-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, VoEtx0VF5rgCiuNCgg8+cFNTqaa1arrMxpvrRWuJFNq7T/WFMnophuQT/viJtI3A K04U3a0KVKs9lnyZal7VJQ== 0000950123-08-014969.txt : 20081112 0000950123-08-014969.hdr.sgml : 20081111 20081112060445 ACCESSION NUMBER: 0000950123-08-014969 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20080930 FILED AS OF DATE: 20081112 DATE AS OF CHANGE: 20081112 EFFECTIVENESS DATE: 20081112 FILER: COMPANY DATA: COMPANY CONFORMED NAME: S Squared Technology, LLC CENTRAL INDEX KEY: 0001322924 IRS NUMBER: 010622776 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-11372 FILM NUMBER: 081177659 BUSINESS ADDRESS: STREET 1: 515 MADISON AVENUE CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: (212) 421-2155 MAIL ADDRESS: STREET 1: 515 MADISON AVENUE CITY: NEW YORK STATE: NY ZIP: 10022 13F-HR 1 y72563be13fvhr.txt 13F-HR UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 13F Form 13F COVER PAGE Report for the Quarter Ended: September 30, 2008 Check here if Amendment [ ]; Amendment Number: _____ This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: S Squared Technology, LLC Address: 515 Madison Avenue New York, NY 10022 Form 13F File Number: 28-11372 The Institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Seymour L. Goldblatt Title: Managing Member Phone: 212-421-2155 Signature, Place, and Date of Signing: /s/ Seymour L. Goldblatt New York, New York November 11, 2008 - ------------------------------------- [Signature] S Squared Technology, LLC (SEC File No. 801-63753), S Squared Capital II Management, LLC (SEC File No. 801-63785) and S Squared Technology Partners, L.P. (SEC. File No. 801-66022) are related SEC registered investment advisers (collectively, the "Adviser Entities"). Each of the Adviser Entities serves as investment adviser to one or more clients. The same personnel make investment decisions with respect to the securities set forth on the Form 13F filed by S Squared Technology, LLC for all of the clients of each of the Adviser Entities. [X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manger are reported in this report and a portion are reported by other manager(s).) List of Other Managers Reporting for this Manager: [If there are no entries in this list, omit this section.] NONE FORM 13F SUMMARY PAGE Report Summary Number of other Included Managers: 2 Form 13F Information Table Entry Total: 120 Form 13F Information Table Value Total: $890,319 (thousands) List of Other Included Managers: S Squared Capital II Management, LLC S Squared Technology Partners, L.P. Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. 01 - S Squared Capital II Management, LLC 02 - S Squared Technology Partners, L.P. Page 1 of 4 (SEC USE ONLY) FORM 13F NAME OF REPORTING MANAGER S SQUARED TECHNOLOGY, LLC
