-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, H/+096/D2BxTX+k0anZJFwDZw3Q2xDTC6K1TBwZ56uXFj6CK5o7KuiVcz2IPmQxn v0QCxMO2PeAOHShENC8zsA== 0001323414-09-000009.txt : 20091015 0001323414-09-000009.hdr.sgml : 20091015 20091014204317 ACCESSION NUMBER: 0001323414-09-000009 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20090930 FILED AS OF DATE: 20091015 DATE AS OF CHANGE: 20091014 EFFECTIVENESS DATE: 20091015 FILER: COMPANY DATA: COMPANY CONFORMED NAME: PACIFIC HEIGHTS ASSET MANAGEMENT LLC CENTRAL INDEX KEY: 0001323414 IRS NUMBER: 431982007 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-11706 FILM NUMBER: 091120199 BUSINESS ADDRESS: STREET 1: 600 MONTGOMERY STREET STREET 2: 27TH FLOOR CITY: SAN FRANCISCO STATE: CA ZIP: 94111 BUSINESS PHONE: 415 398-8000 MAIL ADDRESS: STREET 1: 600 MONTGOMERY STREET STREET 2: 27TH FLOOR CITY: SAN FRANCISCO STATE: CA ZIP: 94111 13F-HR 1 form13f_2009q3.txt UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: September 30, 2009 Check here if Amendment [ ]; Amendment Number: ______ This Amendment(Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Pacific Heights Asset Management, LLC Address: 600 Montgomery Street, 27th Floor San Francisco, California 94111-2702 Form 13F File Number: 028-11706 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Michael J. Cuggino Title: Sole Member and Manager Phone: (415) 398-8000 Signature, Place, and Date of Signing: /s/ Michael J. Cuggino San Francisco, California October 15, 2009 [Signature] [City, State] [Date] Report Type (Check only one.): [X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) List of Other Managers Reporting for this Manager: NONE FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form 13F Information Table Entry Total: 75 Form 13F Information Table Value Total: $1,410,021 (thousands) List of Other Included Managers: NONE FORM 13F INFORMATION TABLE VALUE SHRS OR SH/ PUT/ INVEST OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCR MNGRS SOLE SHARED NONE AMB PROPERTY CORP COM 00163T109 9,180 400,000 SH SOLE 400,000 AGILENT TECHNOLOGIES INC COM 00846U101 20,038 720,000 SH SOLE 720,000 AIR PRODS & CHEMS INC COM 009158106 18,076 233,000 SH SOLE 233,000 ALEXANDER & BALDWIN INC COM 014482103 17,874 557,000 SH SOLE 557,000 AMGEN INC COM 031162100 18,792 312,000 SH SOLE 312,000 AUTODESK INC COM 052769106 18,921 795,000 SH SOLE 795,000 AVALONBAY CMNTYS INC COM 053484101 29,092 400,000 SH SOLE 400,000 BP PLC SPONSORED ADR 055622104 26,615 500,000 SH SOLE 500,000 BRE PROPERTIES INC CL A 05564E106 21,910 700,000 SH SOLE 700,000 BANK NEW YORK MELLON CORP COM 064058100 15,075 520,000 SH SOLE 520,000 BHP BILLITON LTD SPONSORED ADR 088606108 29,704 450,000 SH SOLE 450,000 BOSTON PRPERTIES INC COM 101121101 32,775 500,000 SH SOLE 500,000 CBS CORPORATION CL A NEW 124857103 9,346 775,000 SH SOLE 775,000 CAMECO CORPORATION COM 13321L108 27,800 1,000,000 SH SOLE 1,000,000 CELGENE CORP COM 151020104 17,329 310,000 SH SOLE 310,000 CHEMTURA CORP COM 163893100 2,836 3,050,000 SH SOLE 3,050,000 CHEVRON CORP COM NEW 166764100 28,172 400,000 SH SOLE 400,000 CONOCOPHILIPS COM 20825C104 24,838 550,000 SH SOLE 550,000 CORPORATE OFFICE PPTYS TR SH BEN INT 22002T108 14,752 400,000 SH SOLE 400,000 COSTCO WHSL CORP COM NEW 22160K105 18,914 335,000 SH SOLE 335,000 DEVON ENERGY CORP COM NEW 25179M103 26,932 400,000 SH SOLE 400,000 DIGITAL RLTY TR INC COM 253868103 18,284 400,000 SH SOLE 400,000 DISNEY WALT CO COM 254687106 