0001193125-12-470714.txt : 20121114 0001193125-12-470714.hdr.sgml : 20121114 20121114162433 ACCESSION NUMBER: 0001193125-12-470714 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20120930 FILED AS OF DATE: 20121114 DATE AS OF CHANGE: 20121114 EFFECTIVENESS DATE: 20121114 FILER: COMPANY DATA: COMPANY CONFORMED NAME: S Squared Technology, LLC CENTRAL INDEX KEY: 0001322924 IRS NUMBER: 010622776 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-11372 FILM NUMBER: 121204933 BUSINESS ADDRESS: STREET 1: 515 MADISON AVENUE CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: (212) 421-2155 MAIL ADDRESS: STREET 1: 515 MADISON AVENUE CITY: NEW YORK STATE: NY ZIP: 10022 13F-HR 1 d438900d13fhr.txt FORM 13F-HR UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 13F Form 13F COVER PAGE Report for the Quarter Ended: September 30, 2012 Check here if Amendment [_]; Amendment Number: ------- This Amendment (Check only one.): [_] is a restatement. [_] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: S Squared Technology, LLC Address: 515 Madison Avenue New York, NY 10022 Form 13F File Number: 28-11372 The Institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Seymour L. Goldblatt Title: Managing Member Phone: 212-421-2155 Signature, Place, and Date of Signing: /s/ Seymour L. Goldblatt New York, New York November 14, 2012 -------------------------------- [Signature] S Squared Technology, LLC (SEC File No. 801-63753) and S Squared Capital II Management, LLC (SEC File No. 801-63785) are related SEC registered investment advisers (collectively, the "Adviser Entities"). Each of the Adviser Entities serves as investment adviser to one or more clients. The same personnel make investment decisions with respect to the securities set forth on the Form 13F filed by S Squared Technology, LLC for all of the clients of each of the Adviser Entities. [X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [_] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [_] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manger are reported in this report and a portion are reported by other manager(s).) List of Other Managers Reporting for this Manager: [If there are no entries in this list, omit this section.] NONE FORM 13F SUMMARY PAGE Report Summary Number of other Included Managers: 1 Form 13F Information Table Entry Total: 68 Form 13F Information Table Value Total: $283,585 ---------- (thousands) List of Other Included Managers: S Squared Capital II Management, LLC Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. 01 - S Squared Capital II Management, LLC Page 1 of 3 FORM 13F (SEC USE ONLY) NAME OF REPORTING MANAGER S SQUARED TECHNOLOGY, LLC September 30, 2012
Item 4: Item 2: Fair Item 5: Item 7 Title Item 3: Market Shares of Managers Item 8: Item 1: of CUSIP Value Principal Item 6 See Voting Name of Issuer class Number (x$1000) Amount Investment Discretion Instr. V Authority (Shares) ----------------------------- ------- --------- -------- ------------- ----------------------- --------- ------------------------ (b) Shared -As Defined (c) (a) in Instr. Shared- (a) (b) (c) Sole V Other Sole Shared None ----------------------------- ------- --------- -------- ------------- ---- --------- -------- --------- ---------- ------ ----- ABSOLUTE SOFTWARE CORPORATION COM 00386B109 9,745 2,093,800 SH X 01 2,093,800 ACQUITY GROUP LTD ADR 00489C103 2,421 247,300 SH X 247,300 ALKERMES INC COM G01767105 4,488 216,300 SH X 01 216,300 ATMEL CORP COM 049513104 1,070 203,400 SH X 01 203,400 CALIX INC COM 13100M509 9,384 1,466,200 SH X 01 1,466,200 CALLIDUS SOFTWARE COM 13123E500 13,083 2,653,683 SH X 01 2,653,683 CANADIAN SOLAR INC COM 136635109 976 350,000 SH X 350,000 CIENA COM 171779101 4,320 317,900 SH X 01 317,900 COGNIZANT TECHNOLOGY SOLUTIONS COM 192446102 1,335 19,100 SH X 01 19,100 COMVERSE TECHNOLOGY INC COM 205862402 5,758 936,300 SH X 01 936,300 DEMAND MEDIA INC COM 24802N109 4,822 443,600 SH X 443,600 E2OPEN INC. COM 29788A104 1,630 120,000 SH X 01 120,000 EGAIN COMMUNICATIONS CORP COM 28225C806 297 65,700 SH X 65,700 ENERNOC Inc COM 292764107 6,090 469,200 SH X 01 469,200 FORTINET INC COM 34959E109 1,792 74,300 SH X 01 74,300 GSE SYSTEMS INC COM 36227K106 3,026 1,490,800 SH X 1,490,800 GUIDANCE SOFTWARE INC COM 401692108 4,210 373,900 SH X 373,900 HARMONIC COM 413160102 6,178 1,360,851 SH X 01 1,360,851 INCONTACT INC COM 45336E109 4,717 725,700 SH X 01 725,700 INPHI CORP COM 45772F107 