0001193125-12-351775.txt : 20120813
0001193125-12-351775.hdr.sgml : 20120813
20120813130154
ACCESSION NUMBER: 0001193125-12-351775
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20120630
FILED AS OF DATE: 20120813
DATE AS OF CHANGE: 20120813
EFFECTIVENESS DATE: 20120813
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: S Squared Technology, LLC
CENTRAL INDEX KEY: 0001322924
IRS NUMBER: 010622776
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-11372
FILM NUMBER: 121026809
BUSINESS ADDRESS:
STREET 1: 515 MADISON AVENUE
CITY: NEW YORK
STATE: NY
ZIP: 10022
BUSINESS PHONE: (212) 421-2155
MAIL ADDRESS:
STREET 1: 515 MADISON AVENUE
CITY: NEW YORK
STATE: NY
ZIP: 10022
13F-HR
1
d394932d13fhr.txt
FORM 13F
================================================================================
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
FORM 13F
Form 13F COVER PAGE
Report for the Quarter Ended: June 30, 2012
Check here if Amendment [_]; Amendment Number: ________________________________
This Amendment (Check only one.): [_] is a restatement.
[_] adds new holdings entries.
Institutional Investment Manager Filing this Report:
Name: S Squared Technology, LLC
Address: 515 Madison Avenue
New York, NY 10022
Form 13F File Number: 28-11372
The institutional investment manager filing this report and the person by whom
it is signed hereby represent that the person signing the report is authorized
to submit it, that all information contained herein is true, correct and
complete, and that it is understood that all required items, statements,
schedules, lists, and tables, are considered integral parts of this form.
Person Signing this Report on Behalf of Reporting Manager:
Name: Seymour L. Goldblatt
Title: Managing Member
Phone: 212-421-2155
Signature, Place, and Date of Signing:
/s/ Seymour L. Goldblatt
____________________________ New York, New York August 13, 2012
[Signature]
S Squared Technology, LLC (SEC File No. 801-63753) and S Squared Capital II
Management, LLC (SEC File No. 801-63785) are related SEC registered investment
advisers (collectively, the "Adviser Entities"). Each of the Adviser Entities
serves as investment adviser to one or more clients. The same personnel make
investment decisions with respect to the securities set forth on the Form 13F
filed by S Squared Technology, LLC for all of the clients of each of the
Adviser Entities.
[X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager
are reported in this report.)
[_] 13F NOTICE. (Check here if no holdings reported are in this report, and all
holdings are reported by other reporting manager(s).)
[_] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this
reporting manager are reported in this report and a portion are reported by
other manager(s).)
List of Other Managers Reporting for this Manager:
[If there are no entries in this list, omit this section.] NONE
================================================================================
FORM 13F SUMMARY PAGE
Report Summary
Number of other Included Managers: 1
Form 13F Information Table Entry Total: 79
Form 13F Information Table Value Total: $327,203
(thousands)
List of Other Included Managers: S Squared Capital II Management, LLC
Provide a numbered list of the name(s) and Form 13F file number(s) of all
institutional investment managers with respect to which this report is filed,
other than the manager filing this report.
01 - S Squared Capital II Management, LLC
Item 1: Name of Issuer Item 2: Item 3: Item 4: Item 5: Item 6 Item 7 Item 8:
Title of CUSIP Fair Shares of Investment Discretion Managers Voting Authority (Shares)
class Number Market Principal See Instr.
