-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, HNixdDjbKoOpqE30mFZPUbWcw/ieHjd5nNdldiBWkPsi5KDLgCQBA/LhHWChH6R8 Je8vHPzHLrBnBX/OWKWHyQ== 0000950123-09-035163.txt : 20090814 0000950123-09-035163.hdr.sgml : 20090814 20090814112757 ACCESSION NUMBER: 0000950123-09-035163 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20090630 FILED AS OF DATE: 20090814 DATE AS OF CHANGE: 20090814 EFFECTIVENESS DATE: 20090814 FILER: COMPANY DATA: COMPANY CONFORMED NAME: S Squared Technology, LLC CENTRAL INDEX KEY: 0001322924 IRS NUMBER: 010622776 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-11372 FILM NUMBER: 091013327 BUSINESS ADDRESS: STREET 1: 515 MADISON AVENUE CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: (212) 421-2155 MAIL ADDRESS: STREET 1: 515 MADISON AVENUE CITY: NEW YORK STATE: NY ZIP: 10022 13F-HR 1 y78794e13fvhr.txt FORM 13F UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 13F Form 13F COVER PAGE Report for the Quarter Ended: June 30, 2009 Check here if Amendment [ ]; Amendment Number: ______ This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: S Squared Technology, LLC Address: 515 Madison Avenue New York, NY 10022 Form 13F File Number: 28-11372 The Institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Seymour L. Goldblatt Title: Managing Member Phone: 212-421-2155 Signature, Place, and Date of Signing: /s/ Seymour L. Goldblatt New York, New York August 14, 2009 - ------------------------------------- [Signature] S Squared Technology, LLC (SEC File No. 801-63753), S Squared Capital II Management, LLC (SEC File No. 801-63785) and S Squared Technology Partners, L.P. (SEC. File No. 801-66022) are related SEC registered investment advisers (collectively, the "Adviser Entities"). Each of the Adviser Entities serves as investment adviser to one or more clients. The same personnel make investment decisions with respect to the securities set forth on the Form 13F filed by S Squared Technology, LLC for all of the clients of each of the Adviser Entities. [X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manger are reported in this report and a portion are reported by other manager(s).) List of Other Managers Reporting for this Manager: [If there are no entries in this list, omit this section.] NONE FORM 13F SUMMARY PAGE Report Summary Number of other Included Managers: 2 Form 13F Information Table Entry Total: 97 Form 13F Information Table Value Total: $571,105 (thousands) List of Other Included Managers: S Squared Capital II Management, LLC S Squared Technology Partners, L.P. Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. 01 - S Squared Capital II Management, LLC 02 - S Squared Technology Partners, L.P. (SEC USE ONLY) FORM 13F Page 1 of 4 NAME OF REPORTING MANAGER S SQUARED TECHNOLOGY, LLC June 30, 2009
