0000950123-11-076883.txt : 20110812 0000950123-11-076883.hdr.sgml : 20110812 20110812164833 ACCESSION NUMBER: 0000950123-11-076883 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20110630 FILED AS OF DATE: 20110812 DATE AS OF CHANGE: 20110812 EFFECTIVENESS DATE: 20110812 FILER: COMPANY DATA: COMPANY CONFORMED NAME: S Squared Technology, LLC CENTRAL INDEX KEY: 0001322924 IRS NUMBER: 010622776 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-11372 FILM NUMBER: 111031962 BUSINESS ADDRESS: STREET 1: 515 MADISON AVENUE CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: (212) 421-2155 MAIL ADDRESS: STREET 1: 515 MADISON AVENUE CITY: NEW YORK STATE: NY ZIP: 10022 13F-HR 1 y92330ae13fvhr.txt FORM 13F-HR ================================================================================ UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 13F Form 13F COVER PAGE Report for the Quarter Ended: June 30, 2011 Check here if Amendment [ ]; Amendment Number: __ This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: S Squared Technology, LLC Address: 515 Madison Avenue New York, NY 10022 Form 13F File Number: 28-11372 The Institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Seymour L. Goldblatt Title: Managing Member Phone: 212-421-2155 Signature, Place, and Date of Signing: /s/ Seymour L. Goldblatt New York, New York August 12, 2011 --------------------------------- [Signature] S Squared Technology, LLC (SEC File No. 801-63753), S Squared Capital II Management, LLC (SEC File No. 801-63785) and S Squared Technology Partners, L.P. (SEC. File No. 801-66022) are related SEC registered investment advisers (collectively, the "Adviser Entities"). Each of the Adviser Entities serves as investment adviser to one or more clients. The same personnel make investment decisions with respect to the securities set forth on the Form 13F filed by S Squared Technology, LLC for all of the clients of each of the Adviser Entities. [X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manger are reported in this report and a portion are reported by other manager(s).) List of Other Managers Reporting for this Manager: [If there are no entries in this list, omit this section.] NONE ================================================================================ FORM 13F SUMMARY PAGE Report Summary Number of other Included Managers: 1 Form 13F Information Table Entry Total: 100 Form 13F Information Table Value Total: $632,649 (thousands) List of Other Included Managers: S Squared Capital II Management, LLC Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. 01 -- S Squared Capital II Management, LLC FORM 13F (SEC USE ONLY) Page 1 of 4 NAME OF REPORTING MANGER S SQUARED TECHNOLOGY, LLC June 30, 2011
Item 6 Investment Discretion ----------------------- (b) Item 4: Shared- Item 8: Voting Fair Item 5: As Item 7 Authority (Shares) Item 2: Item 3: Market Shares of Defined (c) Managers ----------------------- Item 1: Title of CUSIP Value Principal (a) in Shared- See (a) (b) (c) Name of Issuer class Number (x$1000) Amount Sole Instr. V Other Instr.V Sole Shared None -------------------------------- -------- --------- -------- ------------ ------ --------- ------- --------- ---------- ------ ----- ABSOLUTE SOFTWARE CORPORATION COM 00386B109 8,600 1,950,400 SH X 1,950,400 ACCENTURE PLC COM G1151C101 2,145 35,500 SH X 35,500 ACORDA THERAPEUTICS INC COM 00484M106 6,339 196,200 SH X 01 196,200 ALLSCRIPTS HEALTHCARE SOLUTION COM 01988P108 5,828 300,090 SH X 01 300,090 ARCHIPELAGO LEARNING INC COM 03956P102 4,033 409,000 SH X 409,000 ATMEL CORP COM 049513104 8,097 575,500 SH X 01 575,500 AVAGO TECHNOLOGIES COM Y0486S104 7,190 189,200 SH X 01 189,200 BALLANTYNE STRONG INC COM 058516105 1,681 358,500 SH X 358,500 BIOGEN