0001193125-12-470714.txt : 20121114
0001193125-12-470714.hdr.sgml : 20121114
20121114162433
ACCESSION NUMBER: 0001193125-12-470714
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20120930
FILED AS OF DATE: 20121114
DATE AS OF CHANGE: 20121114
EFFECTIVENESS DATE: 20121114
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: S Squared Technology, LLC
CENTRAL INDEX KEY: 0001322924
IRS NUMBER: 010622776
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-11372
FILM NUMBER: 121204933
BUSINESS ADDRESS:
STREET 1: 515 MADISON AVENUE
CITY: NEW YORK
STATE: NY
ZIP: 10022
BUSINESS PHONE: (212) 421-2155
MAIL ADDRESS:
STREET 1: 515 MADISON AVENUE
CITY: NEW YORK
STATE: NY
ZIP: 10022
13F-HR
1
d438900d13fhr.txt
FORM 13F-HR
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
FORM 13F
Form 13F COVER PAGE
Report for the Quarter Ended: September 30, 2012
Check here if Amendment [_]; Amendment Number:
-------
This Amendment (Check only one.): [_] is a restatement.
[_] adds new holdings entries.
Institutional Investment Manager Filing this Report:
Name: S Squared Technology, LLC
Address: 515 Madison Avenue
New York, NY 10022
Form 13F File Number: 28-11372
The Institutional investment manager filing this report and the person by whom
it is signed hereby represent that the person signing the report is authorized
to submit it, that all information contained herein is true, correct and
complete, and that it is understood that all required items, statements,
schedules, lists, and tables, are considered integral parts of this form.
Person Signing this Report on Behalf of Reporting Manager:
Name: Seymour L. Goldblatt
Title: Managing Member
Phone: 212-421-2155
Signature, Place, and Date of Signing:
/s/ Seymour L. Goldblatt New York, New York November 14, 2012
--------------------------------
[Signature]
S Squared Technology, LLC (SEC File No. 801-63753) and S Squared Capital II
Management, LLC (SEC File No. 801-63785) are related SEC registered investment
advisers (collectively, the "Adviser Entities"). Each of the Adviser Entities
serves as investment adviser to one or more clients. The same personnel make
investment decisions with respect to the securities set forth on the Form 13F
filed by S Squared Technology, LLC for all of the clients of each of the Adviser
Entities.
[X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager
are reported in this report.)
[_] 13F NOTICE. (Check here if no holdings reported are in this report, and all
holdings are reported by other reporting manager(s).)
[_] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this
reporting manger are reported in this report and a portion are reported by
other manager(s).)
List of Other Managers Reporting for this Manager:
[If there are no entries in this list, omit this section.] NONE
FORM 13F SUMMARY PAGE
Report Summary
Number of other Included Managers: 1
Form 13F Information Table Entry Total: 68
Form 13F Information Table Value Total: $283,585
----------
(thousands)
List of Other Included Managers: S Squared Capital II Management, LLC
Provide a numbered list of the name(s) and Form 13F file number(s) of all
institutional investment managers with respect to which this report is filed,
other than the manager filing this report.