Item 1: Item 2: Item 3: Item 4: Item 5: Item 6 Item 7 Item 8: - ----------------------------- -------- ---------- ----------- ------------- ------------------------ -------- ---------------------- Investment Discretion Voting Authority ------------------------ (Shares) Fair Market Shares of (b) Shared (c) Managers ---------------------- Title of CUSIP Value Principal (a) -As Defined Shared- See (a) (b) (c) Name of Issuer class Number (x$1000) Amount Sole in Instr. V Other Instr. V Sole Shared None - ----------------------------- -------- ---------- ----------- ------------- ---- ----------- ------- -------- ---------- ------ ---- ABSOLUTE SOFTWARE CORPORATION COM 00386B109 8,537 1,752,600 SH X 02 1,752,600 ACCELRYS INC COM 00430U103 6,030 1,020,312 SH X 02 1,020,312 ACCENTURE LTD CL A COM G1150G111 1,883 56,300 SH X 56,300 ACOR THERAPEUTIC INC COM 00484M106 1,268 45,000 SH X 02 45,000 AGILYSYS INC COM 00847J105 1,608 343,700 SH X 02 343,700 AIRVANA INC COM 00950V101 179 28,300 SH X 02 28,300 AMICAS INC COM 001712108 3,340 1,201,575 SH X 02 1,201,575 APPLIED MATERIALS INC COM 038222105 5,339 485,000 SH X 01 485,000 APPLIED MICRO CIRCUITS COM 03822W406 10,870 1,337,050 SH X 01 1,337,050 ARUBA NETWORKS INC COM 043176106 4,915 562,400 SH X 02 562,400 ASPEN TECHNOLOGY INC COM 045327103 3,687 432,300 SH X 01 432,300 ATMEL CORP COM 049513104 5,828 1,562,600 SH X 01 1,562,600 BALLANTYNE STRONG INC COM 058516105 755 364,800 SH X 02 364,800 BLUECOAT SYSTEMS COM 09534T508 7,955 481,000 SH X 02 481,000 BMC SOFTWARE INC COM 055921100 37,027 1,095,800 SH X 01 1,095,800 BORLAND SOFTWARE COM 099849101 9,152 7,095,000 SH X 01,02 7,095,000 BSQUARE CORP COM 11776U102 2,966 998,900 SH X 02 998,900 CADENCE DESIGN SYS INC COM 127387108 11,528 1,954,000 SH X 01 1,954,000 CALIFORNIA MICRO DEVICES CORP COM 130439102 1,424 579,000 SH X 02 579,000 CALLIDUS SOFTWARE COM 13123E500 7,218 2,532,883 SH X 01,02 2,532,883 CAPELLA EDUCATION CO. COM 139594105 6,895 115,000 SH X 01 115,000 CAVIUM NETWORKS INC COM 14965A101 1,884 112,100 SH X 02 112,100 COGENT INC COM 19239Y108 8,130 757,700 SH X 02 757,700 COGNIZANT TECHNOLOGY SOLUTIONS COM 192446102 5,812 217,700 SH X 01 217,700 COMSCORE INC COM 205640010 699 52,500 SH X 02 52,500 COMVERGE INC COM 205859101 7,655 632,678 SH X 02 632,678 COMVERSE TECHNOLOGY INC COM 205862402 10,094 1,180,700 SH X 01 1,180,700 COREL CORP COM 21869X103 1,539 716,000 SH X 02 716,000 COVANCE INC COM 222816100 4,182 85,000 SH X 01 85,000 DENDREON CORP. COM 24823Q107 4,250 170,000 SH X 01 170,000 DEXCOM INC COM 252131107 9,726 1,571,300 SH X 02 1,571,300 DIGITAL RIV INC COM 25388B104 18,203 501,200 SH X 01 501,200 ECLIPSYS CORP COM 278856109 6,667 375,000 SH X 02 375,000 ELOYALTY CORP COM 290151307 7,997 1,014,889 SH X 01,02 1,014,889 COLUMN TOTAL 225,242
(SEC USE ONLY) FORM 13F Page 2 of 4 NAME OF REPORTING MANAGER S SQUARED TECHNOLOGY, LLC June 30, 2009
