SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
1. Name and Address of Reporting Person*
Lucas Donald A

(Last) (First) (Middle)
400 CHESAPEAKE DRIVE

(Street)
REDWOOD CITY CA 94063

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
Avinger Inc [ AVGR ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X Director X 10% Owner
Officer (give title below) Other (specify below)
3. Date of Earliest Transaction (Month/Day/Year)
12/09/2015
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 12/09/2015 J (1) 562,038 D $0 0 I Lucas Venture Group IX, LLC
Common stock 12/09/2015 J (1) 15,809 A $15.99 15,809 I Lucas Venture Management, LLC
Common stock 12/11/2015 S 500 D $15.857 15,309 I Lucas Venture Management, LLC
Common stock 12/11/2015 S 500 D $15.8715 14,809 I Lucas Venture Management, LLC
Common stock 12/11/2015 S 500 D $16.0682 14,309 I Lucas Venture Management, LLC
Common stock 12/11/2015 S 500 D $15.7951 13,809 I Lucas Venture Management, LLC
Common stock 12/11/2015 S 1,000 D $15.9279 12,809 I Lucas Venture Management, LLC
Common stock 12/11/2015 S 300 D $15.93 12,509 I Lucas Venture Management, LLC
Common stock 12/11/2015 S 200 D $15.95 12,309 I Lucas Venture Management, LLC
Common stock 12/11/2015 S 100 D $16 12,209 I Lucas Venture Management, LLC
Common stock 12/11/2015 S 65 D $15.89 12,144 I Lucas Venture Management, LLC
Common stock 12/11/2015 S 35 D $15.9 12,109 I Lucas Venture Management, LLC
Common stock 12/11/2015 S 200 D $15.99 11,909 I Lucas Venture Management, LLC
Common stock 12/11/2015 S 100 D $16 11,809 I Lucas Venture Management, LLC
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Explanation of Responses:
1. 1. The reporting person is the managing member of Lucas Venture Group IX, LLC, which made a pro rata distribution for no consideration of Common Stock of the Issuer to its members on December 9, 2015.
Remarks:
/s/ Donald A. Lucas 12/11/2015
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
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