0000950123-11-050223.txt : 20110513
0000950123-11-050223.hdr.sgml : 20110513
20110513171149
ACCESSION NUMBER: 0000950123-11-050223
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20110331
FILED AS OF DATE: 20110513
DATE AS OF CHANGE: 20110513
EFFECTIVENESS DATE: 20110513
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: S Squared Technology, LLC
CENTRAL INDEX KEY: 0001322924
IRS NUMBER: 010622776
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-11372
FILM NUMBER: 11842083
BUSINESS ADDRESS:
STREET 1: 515 MADISON AVENUE
CITY: NEW YORK
STATE: NY
ZIP: 10022
BUSINESS PHONE: (212) 421-2155
MAIL ADDRESS:
STREET 1: 515 MADISON AVENUE
CITY: NEW YORK
STATE: NY
ZIP: 10022
13F-HR
1
y91274be13fvhr.txt
FORM 13F
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
FORM 13F
Form 13F COVER PAGE
Report for the Quarter Ended: March 31, 2011
Check here if Amendment [ ]; Amendment Number: ________
This Amendment (Check only one.): [ ] is a restatement.
[ ] adds new holdings entries.
Institutional Investment Manager Filing this Report:
Name: S Squared Technology, LLC
Address: 515 Madison Avenue
New York, NY 10022
Form 13F File Number: 28-11372
The Institutional investment manager filing this report and the person by whom
it is signed hereby represent that the person signing the report is authorized
to submit it, that all information contained herein is true, correct and
complete, and that it is understood that all required items, statements,
schedules, lists, and tables, are considered integral parts of this form.
Person Signing this Report on Behalf of Reporting Manager:
Name: Seymour L. Goldblatt
Title: Managing Member
Phone: 212-421-2155
Signature, Place, and Date of Signing:
/s/ Seymour L. Goldblatt New York, New York May 12, 2011
------------------------------------
[Signature]
S Squared Technology, LLC (SEC File No. 801-63753), S Squared Capital II
Management, LLC (SEC File No. 801-63785) and S Squared Technology Partners, L.P.
(SEC. File No. 801-66022) are related SEC registered investment advisers
(collectively, the "Adviser Entities"). Each of the Adviser Entities serves as
investment adviser to one or more clients. The same personnel make investment
decisions with respect to the securities set forth on the Form 13F filed by S
Squared Technology, LLC for all of the clients of each of the Adviser Entities.
[X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager
are reported in this report.)
[ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all
holdings are reported by other reporting manager(s).)
[ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this
reporting manger are reported in this report and a portion are reported by
other manager(s).)
List of Other Managers Reporting for this Manager:
[If there are no entries in this list, omit this section.] NONE
FORM 13F SUMMARY PAGE
Report Summary
Number of other Included Managers: 1
Form 13F Information Table Entry Total: 92
Form 13F Information Table Value Total: $627,772
(thousands)
List of Other Included Managers: S Squared Capital II Management, LLC
Provide a numbered list of the name(s) and Form 13F file number(s) of all
institutional investment managers with respect to which this report is filed,
other than the manager filing this report.
01 - S Squared Capital II Management, LLC
FORM 13F
Page 1 of 4 NAME OF REPORTING MANAGER S SQUARED TECHNOLOGY, LLC March 31, 2011
Item 1: Item 2: Item 3: Item 4: Item 5: Item 6 Item 7 Item 8:
------- -------- ---------- -------- ------------ ------------------------ -------- ---------------------
Investment Discretion Voting Authority
Fair ------------------------ (Shares)
Market Shares of (b) Shared (c) Managers ---------------------
Title of CUSIP Value Principal (a) -As Defined Shared- See (a) (b) (c)
Name of Issuer class Number (x$1000) Amount Sole in Instr. V Other Instr. V Sole Shared None
-------------- -------- ---------- -------- ------------ ---- ----------- ------- -------- --------- ------ ----