Item 1: Item 2: Item 3: Item 4: Item 5: Item 6 Item 7 Item 8: - ----------------------------- -------- ---------- ----------- ------------- ------------------------ -------- ---------------------- Investment Discretion Voting Authority ------------------------ (Shares) Fair Market Shares of (b) Shared (c) Managers ---------------------- Title of CUSIP Value Principal (a) -As Defined Shared- See (a) (b) (c) Name of Issuer class Number (x$1000) Amount Sole in Instr. V Other Instr. V Sole Shared None - ----------------------------- -------- ---------- ----------- ------------- ---- ----------- ------- -------- ---------- ------ ---- GRAND CANYON EDUCATION INC COM 38526M106 2,517 150,000 SH X 02 150,000 GUIDANCE SOFTWARE INC COM 401692108 5,582 1,488,600 SH X 02 1,488,600 12 TECHNOLOGIES INC COM 465754109 2,405 191,700 SH X 02 191,700 IKANOS COMMUNICATIONS COM 45173E105 1,644 1,027,700 SH X 02 1,027,700 INTEGRATED DEVICE TECH COM 458118106 11,014 1,823,600 SH X 01 1,823,600 INTER-NAP NETWORK COM 45885A300 5,601 1,605,100 SH X 02 1,605,100 INTERNATIONAL RECTIFIER CORP COM 460254105 6,377 430,600 SH X 01 430,600 JABIL CIRCUIT INC COM 466313103 4,118 555,000 SH X 01 555,000 JDS UNIPHASE CORP. COM 46612J507 5,866 1,025,600 SH X 01 1,025,600 KEYNOTE SYS INC COM 493308100 7,953 1,041,000 SH X 02 1,041,000 KINETIC CONCEPTS COM 49460w208 5,640 207,000 SH X 01 207,000 KLA-TENCOR CORP COM 482480100 2,525 100,000 SH X 01 100,000 LATTICE SEMICONDUCTOR COM 518415104 7,132 3,794,000 SH X 02 3,794,000 LAWSON SOFTWARE INC COM 52078P102 7,438 1,325,900 SH X 01 1,325,900 LIQUIDITY SERVICES INC. COM 53635B107 5,874 595,800 SH X 02 595,800 LIVEPERSON INC COM 538146101 6,150 1,537,600 SH X 02 1,537,600 LOOKSMART LTD COM 543442503 1,160 872,240 SH X 02 872,240 MAGMA DESIGN AUTOMATION INC COM 559181102 5,192 3,606,100 SH X 02 3,606,100 MARCHEX INC CLASS B COM 56624R108 1,482 437,200 SH X 02 437,200 MICREL INC COM 594793101 2,635 360,000 SH X 02 360,000 MICROS Systems Inc COM 594901100 792 31,300 SH X 31,300 MICROTUNE INC DEL COM 59514P109 2,361 1,009,200 SH X 02 1,009,200 MSC.SOFTWARE COM 553531104 15,074 2,263,400 SH X 01,02 2,263,400 McAFEE INC COM 579064106 18,745 444,300 SH X 01 444,300 MEDIDATA SOLUTIONS INC COM 58471A105 737 45,000 SH X 02 45,000 NETEZZA CORP COM 64111N101 5,946 714,740 SH X 01 714,740 NOVELL INC COM 670006105 13,187 2,911,100 SH X 01 2,911,100 NOVELLUS SYS INC COM 670008101 3,340 200,000 SH X 01 200,000 NVIDIA CORP COM 67066G104 11,187 990,900 SH X 01 990,900 OMNITURE INC COM 68212S109 1,421 113,200 SH X 113,200 OPENWAVE SYS INC COM 683718308 26,460 11,812,600 SH X 01,02 11,812,600 OPNET TECHNOLOGIES COM 683757108 8,658 945,300 SH X 02 945,300 PARAMETRIC TECH CORP COM 699173209 6,919 591,900 SH X 01 591,900 PHASE FORWARD INC COM 71721R406 4,986 330,000 SH X 02 330,000 PLATO Learning INC COM 72764Y100 9,124 2,281,200 SH X 02 2,281,200 COLUMN TOTAL 227,242
(SEC USE ONLY) FORM 13F Page 3 of 4 NAME OF REPORTING MANAGER S SQUARED TECHNOLOGY, LLC June 30, 2009
