SEC Form 3
FORM 3 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person*
Bergschneider Alan C

(Last) (First) (Middle)
1530 SHIELDS DRIVE

(Street)
WAUKEGAN IL 60085

(City) (State) (Zip)
2. Date of Event Requiring Statement (Month/Day/Year)
04/01/2013
3. Issuer Name and Ticker or Trading Symbol
Coleman Cable, Inc. [ CCIX ]
4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
X Officer (give title below) Other (specify below)
Chief Financial Officer
5. If Amendment, Date of Original Filed (Month/Day/Year)
04/01/2013
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4) 2. Amount of Securities Beneficially Owned (Instr. 4) 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 4. Nature of Indirect Beneficial Ownership (Instr. 5)
Common Stock 3,750(1) D
Table II - Derivative Securities Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4) 2. Date Exercisable and Expiration Date (Month/Day/Year) 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) 4. Conversion or Exercise Price of Derivative Security 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 6. Nature of Indirect Beneficial Ownership (Instr. 5)
Date Exercisable Expiration Date Title Amount or Number of Shares
Options to Purchase Common Stock (2) 03/02/2020 Common Stock 15,000 $4.42 D
Options to Purchase Common Stock (3) 02/01/2019 Common Stock 10,000 $3.99 D
Options to Purchase Common Stock (4) 01/03/2018 Common Stock 4,000 $8.38 D
Restricted Stock Units(5) (6) 03/02/2020 Common Stock 21,000 (7) D
Explanation of Responses:
1. This amendment update the total holdings reported for Mr. Bergschneider in the original Form 3.
2. The options vest in three equal installments on March 2, 2012, March 2, 2013 and March 2, 2014.
3. The options vested in three equal installments on February 1, 2010, February 1, 2011 and February 1, 2012.
4. The options vested in three installments on January 3, 2009, January 3, 2010 and January 3, 2011.
5. This amendment includes the Restricted Stock Units ("RSUs"), which were inadvertently omitted from the original Form 3 filing.
6. 5,625 RSUs vested and 9,750 and 11,250 RSUs, respectively, will vest upon Coleman Cable, Inc.'s common stock attaining three separate price goals. Upon vesting, two-thirds of the RSUs settle in shares of common stock and one-third settle in cash, subject to satisfaction of tax withholding obligations.
7. Each RSU is the economic equivalent of one share of common stock. A portion of the RSUs will be settled in stock and a portion will be settled in cash, as explained above.
Remarks:
/s/ James J. Junewicz, by Power of Attorney 05/14/2013
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
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