Item 6 Investment Discretion Item 4: --------------------------- Item 7 Item 8: Item 2: Fair Item 5: (b) Shared Managers Voting Authority (Shares) Title Item 3: Market Shares of -As (c) See ------------------------- Item 1: of CUSIP Value Principal (a) Defined Shared- Instr. (a) (b) (c) Name of Issuer class Number (x$1000) Amount Sole in Instr. V Other V Sole Shared None - -------------------- ------- --------- -------- -------------- ---- ----------- -------- -------- ---------- ------ ----- A D C TELECOMMUNICATN INC COM 000886309 8,982 1,063,000 SH X 01 1,063,000 ABSOLUTE SOFTWARE CORPORATION COM 00386B109 7,619 985,200 SH X 02 985,200 ACCELRYS INC COM 00430U103 8,235 1,500,012 SH X 02 1,500,012 ADVANCED ANALOGIC TECH COM 00752j108 4,929 1,060,000 SH X 02 1,060,000 AGILYSYS INC COM 00847J105 2,073 205,500 SH X 02 205,500 AIRSPAN NETWORKS COM 00950h102 969 2,850,000 SH X 02 2,850,000 ALSIUS CORP DEL COM 021211206 105 111,200 SH X 02 111,200 AMICAS INC COM 001712108 7,203 2,964,375 SH X 02 2,964,375 ANALOG DEVICES INC COM 032654105 12,779 485,000 SH X 01 485,000 APPLIED MICRO CIRCUITS COM 03822W406 7,228 1,208,775 SH X 01 1,208,775 ARIBA COM 04033V203 3,500 247,700 SH X 02 247,700 ARROW ELECTRONICS INC COM 042735100 9,059 345,500 SH X 01 345,500 ASPEN TECHNOLOGY INC COM 045327103 5,435 428,000 SH X 01 428,000 ATMEL CORP COM 049513104 8,615 2,541,500 SH X 01 2,541,500 ATMI INC COM 00207R101 2,337 130,000 SH X 02 130,000 AU OPTRONICS CORP ADR 002255107 6,475 570,000 SH X 01 570,000 AUTHENTEC INC COM 052660107 539 251,000 SH X 02 251,000 AUTODESK INC COM 052769106 27,326 814,500 SH X 01 814,500 AVNET INC COM 053807103 9,699 393,800 SH X 01 393,800 AVX CORP NEW COM 002444107 9,395 922,000 SH X 01 922,000 BALLANTYNE OF OMAHA INCORPORAT COM 058516105 743 379,100 SH X 02 379,100 BMC SOFTWARE INC COM 055921100 48,679 1,700,300 SH X 01 1,700,300 BORLAND SOFTWARE COM 099849101 16,210 10,595,000 SH X 01, 02 10,595,000 BRIGHTPOINT INC COM 109473405 3,600 500,000 SH X 02 500,000 BROOKS AUTOMATION INC COM 114340102 3,410 408,000 SH X 02 408,000 BSQUARE CORP COM 11776U102 3,645 998,900 SH X 02 998,900 CADENCE DESIGN SYS INC COM 127387108 8,720 1,290,000 SH X 01 1,290,000 CALIFORNIA MICRO DEVICES CORP COM 130439102 2,030 679,000 SH X 02 679,000 CALLIDUS SOFTWARE COM 13123E500 8,050 2,032,883 SH X 01, 02 2,032,883 CBEYOND INC COM 149847105 3,512 244,100 SH X 02 244,100 CEPHALON INC COM 156708109 9,407 121,400 SH X 01 121,400 COGENT INC COM 19239Y108 8,033 786,100 SH X 02 786,100 COGNIZANT TECHNOLOGY SOLUTIONS COM 192446102 9,403 411,900 SH X 01 411,900 COMPUTER TASK GROUP COM 205477102 1,966 302,600 SH X 01 302,600 COMPUWARE CORP COM 205638109 7,286 752,000 SH X 01 752,000 COMVERGE INC COM 205859101 8,575 1,864,178 SH X 02 1,864,178 COMVERSE TECHNOLOGY INC COM 205862402 18,309 1,913,200 SH X 01 1,913,200 COREL CORP COM 21869X103 5,094 599,300 SH X 02 599,300 -------- COLUMN TOTAL 309,174
Page 2 of 4 (SEC USE ONLY) FORM 13F NAME OF REPORTING MANAGER S SQUARED TECHNOLOGY, LLC
Item 6 Investment Discretion Item 4: --------------------------- Item 7 Item 8: Item 2: Fair Item 5: (b) Shared Managers Voting Authority (Shares) Title Item 3: Market Shares of -As (c) See ------------------------- Item 1: of CUSIP Value Principal (a) Defined Shared- Instr. (a) (b) (c) Name of Issuer class Number (x$1000) Amount Sole in Instr. V Other V Sole Shared None - -------------------- ------- --------- -------- -------------- ---- ----------- -------- -------- ---------- ------ ----- DEXCOM INC COM 252131107 5,393 871,300 SH X 02 871,300 DIGITAL RIV INC COM 25388B104 4,101 126,600 SH X 01 126,600 