IDEC INC COM 09062X103 6,704 62,700 SH X 01 62,700 BIOSANTE PHARMACEUTICALS COM 9065V2034 2,163 786,400 SH X 786,400 BLUECOAT SYSTEMS COM 09534T508 5,133 234,800 SH X 234,800 BMC SOFTWARE INC COM 055921100 20,234 369,900 SH X 01 369,900 CALIX INC COM 13100M509 10,216 490,700 SH X 490,700 CALLIDUS SOFTWARE COM 13123E500 14,836 2,535,983 SH X 01 2,535,983 CEPHALON INC COM 156708109 4,642 58,100 SH X 01 58,100 CIENA COM 171779101 7,238 393,800 SH X 01 393,800 CITY TELECOM LTD ADR 178677209 1,169 100,000 SH X 100,000 CODEXIS, INC COM 192005106 2,244 233,000 SH X 233,000 COGNIZANT TECHNOLOGY SOLUTIONS COM 192446102 3,660 49,900 SH X 01 49,900 COMVERGE INC COM 205859101 6,985 2,352,000 SH X 2,352,000 COMVERSE TECHNOLOGY INC COM 205862402 11,642 1,502,200 SH X 01 1,502,200 DEXCOM INC COM 252131107 16,759 1,156,600 SH X 01 1,156,600 DICE HOLDINGS INC COM 253017107 4,318 319,400 SH X 01 319,400 DIGITAL RIV INC COM 25388B104 15,128 470,400 SH X 01 470,400 F5 NETWORKS INC COM 315616102 10,352 93,900 SH X 01 93,900 FOREST LABS INC COM 345838106 12,652 321,600 SH X 01 321,600 FUSION-IO, INC COM 36112j107 1,053 35,000 SH X 01 35,000 COLUMN TOTAL 201,041
FORM 13F (SEC USE ONLY) Page 2 of 4 NAME OF REPORTING MANGER S SQUARED TECHNOLOGY, LLC June 30, 2011
Item 6 Investment Discretion ----------------------- (b) Item 4: Shared- Item 8: Voting Fair Item 5: As Item 7 Authority (Shares) Item 2: Item 3: Market Shares of Defined (c) Managers ----------------------- Item 1: Title of CUSIP Value Principal (a) in Shared- See (a) (b) (c) Name of Issuer class Number (x$1000) Amount Sole Instr. V Other Instr.V Sole Shared None -------------------------------- -------- --------- -------- ------------ ------ --------- ------- --------- ---------- ------ ----- GSE SYSTEMS INC COM 36227K106 2,961 1,370,800 SH X 1,370,800 HARMONIC COM 413160102 6,152 850,900 SH X 850,900 HiSOFT TECHNOLOGY INTL ADR 43358R108 740 50,500 SH X 50,500 IGATE CORPORATION COM 45169U105 1,985 121,600 SH X 121,600 INGRAM MICRO INC COM 457153104 9,342 515,000 SH X 01 515,000 INTER-NAP NETWORK COM 45885A300 11,032 1,501,000 SH X 1,501,000 INTERSIL HLDG CORP CL A COM 46069S109 5,313 413,500 SH X 01 413,500 INTERXION HOLDING NV COM n47279109 2,949 194,800 SH X 194,800 KENEXA CORP COM 488879107 23,419 976,600 SH X 01 976,600 KOFAX PLC COM 993351PF6 356 50,000 SH X 50,000 LAM RESH CORP COM 512807108 8,422 190,200 SH X 01 190,200 LINEAR TECHNOLOTY CORP COM 535678106 9,364 283,600 SH X 01 283,600 LIQUIDITY SERVICES INC COM 53635B107 8,533 361,400 SH X 361,400 LIVEPERSON INC COM 538146101 2,616 185,000 SH X 185,000 LOCAL.COM CORP COM 53954R105 2,555 765,000 SH X 765,000 MARVELL TECH GROUP LTD ORD COM G5876H105 5,738 388,600 SH X 01 388,600 MATTERSIGHT CORPORATION COM 577097108 4,595 820,525 SH X 01 820,525 MAXIM INTERGRATED COM 57772K101 6,543 256,000 SH X 01 256,000 MEDIAMINDS TECHNOLOGIES COM 58449C100 4,987 227,300 SH X 227,300 MICROSEMI CORP COM 595137100 4,118 200,900 SH X 01 200,900 MICROSTRATEGY INC COM 594972408 13,275 81,600 SH X 01 81,600 MONSTER WORLDWIDE INC COM 611742107 7,478 510,100 SH X 01 510,100 MOVE INC COM 62458M108 4,708 2,150,000 SH X 2,150,000 NEOPHOTONICS CORPORATION COM 64051T100 2,272 328,300 SH X 328,300 NVIDIA CORP COM 67066G104 6,916 434,000 SH X 01 434,000 OCZ TECHNOLOGY (2nd private plc) COM 67086E303 4,800 600,000 SH X 600,000 OCZ TECHNOLOGY CORP COM 67086E303 6,405 800,600 SH X 01 800,600 OCZ TECHNOLOGY (1st private plc) COM 67086E303 6,768 845,993 SH X 845,993 ONYX PHARM COM 683399109 9,718 275,300 SH X 01 275,300 OPENWAVE SYS INC COM 683718308 16,402 7,162,400 SH X 01 7,162,400 OPTIMER PHARMACEUTICALS INC COM 68401H104 4,446 373,900 SH X 373,900 POWER INTEGRATIONS INC COM 739276103 3,712 96,600 SH X 96,600 POWERSECURE INTL INC COM 73936N105 4,918 681,230 SH X 681,230 PRINCETON REVIEW INC COM 742352107 278 1,235,600 SH X 1,235,600 COLUMN TOTAL 213,816
