0000891836-12-000132.txt : 20121113 0000891836-12-000132.hdr.sgml : 20121112 20121113084422 ACCESSION NUMBER: 0000891836-12-000132 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20120930 FILED AS OF DATE: 20121113 DATE AS OF CHANGE: 20121113 EFFECTIVENESS DATE: 20121113 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Rexford Holding Management LLC CENTRAL INDEX KEY: 0001323401 IRS NUMBER: 134151361 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-11381 FILM NUMBER: 121195925 BUSINESS ADDRESS: STREET 1: 220 FIFTH AVE STREET 2: 14TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10001 BUSINESS PHONE: 212-483-1500 MAIL ADDRESS: STREET 1: 220 FIFTH AVE STREET 2: 14TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10001 13F-HR 1 sc0097rhm.txt FORM 13F UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F Form 13F COVER PAGE Report for the Calendar Year or Quarter Ended: September 30, 2012 Check here if Amendment [_]; Amendment Number: This Amendment (Check only one.): [_] is a restatement. [_] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Rexford Holding Management LLC Address: 220 Fifth Avenue New York, NY 10001 Form 13F File Number: 28-11381 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Stuart Rosenberg Title: Member Phone: 212-483-1500 Signature, Place, and Date of Signing: Stuart Rosenberg New York, New York November 12, 2012 Report Type (Check only one.): [_] 13F HOLDINGS REPORT. [_] 13F NOTICE. [X] 13F COMBINATION REPORT. List of Other Managers Reporting for this Manager: Form 13F File Number Name 28-10027 Rexford Offshore, L.L.C. Form 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 1 Form 13F Information Table Entry Total: 18 Form 13F Information Table Value Total: $42,194 List of Other Included Managers: No. Form 13F File Number Name 02 28-10027 Rexford Offshore, L.L.C.
Form 13F Information Table Column 1 Column 2 Column 3 Column 4 Column 5 Column 6 Column 7 Column 8 -------- -------- -------- -------- -------- -------- -------- -------- Title of Value Shrs or Sh/ Put/ Investment Other Voting Authority Name of Issuer Class Cusip (x$1000) Prn Amt Prn Call Discretion Managers Sole Shared None -------------- ----- ----- -------- ------- --- ---- ---------- -------- ------- ------ ---- Alkermes PLC Shs G01767105 2,920 140,700 Sh Defined 02 140,700 0 0 Cooper Industries PLC Shs G24140108 6,313 84,100 Sh Defined 02 84,100 0 0 Amerigroup Corp Com 03073T102 1,819 19,900 Sh Defined 02 19,900 0 0 Ariba Inc Com 04033V203 5,085 113,500 Sh Defined 02 113,500 0 0 Comcast Corp New Cl A Spl 20030N200 728 20,900 Sh Defined 02 20,900 0 0 Energy Transfer Equity LP Com 29273V100 6,470 143,141 Sh Defined 02 143,141 0 0 Enzon Pharmaceuticals Inc Note 293904AE8 793 785,000 Prn Defined 02 785,000 0 0 Facebook Inc Cl A 30303M102 2,175 100,400 Sh Defined 02 100,400 0 0 Georgia Gulf Corp Com 373200302 2,948 81,400 Sh Defined 02 81,400 0 0 Grifols S A Sp Adr 398438408 1,085 47,507 Sh Defined 02 47,507 0 0 Hudson City Bancorp Com 443683107 961 121,000 Sh Defined 02 121,000 0 0 Kenexa Corp Com 488879107 903 19,700 Sh Defined 02 19,700 0 0 Medicis Pharmaceutical Corp Cl A 584690309 554 12,800 Sh Defined 02 12,800 0 0 Nexen Inc Com 65334H102 4,566 180,200 Sh Defined 02 180,200 0 0 Proshares Short QQQ Pshs 74347R602 741 30,100 Sh Defined 02 30,100 0 0 Robbins & Myers Inc Com 770196103 2,193 36,800 Sh Defined 02 36,800 0 0 Sanofi Right 80105N113 1,026 610,852 Sh Defined 02 610,852 0 0 TPC Group Inc Com 89236Y104 914 22,400 Sh Defined 02 22,400 0 0