DOUBLE-TAKE SOFTWARE, INC. COM 258598101 5,806 583,600 SH X 02 583,600 EHealth Inc COM 28238P109 4,636 289,800 SH X 02 289,800 ELOYALTY CORP COM 290151307 5,340 1,072,489 SH X 01, 02 1,072,489 EMULEX COM 292475209 11,846 1,110,300 SH X 01 1,110,300 ENTEGRIS INC COM 29362U104 992 205,000 SH X 02 205,000 EXTREME NETWORKS INC COM 30226D106 326 96,834 SH X 02 96,834 FLEXTRONICS INTL LTD ORD COM Y2573F102 7,327 1,035,000 SH X 01 1,035,000 GEN-PROBE INC COM 3686T1034 1,511 28,500 SH X 28,500 HUTCHINSON TECHNOLOGY COM 448407106 4,516 390,000 SH X 02 390,000 IKANOS COMMUNICATIONS COM 45173E105 1,950 985,000 SH X 02 985,000 INFORMATICA CORP COM 45666Q102 17,763 1,367,500 SH X 01 1,367,500 INTEGRATED DEVICE TECH COM 458118106 9,102 1,170,000 SH X 01 1,170,000 INTER-NAP NETWORK COM 45885A300 3,589 1,031,600 SH X 02 1,031,600 INTERACTIVE INTELLIGENCE INC COM 45839M103 2,435 270,000 SH X 02 270,000 INTERNATIONAL RECTIFIER CORP COM 460254105 7,219 379,600 SH X 01 379,600 INVACARE CORP COM 461203101 6,021 249,441 SH X 01 249,441 ION GEOPHYSICAL CORPORATION COM 462044108 354 25,000 SH X 02 25,000 IXIA COM 45071R109 3,817 518,000 SH X 02 518,000 JUPITERMEDIA CORP COM 48207D101 4,338 3,739,800 SH X 02 3,739,800 KEYNOTE SYS INC COM 493308100 12,697 958,300 SH X 02 958,300 KINETIC CONCEPTS COM 49460w208 6,404 224,000 SH X 01 224,000 LATTICE SEMICONDUCTOR COM 518415104 10,452 5,074,200 SH X 01, 02 5,074,200 LAWSON SOFTWARE INC COM 52078P102 13,318 1,902,700 SH X 01 1,902,700 LIQUIDITY SERVICES INC. COM 53635B107 7,776 716,700 SH X 02 716,700 LIVEPERSON INC COM 538146101 2,126 730,700 SH X 02 730,700 LOOKSMART LTD COM 543442503 2,224 872,240 SH X 02 872,240 MAGMA DESIGN AUTOMATION INC COM 559181102 6,542 1,627,600 SH X 02 1,627,600 MAXIM INTERGRATED COM 57772K101 8,324 459,920 SH X 01 459,920 MERIX CORP COM 590049102 1,071 837,400 SH X 02 837,400 MICROS Systems Inc COM 594901100 3,319 124,500 SH X 01 124,500 MICROTUNE INC DEL COM 59514P109 2,437 909,400 SH X 02 909,400 -------- COLUMN TOTAL 185,072
Page 3 of 4 (SEC USE ONLY) FORM 13F NAME OF REPORTING MANAGER S SQUARED TECHNOLOGY, LLC
Item 6 Investment Discretion Item 4: --------------------------- Item 7 Item 8: Item 2: Fair Item 5: (b) Shared Managers Voting Authority (Shares) Title Item 3: Market Shares of -As (c) See ------------------------- Item 1: of CUSIP Value Principal (a) Defined Shared- Instr. (a) (b) (c) Name of Issuer class Number (x$1000) Amount Sole in Instr. V Other V Sole Shared None - -------------------- ------- --------- -------- -------------- ---- ----------- -------- -------- ---------- ------ ----- MINDSPEED TECHNOLOGIES COM 602682106 1,501 630,800 SH X 02 630,800 MONOGRAM BIOSCIENCES INC COM 60975U108 2,812 3,700,000 SH X 02 3,700,000 MOTIVE INC COM 61980V107 8,169 3,764,600 SH X 02 3,764,600 MSC.SOFTWARE COM 553531104 22,777 2,128,700 SH X 01, 02 2,128,700 McAFEE INC COM 579064106 17,713 521,600 SH X 01 521,600 NATIONAL SEMICONDUCTOR COM 637640103 9,293 540,000 SH X 01 540,000 NESS TECHNOLOGIES, INC COM 64104X108 4,588 400,000 SH X 02 400,000 NETEZZA CORP COM 64111N101 6,702 615,440 SH X 01 615,440 NETFLIX INC COM 64110L106 827 26,800 SH X 26,800 NOVELL INC COM 670006105 25,061 4,875,700 SH X 01 4,875,700 