0000357298-11-000048.txt : 20111021 0000357298-11-000048.hdr.sgml : 20111021 20111021113651 ACCESSION NUMBER: 0000357298-11-000048 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20110930 FILED AS OF DATE: 20111021 DATE AS OF CHANGE: 20111021 EFFECTIVENESS DATE: 20111021 FILER: COMPANY DATA: COMPANY CONFORMED NAME: PACIFIC HEIGHTS ASSET MANAGEMENT LLC CENTRAL INDEX KEY: 0001323414 IRS NUMBER: 431982007 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-11706 FILM NUMBER: 111151680 BUSINESS ADDRESS: STREET 1: 600 MONTGOMERY STREET STREET 2: SUITE 4100 CITY: SAN FRANCISCO STATE: CA ZIP: 94111 BUSINESS PHONE: 415 398-8000 MAIL ADDRESS: STREET 1: 600 MONTGOMERY STREET STREET 2: SUITE 4100 CITY: SAN FRANCISCO STATE: CA ZIP: 94111 13F-HR 1 form-13f_2011q3.txt FORM 13F AS OF SEPTEMBER 30, 2011 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: September 30, 2011 Check here if Amendment [ ]; Amendment Number: ______ This Amendment(Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Pacific Heights Asset Management, LLC Address: 600 Montgomery Street, Suite 4100 San Francisco, California 94111 Form 13F File Number: 028-11706 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Michael J. Cuggino Title: Sole Member and Manager Phone: (415) 398-8000 Signature, Place, and Date of Signing: /s/ Michael J. Cuggino San Francisco, California October 21, 2011 [Signature] [City, State] [Date] Report Type (Check only one.): [X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) List of Other Managers Reporting for this Manager: NONE FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form 13F Information Table Entry Total: 74 Form 13F Information Table Value Total: $4,191,599 (thousands) List of Other Included Managers: NONE FORM 13F INFORMATION TABLE VALUE SHRS OR SH/ PUT/INVEST OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALLDISCR MNGRS SOLE SHARENONE AGILENT TECHNOLOGIES INC COM 00846U101 47,187 1,510,000 SH SOLE 1,510,000 AIR PRODS & CHEMS INC COM 009158106 84,542 1,107,000 SH SOLE 1,107,000 ALEXANDER & BALDWIN INC COM 014482103 43,836 1,200,000 SH SOLE 1,200,000 AMGEN INC COM 031162100 55,499 1,010,000 SH SOLE 1,010,000 APACHE CORP COM 037411105 88,264 1,100,000 SH SOLE 1,100,000 AUTODESK INC COM 052769106 55,977 2,015,000 SH SOLE 2,015,000 AVALONBAY CMNTYS INC COM 053484101 91,240 800,000 SH SOLE 800,000 BP PLC SPONSORED ADR 055622104 72,140 2,000,000 SH SOLE 2,000,000 BRE PROPERTIES INC CL A 05564E106 42,340 1,000,000 SH SOLE 1,000,000 BANK NEW YORK MELLON CORP COM 064058100 54,283 2,920,000 SH SOLE 2,920,000 BHP BILLITON LTD SPONSORED ADR 088606108 106,304 1,600,000 SH SOLE 1,600,000 BOSTON PRPERTIES INC COM 101121101 98,010 1,100,000 SH SOLE 1,100,000 CBS CORPORATION CL A NEW 124857103 16,488 800,000 SH SOLE 800,000 CAMECO CORPORATION COM 13321L108 45,800 2,500,000 SH SOLE 2,500,000 CELGENE CORP COM 151020104 69,041 1,115,000 SH SOLE 1,115,000 CHEMTURA CORP COM 163893209 14,043 1,400,123 SH SOLE 1,400,123 CHEVRON CORP COM NEW 166764100 92,520 1,000,000 SH SOLE 1,000,000 CONOCOPHILIPS COM 20825C104 88,648 1,400,000 SH SOLE 1,400,000 CORPORATE OFFICE PPTYS TR SH BEN INT 22002T108 43,560 2,000,000 SH SOLE 2,000,000 COSTCO WHSL CORP COM NEW 22160K105 82,777 1,008,000 SH SOLE 1,008,000 DEVON ENERGY CORP COM NEW 25179M103 72,072 1,300,000 SH SOLE 1,300,000 DIGITAL RLTY TR INC COM 253868103 55,160 1,000,000 SH SOLE 1,000,000 DISNEY WALT CO COM 254687106 45,692 1,515,000 SH SOLE 1,515,000 