FORM 13F (SEC USE ONLY) Page 3 of 4 NAME OF REPORTING MANGER S SQUARED TECHNOLOGY, LLC June 30, 2011
Item 6 Investment Discretion ----------------------- (b) Item 4: Shared- Item 8: Voting Fair Item 5: As Item 7 Authority (Shares) Item 2: Item 3: Market Shares of Defined (c) Managers ----------------------- Item 1: Title of CUSIP Value Principal (a) in Shared- See (a) (b) (c) Name of Issuer class Number (x$1000) Amount Sole Instr. V Other Instr.V Sole Shared None -------------------------------- -------- --------- -------- ------------ ------ --------- ------- --------- ---------- ------ ----- PROCERA NETWORKS INC COM 74269U203 4,292 400,000 SH X 400,000 QUANTUM CORP-DLT & STORAGE SYS COM 747906204 10,347 3,135,600 SH X 3,135,600 RADWARE, LTD COM IL0010834 4,303 123,500 SH X 123,500 REACHLOCAL, INC COM 75525F104 5,416 260,000 SH X 260,000 REAL NETWORKS INC COM 75605L104 14,583 4,289,000 SH X 01 4,289,000 REALD INC COM 75604L105 2,128 91,000 SH X 01 91,000 RESPONSYS INC COM 761248103 541 30,500 SH X 01 30,500 RESVERLOGIX CORP COM 76128M108 553 355,100 SH X 355,100 RESVERLOGIX CORP RESTRICTED SH COM 76128M108 475 305,500 SH X 305,500 RIVERBED TECHNOLOGY INC COM 768573107 8,935 225,700 SH X 01 225,700 RIVERSTONE NETWORKS COM 769320995 0 5,414,200 SH X 01 5,414,200 SALIX PHARMACEUTICALS COM 795435106 14,765 370,700 SH X 01 370,700 SANDVINE CORP COM 800213100 3,782 1,625,000 SH X 1,625,000 SAPIENT CORP COM 803062108 19,099 1,270,700 SH X 01 1,270,700 SEAGATE TECHNOLOGY HOLDINGS COM G7945M107 5,149 318,600 SH X 01 318,600 SILICON LABORATORIES, INC COM 826919102 9,197 222,900 SH X 01 222,900 SMART TECHNOLOGIES COM 83172R108 1,580 277,225 SH X 01 277,225 SOLARWINDS, INC COM 83416B109 8,396 321,200 SH X 01 321,200 STEC Inc COM 784774101 12,681 745,500 SH X 01 745,500 SYCAMORE NETWORKS INC COM 871206108 1,668 75,000 SH X 75,000 SYNTEL INC COM 87162H103 905 15,300 SH X 15,300 TEKELEC COM 879101103 8,217 900,000 SH X 900,000 TELECOMMUNICATIONS SYS CL A COM 87929J103 7,503 1,553,500 SH X 1,553,500 THESTREET.COM, INC COM 88368Q103 3,260 1,061,968 SH X 1,061,968 THORATIC CORPORATION COM 885175307 6,452 196,600 SH X 01 196,600 TIBCO SOFTWARE INC COM 88632Q103 2,409 83,000 SH X 83,000 TNS INC COM 872960109 12,979 781,889 SH X 01 781,889 Tree.com Inc COM 894675107 59 11,600 SH X 11,600 UNITED THERAPEUTICS COM 91307C102 5,648 102,500 SH X 01 102,500 UROPLASTY INC COM 917277204 3,783 504,400 SH X 504,400 VIROPHARMA INC COM 928241108 2,934 158,600 SH X 158,600 VISTAPRINT LTD COM N93540107 9,632 201,300 SH X 01 201,300 VOCUS INC COM 92858J108 11,616 379,500 SH X 379,500 WEB.COM GROUP INC COM 94733A104 11,044 896,401 SH X 896,401 WEBMEDIABRANDS INC COM 94770W100 2,650 2,007,700 SH X 2,007,700 WEBSENSE INC COM 947684106 649 25,000 SH X 25,000 ELOYALTY CORP SERIES B CONV PF CVPF 290152990 115 22,475 SH X 22,475 COLUMN TOTAL 217,745
Page 4 of 4 30-June-11 S squared Technology, LLC Form 13F - Additions
Item 6 Investment Discretion ----------------------- (b) Item 4: Shared- Item 8: Voting Fair Item 5: As Item 7 Authority (Shares) Item 2: Item 3: Market Shares of Defined (c) Managers ----------------------- Item 1: Title of CUSIP Value Principal (a) in Shared- See (a) (b) (c) Name of Issuer class Number (x$1000) Amount Sole Instr. V Other Instr.V Sole Shared None -------------------------------- -------- --------- -------- ------------ ------ --------- ------- --------- ---------- ------ ----- NORTEL NETWORKS COM 656568508 0 5 SH X 5 PANDORA COM 698354107 47 2,500 SH X 01 2,500 TOTAL MARKET VALUE 13F ADDITIONS 47 TOTAL MARKET VALUE 13F 632,602 TOTAL MARKET VALUE 13F & ADDITIONS 632,649 84548742