Value Amount II
c..t 1 /
VIM
(a) (b) (c) (a) (b) (c)
Sole Shared Shared- Sole Shared None
-Ac Other
ABSOLUTE SOFTWARE
CORPORATION COM 3868109 12,467 2,310,400 SH X 2,310,400
ACQUITY GROUP LTD ADR 00489C103 2,436 247,300 SH X 247,300
ACTELION LTD (BIYD5Q2) COM CH0010532 1,540 39,600 SH X 39,600
ALKERMES INC COM G01767105 5,622 331,300 SH X 331,300
ARUBA NETWORKS INC COM 43176106 233 15,500 SH X 15,500
ATMEL CORP COM 49513104 1,566 233,400 SH X 233,400
AUXILIUM PHARMACEUTICALS INC COM 05334D107 1,194 44,400 SH X 44,400
AVAGO TECHNOLOGIES COM Y0486S104 3,985 111,000 SH X 111,000
CALIX INC COM 13100M509 7,317 890,100 SH X 890,100
CALLIDUS SOFTWARE COM 13123E500 14,268 2,864,983 SH X 2,864,983
CANADIAN SOLAR INC COM 136635109 1,260 350,000 SH X 350,000
CAVIUM NETWORKS INC COM 14964U108 3,116 111,300 SH X 111,300
CIENA COM 171779101 5,204 317,900 SH X 317,900
COGNIZANT TECHNOLOGY
SOLUTIONS COM 192446102 1,542 25,700 SH X 25,700
COMVERSE TECHNOLOGY INC COM 205862402 6,317 1,086,300 SH X 1,086,300
DEMAND MEDIA INC COM 24802N109 4,779 426,700 SH X 426,700
DEXCOM INC COM 252131107 12,154 937,800 SH X 937,800
F5 NETWORKS INC COM 315616102 4,699 47,200 SH X 47,200
FOREST LABS INC COM 345838106 6,470 184,900 SH X 184,900
FORTINET INC COM 34959E109 1,725 74,300 SH X 74,300
GLUE MOBILE INC COM 379890106 4,795 863,900 SH X 863,900
GSE SYSTEMS INC COM 36227K106 3,728 1,620,800 SH X 1,620,800
GUIDANCE SOFTWARE INC COM 401692108 903 95,000 SH X 95,000
HARMONIC COM 413160102 4,583 1,075,900 SH X 1,075,900
INCONTACT INC COM 45336E109 810 161,700 SH X 161,700
INPHI CORP COM 45772F107 4,672 492,800 SH X 492,800
INTER-NAP NETWORK COM 45885A300 8,795 1,351,000 SH X 1,351,000
INTERMUNE INC COM 45884X103 7,980 667,800 SH X 667,800
INTERSIL HLDG CORP CL A COM 46069S109 2,061 193,500 SH X 193,500
-------
COLUMN TOTAL 136,221
=======
Item 1:Name of Issuer Item 2: Item 3: Item 4: Item 5: Item 6 Item 7 Item 8:
Title of CUSIP Fair Shares of Investment Discretion Managers Voting Authority (Shares)
class Number Market Principal See Instr.
Value Amount AT
/.,T 1
nna.
(a) (b) (c) (a) (b) (c)
Sole Shared Shared- Sole Shared None
-Ac Other
IXIA COM 45071r109 2,180 181,400 SH X 181,400
KENEXA CORP COM 488879107 9,467 326,100 SH X 326,100
KEYNOTE SYS INC COM 493308100 2,343 157,800 SH X 157,800
LAM RESEARCH CORP COM 512807108 3,612 95,700 SH X 95,700
LATTICE SEMICONDUCTOR COM 518415104 2,518 671,400 SH X 671,400
LINEAR TECHNOLOGY CORP COM 535678106 4,474 142,800 SH X 142,800
LIQUIDITY SERVICES INC. COM 53635B107 2,170 42,403 SH X 42,403
MARCHEX INC COM 56624R108 1,280 354,500 SH X 354,500
MARVELL TECH GROUP LTD ORD COM G5876H105 3,213 284,800 SH X 284,800
MATTERSIGHT CORPORATION COM 577097108 6,548 820,525 SH X 820,525
MAXIM INTERGRATED COM 57772K101 3,202 124,900 SH X 124,900
MICROSTRATEGY INC. COM 594972408 3,026 23,300 SH X 23,300
MIPS TECHNOLOGIES COM 604567107 4,002 600,000 SH X 600,000
NEOPHOTONICS CORPORATION COM 64051T100 2,458 497,600 SH X 497,600