6,959 652,800 SH X 01 652,800 INTER-NAP NETWORK COM 45885A300 11,206 1,589,500 SH X 01 1,589,500 INTERSIL HLDG CORP CL A COM 46069S109 1,691 193,500 SH X 01 193,500 IXIA COM 45071r109 2,915 181,400 SH X 181,400 KENEXA CORP COM 488879107 13,712 299,200 SH X 01 299,200 KEYNOTE SYS INC COM 493308100 3,433 237,100 SH X 237,100 KVH INDUSTRIES INC COM 482738101 2,432 180,300 SH X 180,300 LAM RESEARCH CORP COM 512807108 3,041 95,700 SH X 01 95,700 LINEAR TECHNOLOGY CORP COM 535678106 4,544 142,800 SH X 01 142,800 LIQUIDITY SERVICES INC. COM 53635B107 4,604 91,703 SH X 01 91,703 LOGMEIN INC COM 54142L109 13,039 581,300 SH X 01 581,300 MARVELL TECH GROUP LTD ORD COM G5876H105 2,607 284,800 SH X 01 284,800 COLUMN TOTAL 155,525
Page 2 of 3 FORM 13F (SEC USE ONLY) NAME OF REPORTING MANAGER S SQUARED TECHNOLOGY, LLC September 30, 2012
Item 4: Item 2: Fair Item 5: Item 7 Title Item 3: Market Shares of Managers Item 8: Item 1: of CUSIP Value Principal Item 6 See Voting Name of Issuer class Number (x$1000) Amount Investment Discretion Instr. V Authority (Shares) ----------------------------- ------- --------- -------- ------------- ----------------------- --------- ------------------------ (b) Shared -As Defined (c) (a) in Instr. Shared- (a) (b) (c) Sole V Other Sole Shared None ----------------------------- ------- --------- -------- ------------- ---- --------- -------- --------- ---------- ------ ----- MATTERSIGHT CORPORATION COM 577097108 4,793 809,625 SH X 01 809,625 MAXIM INTERGRATED COM 57772K101 3,325 124,900 SH X 01 124,900 MICROSTRATEGY INC. COM 594972408 3,124 23,300 SH X 01 23,300 MIPS TECHNOLOGIES COM 604567107 2,956 400,000 SH X 400,000 NEOPHOTONICS CORPORATION COM 64051T100 3,052 522,600 SH X 522,600 NUANCE COMMUNICATIONS COM 67020Y100 719 28,900 SH X 28,900 NVIDIA CORP COM COM 67066G104 3,526 264,300 SH X 01 264,300 OCZ TECHNOLOGY CORP COM 67086E303 1,196 344,593 SH X 01 344,593 OPLINK COMMUNICATIONS COM 68375Q106 4,006 242,200 SH X 242,200 PARAMETRIC TECH CORP COM 699173209 1,267 58,200 SH X 58,200 POWER SOLUTIONS INT'L COM 74437C101 152 10,000 SH X 10,000 PROGRESS SOFTWARE CORP COM 743312100 5,095 238,200 SH X 01 238,200 RADWARE, LTD COM IL0010834 3,602 100,000 SH X 100,000 REAL NETWORKS INC COM 75605L708 19,608 2,356,749 SH X 01 2,356,749 REALD INC COM 75604L105 5,199 581,500 SH X 01 581,500 RESVERLOGIX CORP COM 76128M108 1,055 537,600 SH X 01 537,600 RESVERLOGIX CORP RESTRICTED SH COM 76128M108 600 305,500 SH X 305,500 RIVERBED TECHNOLOGY INC COM 768573107 3,832 164,600 SH X 01 164,600 RIVERSTONE NETWORKS COM 769320995 0 3,877,900 SH X 01 3,877,900 SABA SOFTWARE INC COM 784932600 1,322 132,300 SH X 132,300 SANDVINE CORP COM 800213100 3,358 2,706,100 SH X 01 2,706,100 SILICON LABORATORIES, INC COM 826919102 3,687 100,300 SH X 01 100,300 STAMPS.COM COM 852857200 1,891 81,700 SH X 81,700 TELECOMMUNICATIONS SYS CL A COM 87929J103 1,418 653,398 SH X 653,398 TELENAV INC COM 879455103 1,174 196,700 SH X 196,700 THESTREET, INC COM 88368Q103 1,625 1,061,968 SH X 1,061,968 TIBCO SOFTWARE INC COM 88632Q103 1,693 56,000 SH X 01 56,000 TNS INC COM 872960109 11,801 789,389 SH X 01 789,389 Tree.com Inc COM 894675107 12,881 822,000 SH X 01 822,000 UNWIRED PLANET INC COM 91531F103 6,147 3,201,400 SH X 01 3,201,400 WEB.COM GROUP INC COM 94733A104 13,170 733,701 SH X 01 733,701 WEBMEDIABRANDS INC COM 94770W100 671 292,886 SH X 292,886 ELOYALTY CORP SERIES B CONV PF CVPF 290152990 115 22,475 SH X 22,475 OCZ TECHNOLOGY WTS EXP 11/01/1 WNT 0 267,749 SH X 267,749 RESVERLOGIX CORP WTS 02/25/16 WNT 73128M132 0 152,750 SH X 152,750 WORLD WEB LIMITED WTS SERIES B WNT 0 45,400 SH X 45,400 COLUMN TOTAL 128,060
Page 3 of 3 S Squared Technology, LLC 30-September 2012 Form 13F - Additions
Item 4: Item 2: Fair Item 5: Item 7 Title Item 3: Market Shares of Managers Item 8: Item 1: of CUSIP Value Principal Item 6 See Voting Name of Issuer Class Number (x$1000) Amount Investment Discretion Instr. V Authority (Shares) ----------------------------- ------- --------- -------- ------------- ----------------------- --------- ------------------------ (b) Shared -As Defined (c) (a) in Instr. Shared- (a) (b) (c) Sole V Other Sole Shared None ----------------------------- ------- --------- -------- ------------- ---- --------- -------- --------- ---------- ------ ----- NORTEL NETWORKS COM 656568508 0 5 SH X 5 TOTAL MARKET VALUE 13F ADDITIONS 0 TOTAL MARKET VALUE 13F 283,585 TOTAL MARKET VALUE 13F & ADDITIONS 283,585