NOVELLUS SYS INC COM 670008101 9,073 462,000 SH X 01 462,000 OMNITURE INC COM 68212S109 13,678 745,000 SH X 01 745,000 OPENWAVE SYS INC COM 683718308 14,418 11,627,600 SH X 01, 02 11,627,600 OPNET TECHNOLOGIES COM 683757108 21,282 1,747,300 SH X 02 1,747,300 PLATO Learning INC COM 72764Y100 6,201 2,183,500 SH X 02 2,183,500 POWERWAVE TECHNOLOGIES COM 739363109 5,943 1,500,900 SH X 02 1,500,900 QUANTUM CORP-DLT & STORAGE SYS COM 747906204 2,152 2,050,000 SH X 02 2,050,000 QUEST SOFTWARE INC COM 74834T103 28,461 2,242,800 SH X 01 2,242,800 RACKSPACE HOSTING INC COM 750086100 15,890 1,626,471 SH X 01 1,626,471 RADVISION INC COM M81869105 2,968 493,900 SH X 02 493,900 RADWARE, LTD COM IL0010834 3,123 375,000 SH X 02 375,000 RF MICRODEVICES INC COM 749941100 8,328 2,852,300 SH X 01 2,852,300 RIGHTNOW TECHNOLOGIES INC COM 76657R106 7,524 598,600 SH X 02 598,600 RIVERSTONE NETWORKS COM 769320995 0 8,160,250 SH X 01, 02 8,160,250 SALARY.COM COM 794006106 1,613 398,500 SH X 02 398,500 SAPIENT CORP COM 803062108 1,855 249,700 SH X 249,700 SCOPUS VIDEO NETWORKS COM M8260H106 4,261 901,000 SH X 02 901,000 SEAGATE TECHNOLOGY HOLDINGS COM G7945J104 7,029 580,000 SH X 01 580,000 SMART MODULAR COM G82245104 2,085 695,000 SH X 02 695,000 SONIC SOLUTIONS COM 835460106 3,346 760,600 SH X 02 760,600 -------- COLUMN TOTAL 258,673
Page 4 of 4 (SEC USE ONLY) FORM 13F NAME OF REPORTING MANAGER S SQUARED TECHNOLOGY, LLC
Item 6 Investment Discretion Item 4: --------------------------- Item 7 Item 8: Item 2: Fair Item 5: (b) Shared Managers Voting Authority (Shares) Title Item 3: Market Shares of -As (c) See ------------------------- Item 1: of CUSIP Value Principal (a) Defined Shared- Instr. (a) (b) (c) Name of Issuer class Number (x$1000) Amount Sole in Instr. V Other V Sole Shared None - -------------------- ------- --------- -------- -------------- ---- ----------- -------- -------- ---------- ------ ----- SPANSION COM 84649R101 4,251 2,742,900 SH X 02 2,742,900 SYMMETRICOM COM 871543104 6,588 1,325,600 SH X 02 1,325,600 TELLABS INC COM 879664100 13,667 3,366,400 SH X 01 3,366,440 TERADYNE INC COM 880770102 9,195 1,177,400 SH X 01 1,177,400 THQ INC COM 872443403 6,176 513,000 SH X 01 513,000 TNS INC COM 872960109 9,466 488,700 SH X 02 488,700 TRX INC COM 898452107 2,217 2,173,700 SH X 02 2,173,700 TTI TEAM TELECOMA, CPFDTTI LTD COM M88258104 1,236 909,091 SH X 02 909,091 ULTICOM COM 903844108 5,753 885,100 SH X 02 885,100 VALEANT PHARMACEUTICALS INTL COM 91911X104 20,603 1,006,500 SH X 01 1,006,500 VALUECLICK INC COM 92046N102 10,127 990,000 SH X 01 990,000 VARIAN SEMICONDUCTOR COM 922207105 7,410 295,000 SH X 01 295,000 VIRAGE LOGIC CORP COM 92763R104 5,039 854,200 SH X 02 854,200 VISHAY INTERTECHNOLOGY COM 928298108 8,592 1,298,000 SH X 01 1,298,000 WEB.COM GROUP INC COM 94733A104 7,441 1,378,078 SH X 02 1,378,078 WIND RIVER SYSTEMS INC COM COM 973149107 12,402 1,240,297 SH X 01 1,240,297 XYRATEX LTD COM G98268108 2,281 205,000 SH X 02 205,000 ZORAN COM 98975f101 4,365 535,000 SH X 01 535,000 Zhone Technologies Inc. COM 98950P108 591 3,113,674 SH X 02 3,113,674 COLUMN TOTAL 137,400 -------- GRAND TOTAL 890,319 ========
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