Item 1: Item 2: Item 3: Item 4: Item 5: Item 6 Item 7 Item 8: - ----------------------------- -------- ---------- ----------- ------------- ------------------------ -------- ---------------------- Investment Discretion Voting Authority ------------------------ (Shares) Fair Market Shares of (b) Shared (c) Managers ---------------------- Title of CUSIP Value Principal (a) -As Defined Shared- See (a) (b) (c) Name of Issuer class Number (x$1000) Amount Sole in Instr. V Other Instr. V Sole Shared None - ----------------------------- -------- ---------- ----------- ------------- ---- ----------- ------- -------- ---------- ------ ---- PMC-SIERRA INC COM 69344F106 6,330 795,300 SH X 01 795,300 QLOGIC CORP COM 747277101 3,867 305,000 SH X 01 305,000 QUEST SOFTWARE INC COM 74834T103 8,098 580,943 SH X 01 580,943 RACKSPACE HOSTING INC COM 750086100 12,743 919,471 SH X 01 919,471 RADVISION INC COM M81869105 1,378 176,100 SH X 02 176,100 RADWARE, LTD COM IL0010834 3,291 427,500 SH X 02 427,500 RIGHTNOW TECHNOLOGIES INC COM 76657R106 3,124 264,800 SH X 02 264,800 RIVERSTONE NETWORKS COM 769320995 0 8,160,250 SH X 01,02 8,160,250 SALARY.COM COM 794006106 1,203 397,100 SH X 02 397,100 SALIX PHARMACEUTICALS COM 795435106 2,840 287,800 SH X 02 287,800 SAPIENT CORP COM 803062108 2,136 339,700 SH X 339,700 SHIRE PLC ADR 82481R106 6,972 168,100 SH X 01 168,100 SILICON LABORATORIES, INC COM 826919102 5,769 151,900 SH X 01 151,900 SOLARWINDS, INC COM 83416B109 824 50,000 SH X 02 50,000 SONIC SOLUTIONS COM 835460106 3,322 1,134,100 SH X 02 1,134,100 SUM TOTAL SYSTEMS INC COM 866615107 3,739 777,500 SH X 02 777,500 TNS INC COM 872960109 10,055 536,300 SH X 02 536,300 TRX INC COM 898452107 1,086 2,173,700 SH X 02 2,173,700 TTI TEAM TELECOMA,CPFDTTI LTD COM M88258104 736 909,091 SH X 02 909,091 ULTICOM COM 903844108 3,229 1,614,706 SH X 02 1,614,706 VALEANT PHARMACEUTICALS INTL COM 91911X104 1,517 59,000 SH X 59,000 VALUECLICK INC COM 92046N102 6,221 591,400 SH X 01 591,400 VIRAGE LOGIC CORP COM 92763R104 5,306 1,179,200 SH X 02 1,179,200 WASHINGTON POST CO COM 939640108 9,262 26,300 SH X 01 26,300 WEB.COM GROUP INC COM 94733A104 8,559 1,520,378 SH X 02 1,520,378 WEBMEDIABRANDS INC COM 94770W100 2,052 3,739,800 SH X 02 3,739,800 WIND RIVER SYSTEMS INC COM COM 973149107 4,946 431,600 SH X 02 431,600 COLUMN TOTAL 118,605
S Squared Technology, LLC Form 13F- Additions (SEC USE ONLY) FORM 13F Page 4 of 4 NAME OF REPORTING MANAGER S SQUARED TECHNOLOGY, LLC June 30, 2009
Item 1: Item 2: Item 3: Item 4: Item 5: Item 6 Item 7 Item 8: - ----------------------------- -------- ---------- ----------- ------------- ------------------------ -------- ---------------------- Investment Discretion Voting Authority ------------------------ (Shares) Fair Market Shares of (b) Shared (c) Managers ---------------------- Title of CUSIP Value Principal (a) -As Defined Shared- See (a) (b) (c) Name of Issuer Class Number (x$1000) Amount Sole in Instr. V Other Instr. V Sole Shared None - ----------------------------- -------- ---------- ----------- ------------- ---- ----------- ------- -------- ---------- ------ ---- LOGMEIN INC COM 54142L109 16 1,000 SH X 1,000 COLUMN TOTAL 16 TOTAL MARKET VALUE 13F 571,089 GRAND TOTAL MARKET VALUE 13F & ADDITIONS 571,105
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