ABSOLUTE SOFTWARE CORPORATION COM 00386B109 6,382 1,950,400 SH X 1,950,400
ACCELRYS INC COM 00430U103 914 114,300 SH X 114,300
ACCENTURE PLC COM G1151C101 1,951 35,500 SH X 35,500
ACORDA THERAPEUTICS INC COM 00484M106 9,016 388,600 SH X 01 388,600
ALLSCRIPTS HEALTHCARE SOLUTION COM 01988P108 9,041 430,750 SH X 01 430,750
ARCHIPELAGO LEARNING INC COM 03956P102 3,497 409,000 SH X 409,000
ARROW ELECTRONICS INC COM 042735100 8,338 199,100 SH X 01 199,100
ATMEL CORP COM 049513104 8,245 604,900 SH X 01 604,900
AVAGO TECHNOLOGIES COM Y0486S104 6,344 204,000 SH X 01 204,000
AVNET INC COM 053807103 5,284 155,000 SH X 01 155,000
BALLANTYNE STRONG INC COM 058516105 2,570 358,500 SH X 358,500
BIOGEN IDEC INC COM 09062X103 10,323 140,500 SH X 01 140,500
BMC SOFTWARE INC COM 055921100 22,234 447,000 SH X 01 447,000
CALIX INC COM 13100M509 7,775 382,800 SH X 382,800
CALLIDUS SOFTWARE COM 13123E500 13,726 1,997,983 SH X 01 1,997,983
CEPHALON INC COM 156708109 8,141 107,000 SH X 01 107,000
CIENA COM 171779101 10,895 420,000 SH X 01 420,000
CITY TELECOM LTD ADR 178677209 5,010 331,100 SH X 331,100
CODEXIS, INC COM 192005106 2,754 233,000 SH X 233,000
COGNIZANT TECHNOLOGY SOLUTIONS COM 192446102 4,713 57,900 SH X 01 57,900
COMVERSE TECHNOLOGY INC COM 205862402 11,125 1,481,400 SH X 01 1,481,400
CONSTANT CONTACT INC COM 210313102 3,808 109,100 SH X 109,100
DEMANDTEC TEC COM 24802R506 903 68,600 SH X 68,600
DEXCOM INC COM 252131107 19,038 1,226,700 SH X 01 1,226,700
DIGITAL RIV INC COM 25388B104 15,159 405,000 SH X 01 405,000
ELOYALTY COM 290151307 6,088 820,525 SH X 01 820,525
EPICOR SOFTWARE CORP COM 29426L108 7,529 680,100 SH X 680,100
F5 NETWORKS INC. COM 315616102 8,052 78,500 SH X 01 78,500
FLEXTRONICS INTL LTD COM Y2573F102 4,011 536,900 SH X 01 536,900
FOREST LABS INC COM 345838106 13,828 428,100 SH X 01 428,100
-------
COLUMN TOTAL 236,694
-------
FORM 13F
Page 2 of 4 NAME OF REPORTING MANAGER S SQUARED TECHNOLOGY, LLC March 31, 2011
Item 1: Item 2: Item 3: Item 4: Item 5: Item 6 Item 7 Item 8:
------- -------- ---------- -------- ------------ ------------------------ -------- ---------------------
Investment Discretion Voting Authority
Fair ------------------------ (Shares)
Market Shares of (b) Shared (c) Managers ---------------------
Title of CUSIP Value Principal (a) -As Defined Shared- See (a) (b) (c)
Name of Issuer class Number (x$1000) Amount Sole in Instr. V Other Instr. V Sole Shared None
-------------- -------- ---------- -------- ------------ ---- ----------- ------- -------- --------- ------ ----
GSE SYSTEMS INC COM 36227K106 3,098 1,370,800 SH X 1,370,800
HARMONIC COM 413160102 7,278 775,900 SH X 775,900
IGATE CORPORATION COM 45169U105 801 42,700 SH X 42,700
INGRAM MICRO INC COM 457153104 9,062 430,900 SH X 01 430,900
INTER-NAP NETWORK COM 45885A300 9,862 1,501,000 SH X 1,501,000
INTERSIL HLDG CORP CL A COM 46069S109 5,629 452,100 SH X 01 452,100
KENEXA CORP COM 488879107 28,332 1,026,900 SH X 01 1,026,900
LAM RESH CORP COM 512807108 9,819 173,300 SH X 01 173,300
LINEAR TECHNOLOTY CORP COM 535678106 9,988 297,000 SH X 01 297,000
LIQUIDITY SERVICES INC. COM 53635B107 7,778 435,500 SH X 435,500
LOCAL.COM CORP COM 53954R105 3,754 965,000 SH X 965,000
MARVELL TECH GROUP LTD ORD COM G5876H105 3,214 206,700 SH X 01 206,700
MEDIAMINDS TECHNOLOGIES COM 58449C100 4,865 352,300 SH X 352,300
MERU NETWORKS INC COM 59047Q103 2,679 131,900 SH X 131,900
MICROSEMI CORP COM 595137100 3,929 189,700 SH X 01 189,700
MICROSTRATEGY INC COM 594972408 15,048 111,900 SH X 01 111,900
MONOLITHIC POWERSYSTEM INC COM 609839105 2,919 205,700 SH X 205,700
MONSTER WORLDWIDE INC COM 611742107 7,481 470,500 SH X 01 470,500
NOVELL INC COM 670006105 3,639 613,700 SH X 01 613,700
NVIDIA CORP COM 67066G104 7,249 392,700 SH X 01 392,700
OCZ TECHNOLOGY (2nd private plc) COM 67086E303 4,860 600,000 SH X 600,000
OCZ TECHNOLOGY (1st private plc) COM 67086E303 7,865 970,993 SH X 970,993