17,025 620,000 SH SOLE 620,000 DUKE REALTY CORP COM NEW 264411505 21,618 1,800,000 SH SOLE 1,800,000 EQUITY ONE INC COM 294752100 18,804 1,200,000 SH SOLE 1,200,000 FEDERAL REALTY INVT TR SH BEN INT NEW 313747206 27,617 450,000 SH SOLE 450,000 FEDEX CORP COM 31428X106 19,557 260,000 SH SOLE 260,000 FLUOR CORP NEW COM NEW 343412102 20,594 405,000 SH SOLE 405,000 FOREST OIL CORP COM 346091705 19,570 1,000,000 SH SOLE 1,000,000 FREEPORT-MCMORAN COPPER&GOLD CL B 35671D857 34,305 500,000 SH SOLE 500,000 FRONTIER OIL CORP COM 35914P105 14,338 1,030,000 SH SOLE 1,030,000 GENZYME CORP COM 372917104 17,530 309,000 SH SOLE 309,000 GILEAD SCIENCES INC COM 375558103 14,440 310,000 SH SOLE 310,000 HARLEY DAVIDSON INC COM 412822108 17,595 765,000 SH SOLE 765,000 HEWLETT PACKARD CO COM 428236103 19,828 420,000 SH SOLE 420,000 ILLINOIS TOOL WKS INC COM 452308109 18,792 440,000 SH SOLE 440,000 INTEL CORP COM 458140100 16,439 840,000 SH SOLE 840,000 JANUS CAP GROUP INC COM 47102X105 18,859 1,330,000 SH SOLE 1,330,000 JUNIPER NETWORKS INC COM 48203R104 19,184 710,000 SH SOLE 710,000 KANSAS CITY SOUTHERN COM NEW 485170302 18,940 715,000 SH SOLE 715,000 KIMCO REALTY CORP COM 49446R109 18,256 1,400,000 SH SOLE 1,400,000 LOCKHEED MARTIN CORP COM 539830109 16,163 207,000 SH SOLE 207,000 MARINER ENERGY INC COM 56845T305 21,270 1,500,000 SH SOLE 1,500,000 MATTEL INC COM 577081102 17,076 925,000 SH SOLE 925,000 MORGAN STANLEY COM NEW 617446448 20,535 665,000 SH SOLE 665,000 MOSAIC CO COM 61945A107 19,709 410,000 SH SOLE 410,000 NACCO INDS INC CLASS A CL A 629579103 10,332 172,000 SH SOLE 172,000 NACCO INDS INC CLASS B CL A 629579202 481 8,000 SH SOLE 8,000 NATL SEMICONDUCTOR CORP COM 637640103 13,200 925,000 SH SOLE 925,000 NUCOR CORP COM 670346105 19,274 410,000 SH SOLE 410,000 PARKER DRILLING CO COM 701081101 16,762 3,070,000 SH SOLE 3,070,000 PARKER HANNIFIN CORP COM 701094104 18,662 360,000 SH SOLE 360,000 PATRIOT COAL CORP COM 70336T104 10,584 900,000 SH SOLE 900,000 PEABODY ENERGY CORP COM 704549104 27,915 750,000 SH SOLE 750,000 PENN RL ESTATE INVT SH BEN INT 709102107 6,849 900,000 SH SOLE 900,000 PLAINS EXPL & PRODTN CO COM 726505100 22,128 800,000 SH SOLE 800,000 PROLOGIS SHR BEN INT 743410102 22,648 1,900,000 SH SOLE 1,900,000 QUALCOMM INC COM 747525103 17,542 390,000 SH SOLE 390,000 RYLAND GROUP INC COM 783764103 17,277 820,000 SH SOLE 820,000 SANMINA SCI CORP COM 800907107 4,673 543,333 SH SOLE 543,333 SCHWAB CHARLES CORP COM NEW 808513105 15,895 830,000 SH SOLE 830,000 STATE STR CORP COM 857477103 21,566 410,000 SH SOLE 410,000 SYMANTEC CORP COM 871503108 13,835 840,000 SH SOLE 840,000 TEMPLE INLAND INC COM 879868107 19,819 1,207,000 SH SOLE 1,207,000 TEXAS PAC LD TR SUB CTF PROP I T 882610108 6,300 200,000 SH SOLE 200,000 UDR INC COM 902653104 28,332 1,800,000 SH SOLE 1,800,000 URSTADT BIDDLE PPTYS INC CL A 917286106 1,316 100,000 SH SOLE 100,000 URSTADT BIDDLE PPTYS INC COM 917286205 1,459 100,000 SH SOLE 100,000 VALE SA ADR 91912E105 30,069 1,300,000 SH SOLE 1,300,000 VIACOM INC CL A 92553P102 21,057 715,000 SH SOLE 715,000 VORNADO RLTY TR SH BEN INT 929042109 32,346 502,191 SH SOLE 502,191 WASHINGTON REAL ESTATE INVT SH BEN INT 939653101 23,040 800,000 SH SOLE 800,000 WEYERHAEUSER CO COM 962166104 21,990 600,000 SH SOLE 600,000 WILLIAMS SONOMA INC COM 969904101 24,579 1,215,000 SH SOLE 1,215,000 XTO ENERGY INC COM 98385X106 24,792 600,000 SH SOLE 600,000
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