DUKE REALTY CORP COM NEW 264411505 35,700 3,400,000 SH SOLE 3,400,000 EQUITY ONE INC COM 294752100 31,720 2,000,000 SH SOLE 2,000,000 EXXON MOBIL CORP COM 30231G102 94,419 1,300,000 SH SOLE 1,300,000 FEDERAL REALTY INVT TR SH BEN INT NEW 313747206 82,410 1,000,000 SH SOLE 1,000,000 FEDEX CORP COM 31428X106 108,965 1,610,000 SH SOLE 1,610,000 FLUOR CORP NEW COM NEW 343412102 74,945 1,610,000 SH SOLE 1,610,000 FOREST OIL CORP COM 346091705 28,800 2,000,000 SH SOLE 2,000,000 FREEPORT-MCMORAN COPPER&GOLD CL B 35671D857 98,049 3,220,000 SH SOLE 3,220,000 GILEAD SCIENCES INC COM 375558103 58,976 1,520,000 SH SOLE 1,520,000 HARLEY DAVIDSON INC COM 412822108 52,010 1,515,000 SH SOLE 1,515,000 HEWLETT PACKARD CO COM 428236103 45,237 2,015,000 SH SOLE 2,015,000 HOLLYFRONTIER CORP COM 436106108 92,452 3,526,000 SH SOLE 3,526,000 ILLINOIS TOOL WKS INC COM 452308109 50,461 1,213,000 SH SOLE 1,213,000 INTEL CORP COM 458140100 64,523 3,025,000 SH SOLE 3,025,000 JANUS CAP GROUP INC COM 47102X105 21,300 3,550,000 SH SOLE 3,550,000 JUNIPER NETWORKS INC COM 48203R104 46,947 2,720,000 SH SOLE 2,720,000 KANSAS CITY SOUTHERN COM NEW 485170302 50,460 1,010,000 SH SOLE 1,010,000 KIMCO REALTY CORP COM 49446R109 51,102 3,400,000 SH SOLE 3,400,000 LOCKHEED MARTIN CORP COM 539830109 73,148 1,007,000 SH SOLE 1,007,000 MATTEL INC COM 577081102 52,427 2,025,000 SH SOLE 2,025,000 MORGAN STANLEY COM NEW 617446448 47,587 3,525,000 SH SOLE 3,525,000 MOSAIC CO COM 61945C103 73,945 1,510,000 SH SOLE 1,510,000 NACCO INDS INC CLASS A CL A 629579103 13,441 212,000 SH SOLE 212,000 NACCO INDS INC CLASS B CL A 629579202 507 8,000 SH SOLE 8,000 NUCOR CORP COM 670346105 63,755 2,015,000 SH SOLE 2,015,000 PARKER DRILLING CO COM 701081101 13,477 3,070,000 SH SOLE 3,070,000 PARKER HANNIFIN CORP COM 701094104 76,261 1,208,000 SH SOLE 1,208,000 PATRIOT COAL CORP COM 70336T104 21,150 2,500,000 SH SOLE 2,500,000 PEABODY ENERGY CORP COM 704549104 68,268 2,015,000 SH SOLE 2,015,000 PENN RL ESTATE INVT SH BEN INT 709102107 7,730 1,000,000 SH SOLE 1,000,000 PLAINS EXPL & PRODTN CO COM 726505100 45,420 2,000,000 SH SOLE 2,000,000 PROLOGIS INC COM 74340W103 72,750 3,000,000 SH SOLE 3,000,000 QUALCOMM INC COM 747525103 58,940 1,212,000 SH SOLE 1,212,000 RIO TINTO PLC SPONSORED ADR 767204100 88,160 2,000,000 SH SOLE 2,000,000 RYLAND GROUP INC COM 783764103 16,188 1,520,000 SH SOLE 1,520,000 SANMINA SCI CORP COM 800907206 16,967 2,540,000 SH SOLE 2,540,000 SCHWAB CHARLES CORP COM NEW 808513105 45,418 4,030,000 SH SOLE 4,030,000 STATE STR CORP COM 857477103 80,882 2,515,000 SH SOLE 2,515,000 SYMANTEC CORP COM 871503108 49,389 3,030,000 SH SOLE 3,030,000 TEMPLE INLAND INC COM 879868107 63,524 2,025,000 SH SOLE 2,025,000 TEXAS PAC LD TR SUB CTF PROP I T 882610108 7,268 200,000 SH SOLE 200,000 UDR INC COM 902653104 44,280 2,000,000 SH SOLE 2,000,000 URSTADT BIDDLE PPTYS INC CL A 917286106 1,938 125,000 SH SOLE 125,000 URSTADT BIDDLE PPTYS INC COM 917286205 4,791 300,000 SH SOLE 300,000 VALE SA ADR 91912E105 57,000 2,500,000 SH SOLE 2,500,000 VIACOM INC CL A 92553P102 48,844 1,010,000 SH SOLE 1,010,000 VORNADO RLTY TR SH BEN INT 929042109 97,006 1,300,000 SH SOLE 1,300,000 WASHINGTON REAL ESTATE INVT SH BEN INT 939653101 56,360 2,000,000 SH SOLE 2,000,000 WEYERHAEUSER CO COM 962166104 54,425 3,500,000 SH SOLE 3,500,000 WILLIAMS SONOMA INC COM 969904101 77,437 2,515,000 SH SOLE 2,515,000 WYNN RESORTS LTD COM 983134107 139,017 1,208,000 SH SOLE 1,208,000