ONYX PHARM COM 683399109 11,047 314,000 SH X 01 314,000
OPENWAVE SYS INC COM 683718308 16,301 7,617,200 SH X 01 7,617,200
OPTIMER PHARMACEUTICALS INC COM 68401H104 1,774 150,000 SH X 150,000
POWER INTEGRATIONS INC COM 739276103 3,243 84,600 SH X 84,600
POWERSECURE INTL INC COM 73936N105 5,859 681,230 SH X 681,230
PRINCETON REVIEW INC COM 742352107 472 1,235,600 SH X 1,235,600
-------
COLUMN TOTAL 197,845
-------
FORM 13F
Page 3 of 4 NAME OF REPORTING MANAGER S SQUARED TECHNOLOGY, LLC March 31, 2011
Item 1: Item 2: Item 3: Item 4: Item 5: Item 6 Item 7 Item 8:
------- -------- ---------- -------- ------------ ------------------------ -------- ---------------------
Investment Discretion Voting Authority
Fair ------------------------ (Shares)
Market Shares of (b) Shared (c) Managers ---------------------
Title of CUSIP Value Principal (a) -As Defined Shared- See (a) (b) (c)
Name of Issuer class Number (x$1000) Amount Sole in Instr. V Other Instr. V Sole Shared None
-------------- -------- ---------- -------- ------------ ---- ----------- ------- -------- --------- ------ ----
QUANTUM CORP-DLT & STORAGE SYS COM 747906204 4,249 1,686,000 SH X 1,686,000
QUEST SOFTWARE INC COM 74834T103 2,143 84,371 SH X 01 84,371
RADWARE, LTD COM IL0010834 5,794 163,500 SH X 163,500
REACHLOCAL, INC COM 75525F104 3,100 155,000 SH X 155,000
REAL NETWORKS INC COM 75605L104 14,374 3,864,000 SH X 01 3,864,000
REALD INC COM 75604L105 2,490 91,000 SH X 01 91,000
RESVERLOGIX CORP COM 76128M108 799 355,100 SH X 355,100
RIVERSTONE NETWORKS COM 769320995 0 5,414,200 SH X 01 5,414,200
SALIX PHARMACEUTICALS COM 795435106 12,986 370,700 SH X 01 370,700
SANDVINE CORP COM 800213100 2,176 850,000 SH X 850,000
SAPIENT CORP COM 803062108 18,321 1,600,100 SH X 01 1,600,100
SEAGATE TECHNOLOGY HOLDINGS COM G7945M107 4,937 342,700 SH X 01 342,700
SILICON LABORATORIES, INC COM 826919102 8,780 203,200 SH X 01 203,200
SMART TECHNOLOGIES COM 83172R108 5,105 500,000 SH X 01 500,000
SOLARWINDS, INC COM 83416B109 6,463 275,500 SH X 01 275,500
STEC Inc COM 784774101 15,753 784,100 SH X 01 784,100
SYCAMORE NETWORKS INC COM 871206108 489 20,000 SH X 20,000
TECH DATA CORP COM 878237106 4,094 80,500 SH X 01 80,500
TEKELEC COM 879101103 9,744 1,200,000 SH X 1,200,000
TELECOMMUNICATIONS SYS CL A COM 87929J103 6,224 1,503,500 SH X 1,503,500
THESTREET.COM, INC COM 88368Q103 3,558 1,061,968 SH X 1,061,968
TNS INC COM 872960109 12,504 803,089 SH X 01 803,089
TRX INC COM 898452107 150 230,600 SH X 230,600
UROPLASTY INC COM 917277204 3,129 473,300 SH X 473,300
VIROPHARMA INC COM 928241108 8,239 414,000 SH X 414,000
VISTAPRINT LTD COM N93540107 9,145 176,200 SH X 01 176,200
VOCUS INC COM 92858J108 9,191 355,400 SH X 355,400
WEB.COM GROUP INC COM 94733A104 15,684 1,076,101 SH X 1,076,101
WEBMEDIABRANDS INC COM 94770W100 2,811 2,007,700 SH X 2,007,700
WEBSENSE INC COM 947684106 574 25,000 SH X 25,000
ELOYALTY CORP SERIES B CONV PF CVPF 290152990 115 22,475 SH X 22,475
-------
COLUMN TOTAL 193,121
-------
Page 4 of 4 31-Mar-11
S Squared Technology, LLC
Form 13F - Additions
Item 1: Item 2: Item 3: Item 4: Item 5: Item 6 Item 7 Item 8:
------- -------- ---------- -------- ------------ ------------------------ -------- ---------------------
Investment Discretion Voting Authority
Fair ------------------------ (Shares)
Market Shares of (b) Shared (c) Managers ---------------------
Title of CUSIP Value Principal (a) -As Defined Shared- See (a) (b) (c)
Name of Issuer class Number (x$1000) Amount Sole in Instr. V Other Instr. V Sole Shared None
-------------- -------- ---------- -------- ------------ ---- ----------- ------- -------- --------- ------ ----
CORNERSTONE ONDEMAND COM 21925Y103 100 5,500 SH X 01 5,500
NORTEL NETWORKS COM 656568508 0 5 SH X 5
SERVICESOURCE COM 81763U1007 12 1,000 SH X 1,000
TOTAL MARKET VALUE 13F ADDITIONS 112
-------
TOTAL MARKET VALUE 13F 627,660
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TOTAL MARKET VALUE 13F & ADDITIONS 627,772
=======