0000891836-11-000168.txt : 20111114 0000891836-11-000168.hdr.sgml : 20111111 20111114124555 ACCESSION NUMBER: 0000891836-11-000168 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20110930 FILED AS OF DATE: 20111114 DATE AS OF CHANGE: 20111114 EFFECTIVENESS DATE: 20111114 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Rexford Holding Management LLC CENTRAL INDEX KEY: 0001323401 IRS NUMBER: 134151361 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-11381 FILM NUMBER: 111200032 BUSINESS ADDRESS: STREET 1: 220 FIFTH AVE STREET 2: 14TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10001 BUSINESS PHONE: 212-483-1500 MAIL ADDRESS: STREET 1: 220 FIFTH AVE STREET 2: 14TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10001 13F-HR 1 sc0086rhm.txt FORM 13F UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F Form 13F COVER PAGE Report for the Calendar Year or Quarter Ended: September 30, 2011 Check here if Amendment [_]; Amendment Number: This Amendment (Check only one.): [_] is a restatement. [_] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Rexford Holding Management LLC Address: 220 Fifth Avenue New York, NY 10001 Form 13F File Number: 28-11381 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Stuart Rosenberg Title: Member Phone: 212-483-1500 Signature, Place, and Date of Signing: Stuart Rosenberg New York, New York November 11, 2011 Report Type (Check only one.): [_] 13F HOLDINGS REPORT. [_] 13F NOTICE. [X] 13F COMBINATION REPORT. List of Other Managers Reporting for this Manager: Form 13F File Number Name 28-10027 Rexford Offshore, L.L.C. Form 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 1 Form 13F Information Table Entry Total: 17 Form 13F Information Table Value Total: $42,504 List of Other Included Managers: No. Form 13F File Number Name 02 28-10027 Rexford Offshore, L.L.C.
Form 13F Information Table Column 1 Column 2 Column 3 Column 4 Column 5 Column 6 Column 7 Column 8 -------- -------- -------- -------- -------- -------- -------- -------- Title of Value Shrs or Sh/ Put/ Investment Other Voting Authority Name of Issuer Class Cusip (x$1000) Prn Amt Prn Call Discretion Managers Sole Shared None -------------- ----- ----- -------- ------- --- ---- ---------- -------- ------- ------ ---- Alkermes PLC Com G01767105 229 15,000 Sh Defined 04 15,000 0 0 Arch Chemicals Inc Com 03937R102 1,186 25,268 Sh Defined 04 25,268 0 0 Centurylink Inc Com 156700106 141 4,257 Sh Defined 04 4,257 0 0 Cephalon Inc Com 156708109 1,901 23,561 Sh Defined 04 23,561 0 0 Cisco Sys Inc Com 17275R102 434 28,000 Sh Defined 04 28,000 0 0 Comcast Corp New Cl A 20030N101 228 10,900 Sh Defined 04 10,900 0 0 Enzon Pharmaceuticals Inc Note 293904AE8 219 215,000 Prn Defined 04 215,000 0 0 Goodrich Corp Com 382388106 121 1,000 Sh Defined 04 1,000 0 0 Grifols S A Sp Adr 398438309 758 118,644 Sh Defined 04 118,644 0 0 Netlogic Microsystems Inc Com 64118B100 428 8,900 Sh Defined 04 8,900 0 0 Proshares Short QQQ Pshs 74347R602 430 12,607 Sh Defined 04 12,607 0 0 Ralcorp Holdings Inc New Com 751028101 790 10,300 Sh Defined 04 10,300 0 0 S1 Corp Com 78463B101 333 36,310 Sh Defined 04 36,310 0 0 Sanofi Right 80105N113 139 131,483 Sh Defined 04 131,483 0 0 Southern Union Co Com 844030106 227 5,600 Sh Defined 04 5,600 0 0 Temple Inland Inc Com 879868107 936 29,848 Sh Defined 04 29,848 0 0 Varian Semiconductor Equipment Com 922207105 2,560 41,859 Sh Defined 04 41,859 0 0