01 - S Squared Capital II Management, LLC
Page 1 of 3
FORM 13F (SEC USE ONLY)
NAME OF REPORTING MANAGER S SQUARED TECHNOLOGY, LLC September 30, 2012
Item 4:
Item 2: Fair Item 5: Item 7
Title Item 3: Market Shares of Managers Item 8:
Item 1: of CUSIP Value Principal Item 6 See Voting
Name of Issuer class Number (x$1000) Amount Investment Discretion Instr. V Authority (Shares)
----------------------------- ------- --------- -------- ------------- ----------------------- --------- ------------------------
(b)
Shared
-As
Defined (c)
(a) in Instr. Shared- (a) (b) (c)
Sole V Other Sole Shared None
----------------------------- ------- --------- -------- ------------- ---- --------- -------- --------- ---------- ------ -----
ABSOLUTE SOFTWARE CORPORATION COM 00386B109 9,745 2,093,800 SH X 01 2,093,800
ACQUITY GROUP LTD ADR 00489C103 2,421 247,300 SH X 247,300
ALKERMES INC COM G01767105 4,488 216,300 SH X 01 216,300
ATMEL CORP COM 049513104 1,070 203,400 SH X 01 203,400
CALIX INC COM 13100M509 9,384 1,466,200 SH X 01 1,466,200
CALLIDUS SOFTWARE COM 13123E500 13,083 2,653,683 SH X 01 2,653,683
CANADIAN SOLAR INC COM 136635109 976 350,000 SH X 350,000
CIENA COM 171779101 4,320 317,900 SH X 01 317,900
COGNIZANT TECHNOLOGY SOLUTIONS COM 192446102 1,335 19,100 SH X 01 19,100
COMVERSE TECHNOLOGY INC COM 205862402 5,758 936,300 SH X 01 936,300
DEMAND MEDIA INC COM 24802N109 4,822 443,600 SH X 443,600
E2OPEN INC. COM 29788A104 1,630 120,000 SH X 01 120,000
EGAIN COMMUNICATIONS CORP COM 28225C806 297 65,700 SH X 65,700
ENERNOC Inc COM 292764107 6,090 469,200 SH X 01 469,200
FORTINET INC COM 34959E109 1,792 74,300 SH X 01 74,300
GSE SYSTEMS INC COM 36227K106 3,026 1,490,800 SH X 1,490,800
GUIDANCE SOFTWARE INC COM 401692108 4,210 373,900 SH X 373,900
HARMONIC COM 413160102 6,178 1,360,851 SH X 01 1,360,851
INCONTACT INC COM 45336E109 4,717 725,700 SH X 01 725,700
INPHI CORP COM 45772F107 6,959 652,800 SH X 01 652,800
INTER-NAP NETWORK COM 45885A300 11,206 1,589,500 SH X 01 1,589,500
INTERSIL HLDG CORP CL A COM 46069S109 1,691 193,500 SH X 01 193,500
IXIA COM 45071r109 2,915 181,400 SH X 181,400
KENEXA CORP COM 488879107 13,712 299,200 SH X 01 299,200
KEYNOTE SYS INC COM 493308100 3,433 237,100 SH X 237,100
KVH INDUSTRIES INC COM 482738101 2,432 180,300 SH X 180,300
LAM RESEARCH CORP COM 512807108 3,041 95,700 SH X 01 95,700
LINEAR TECHNOLOGY CORP COM 535678106 4,544 142,800 SH X 01 142,800
LIQUIDITY SERVICES INC. COM 53635B107 4,604 91,703 SH X 01 91,703
LOGMEIN INC COM 54142L109 13,039 581,300 SH X 01 581,300
MARVELL TECH GROUP LTD ORD COM G5876H105 2,607 284,800 SH X 01 284,800
COLUMN TOTAL 155,525
Page 2 of 3
FORM 13F (SEC USE ONLY)
NAME OF REPORTING MANAGER S SQUARED TECHNOLOGY, LLC September 30, 2012
Item 4:
Item 2: Fair Item 5: Item 7
Title Item 3: Market Shares of Managers Item 8:
Item 1: of CUSIP Value Principal Item 6 See Voting
Name of Issuer class Number (x$1000) Amount Investment Discretion Instr. V Authority (Shares)
----------------------------- ------- --------- -------- ------------- ----------------------- --------- ------------------------
(b)
Shared
-As
Defined (c)
(a) in Instr. Shared- (a) (b) (c)
Sole V Other Sole Shared None