NPS PHARMACEUTICALS COM 62936P103 4,524 525,400 SH X 525,400
NUANCE COMMUNICATIONS COM 67020Y100 688 28,900 SH X 28,900
NVIDIA CORP COM 67066G104 3,653 264,300 SH X 264,300
OCZ TECHNOLOGY CORP COM 67086E303 6,026 1,139,200 SH X 1,139,200
OCZ TECHNOLOGY-1st/2nd
pvtplm- COM 67086E303 6,697 1,265,993 SH X 1,265,993
OPLINK COMMUNICATIONS COM 68375Q106 1,518 112,200 SH X 112,200
OPTIMER PHARMACEUTICALS INC COM 68401H104 14,205 918,800 SH X 918,800
POWER INTEGRATIONS INC COM 739276103 2,111 56,600 SH X 56,600
POWER SOLUTIONS INT'L COM 74437C101 167 10,000 SH X 10,000
REAL NETWORKS INC COM 75605L708 20,362 2,356,749 SH X 2,356,749
REALD INC COM 75604L105 2,865 191,500 SH X 191,500
RESVERLOGIX CORP COM 76128M108 968 537,600 SH X 537,600
RESVERLOGIX CORP RESTRICTED
SH COM 76128M108 550 305,500 SH X 305,500
RIVERBED TECHNOLOGY INC COM 768573107 4,785 296,300 SH X 296,300
RIVERSTONE NETWORKS COM 769320995 0 3,877,900 SH X 3,877,900
SALIX PHARMACEUTICALS COM 795435106 7,426 136,400 SH X 136,400
SANDVINE CORP COM 800213100 3,464 2,706,100 SH X 2,706,100
SERVICENOW INC COM 81762P102 234 9,500 SH X 9,500
SILICON LABORATORIES, INC COM 826919102 3,796 100,300 SH X 100,300
-------
COLUMN TOTAL 134,532
=======
Item 1: Name of Issuer Item 2: Item 3: Item 4: Item 5: Item 6 Item 7 Item 8:
Title of CUSIP Fair Shares of Investment Discretion Managers Voting Authority (Shares)
class Number Market Principal See Instr.
Value Amount IT
T,T 1
TITITI I
(a) (b) (c) (a) (b) (c)
Sole Shared Shared- Sole Shared None
-Ac Other
STAMPS.COM COM 852857200 992 40,200 SH X 40,200
TELECOMMUNICATIONS SYS CL A COM 87929J103 1,849 1,503,300 SH X 1,503,300
THESTREET, INC COM 88368Q103 1,593 1,061,968 SH X 1,061,968
THORATEC CORPORATION COM 885175307 4,755 141,600 SH X 141,600
TIBCO SOFTWARE INC COM 88632Q103 2,124 71,000 SH X 71,000
TNS INC COM 872960109 9,725 542,089 SH X 542,089
Tree.com Inc COM 894675107 9,404 822,000 SH X 822,000
UNITED THERAPEUTICS COM 91307C102 4,341 87,900 SH X 87,900
UNWIRED PLANET INC COM 91531F103 5,187 2,255,200 SH X 2,255,200
UROPLASTY INC COM 917277204 4,695 1,022,800 SH X 1,022,800
WEB.COM GROUP INC COM 94733A104 10,805 591,401 SH X 591,401
WEBMEDIABRANDS INC COM 94770W100 855 1,357,200 SH X 1,357,200
ELOYALTY CORP SERIES B CONV
PF CVPF 290152990 115 22,475 SH X 22,475
OCZ TECHNOLOGY WTS EXP
11/01/1 WNT 6709949R5 10 267,749 SH X 267,749
RESVERLOGIX CORP WTS
02/25/16 WNT 73128M132 0 152,750 SH X 152,750
WORLD WEB LIMITED WTS
SERIES B WNT 0 45,400 SH X 45,400
------
COLUMN TOTAL 56,450
======
Item 1: Name of Issuer Item 2: Item 3: Item 4: Item 5: Item 6 Item 7 Item 8:
Title of CUSIP Fair Shares of Investment Discretion Managers Voting Authority (Shares)
Class Number Market Principal See Instr.
Value Amount V
(x$1000)
(a) (b) (c) (a) (b) (c)
Sole Shared Shared- Sole Shared None
-As Defined Other
in Instr. V
NORTEL NETWORKS COM 656568508 0 5 SH X 5
-------
TOTAL MARKET VALUE 13F
ADDITIONS 0
-------
TOTAL MARKET VALUE 13F 327,203
-------
TOTAL MARKET VALUE 13F &
ADDITIONS 327,203
=======