partnership ("CCMII"). CCMII's general partner is Clearlake Capital Group, L.P., whose general partner is Clearlake Capital Group GP, LLC ("CCG GP"), a Delaware limited liability company. CCG GP's managing member is CCG Operations, L.L.C., a Delaware limited liability company ("CCG Ops"). CCPII's general partner is Clearlake Capital Partners II GP, L.P., a Delaware limited partnership ("CCPII GP"). CCPII GP's general partner is Clearlake Capital Partners, LLC, a Delaware limited liability company ("CCP"). CCP's managing member is CCG Ops. Jose E. Feliciano and Behdad Eghbali are managers of CCG Ops and may be deemed to share voting and investment power of the shares held of record by CCPII. Each the Reporting Persons disclaims beneficial ownership of the shares held of record by CCPII except to the extent of its pecuniary interest therein. Represents shares of restricted stock granted to Mr. Feliciano pursuant to the Issuer's 2016 Omnibus Incentive Plan, which vest on the first anniversary of June 16, 2022, the date of grant.. The shares are held of record by Mr. Feliciano for the benefit of CCPII. Mr. Feliciano expressly disclaims beneficial ownership of the reported shares except to the extent of his pecuniary interest therein. This Statement is an exit filing with respect to each of the Reporting Persons other than Mr. Feliciano. /s/ See Signatures Included in Exhibit 99.1 2023-03-15 EX-99.1 2 es230336096_ex9901.htm EXHIBIT 99.1

EXHIBIT 99.1

This Statement on Form 4 is filed jointly by the Reporting Persons listed below. The principal business address of each of these Reporting Persons is 233 Wilshire Blvd., Suite 800, Los Angeles, California 90401.

Name of Designated Filer: Clearlake Capital Group, L.P.

Date of Event Requiring Statement: March 14, 2023

Issuer Name and Ticker or Trading Symbol: Smart Sand, Inc. [SND]

  CLEARLAKE CAPITAL GROUP, L.P.  
       
  By: /s/ John Cannon as Attorney-in-Fact for José E. Feliciano  
    Name: José E. Feliciano  
    Title: Co-President  
       
  Clearlake Capital Partners, LLC    
       
  By: /s/ John Cannon as Attorney-in-Fact for José E. Feliciano  
    Name: José E. Feliciano  
    Title: Co-President  
       
  Clearlake Capital Partners II GP, L.P.  
       
  By: /s/ John Cannon as Attorney-in-Fact for José E. Feliciano  
    Name: José E. Feliciano  
    Title: Co-President  
       
  CLEARLAKE CAPITAL PARTNERS II (MASTER), L.P.    
       
  By: /s/ John Cannon as Attorney-in-Fact for José E. Feliciano  
    Name: José E. Feliciano  
    Title: Co-President  
       
  CLEARLAKE CAPITAL MANAGEMENT II, L.P.  
       
  By: /s/ John Cannon as Attorney-in-Fact for José E. Feliciano  
    Name: José E. Feliciano  
    Title: Co-President  
       
  CCG Operations, LLC  
       
  By: /s/ John Cannon as Attorney-in-Fact for José E. Feliciano  
    Name: José E. Feliciano  
    Title: Co-President  
       
  /s/ John Cannon as Attorney-in-Fact for Behdad Eghbali  
  Behdad Eghbali  
       
  /s/ John Cannon as Attorney-in-Fact for José E. Feliciano  
  José E. Feliciano