----------------------------- ------- --------- -------- ------------- ---- --------- -------- --------- ---------- ------ -----
MATTERSIGHT CORPORATION COM 577097108 4,793 809,625 SH X 01 809,625
MAXIM INTERGRATED COM 57772K101 3,325 124,900 SH X 01 124,900
MICROSTRATEGY INC. COM 594972408 3,124 23,300 SH X 01 23,300
MIPS TECHNOLOGIES COM 604567107 2,956 400,000 SH X 400,000
NEOPHOTONICS CORPORATION COM 64051T100 3,052 522,600 SH X 522,600
NUANCE COMMUNICATIONS COM 67020Y100 719 28,900 SH X 28,900
NVIDIA CORP COM COM 67066G104 3,526 264,300 SH X 01 264,300
OCZ TECHNOLOGY CORP COM 67086E303 1,196 344,593 SH X 01 344,593
OPLINK COMMUNICATIONS COM 68375Q106 4,006 242,200 SH X 242,200
PARAMETRIC TECH CORP COM 699173209 1,267 58,200 SH X 58,200
POWER SOLUTIONS INT'L COM 74437C101 152 10,000 SH X 10,000
PROGRESS SOFTWARE CORP COM 743312100 5,095 238,200 SH X 01 238,200
RADWARE, LTD COM IL0010834 3,602 100,000 SH X 100,000
REAL NETWORKS INC COM 75605L708 19,608 2,356,749 SH X 01 2,356,749
REALD INC COM 75604L105 5,199 581,500 SH X 01 581,500
RESVERLOGIX CORP COM 76128M108 1,055 537,600 SH X 01 537,600
RESVERLOGIX CORP RESTRICTED SH COM 76128M108 600 305,500 SH X 305,500
RIVERBED TECHNOLOGY INC COM 768573107 3,832 164,600 SH X 01 164,600
RIVERSTONE NETWORKS COM 769320995 0 3,877,900 SH X 01 3,877,900
SABA SOFTWARE INC COM 784932600 1,322 132,300 SH X 132,300
SANDVINE CORP COM 800213100 3,358 2,706,100 SH X 01 2,706,100
SILICON LABORATORIES, INC COM 826919102 3,687 100,300 SH X 01 100,300
STAMPS.COM COM 852857200 1,891 81,700 SH X 81,700
TELECOMMUNICATIONS SYS CL A COM 87929J103 1,418 653,398 SH X 653,398
TELENAV INC COM 879455103 1,174 196,700 SH X 196,700
THESTREET, INC COM 88368Q103 1,625 1,061,968 SH X 1,061,968
TIBCO SOFTWARE INC COM 88632Q103 1,693 56,000 SH X 01 56,000
TNS INC COM 872960109 11,801 789,389 SH X 01 789,389
Tree.com Inc COM 894675107 12,881 822,000 SH X 01 822,000
UNWIRED PLANET INC COM 91531F103 6,147 3,201,400 SH X 01 3,201,400
WEB.COM GROUP INC COM 94733A104 13,170 733,701 SH X 01 733,701
WEBMEDIABRANDS INC COM 94770W100 671 292,886 SH X 292,886
ELOYALTY CORP SERIES B CONV PF CVPF 290152990 115 22,475 SH X 22,475
OCZ TECHNOLOGY WTS EXP 11/01/1 WNT 0 267,749 SH X 267,749
RESVERLOGIX CORP WTS 02/25/16 WNT 73128M132 0 152,750 SH X 152,750
WORLD WEB LIMITED WTS SERIES B WNT 0 45,400 SH X 45,400
COLUMN TOTAL 128,060
Page 3 of 3
S Squared Technology, LLC 30-September 2012
Form 13F - Additions
Item 4:
Item 2: Fair Item 5: Item 7
Title Item 3: Market Shares of Managers Item 8:
Item 1: of CUSIP Value Principal Item 6 See Voting
Name of Issuer Class Number (x$1000) Amount Investment Discretion Instr. V Authority (Shares)
----------------------------- ------- --------- -------- ------------- ----------------------- --------- ------------------------
(b)
Shared
-As
Defined (c)
(a) in Instr. Shared- (a) (b) (c)
Sole V Other Sole Shared None
----------------------------- ------- --------- -------- ------------- ---- --------- -------- --------- ---------- ------ -----
NORTEL NETWORKS COM 656568508 0 5 SH X 5
TOTAL MARKET VALUE 13F
ADDITIONS 0
TOTAL MARKET VALUE 13F 283,585
TOTAL MARKET VALUE 13F &
ADDITIONS 283,585