-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, FsGDT+dYeeiL2Rq6hc0ioF2yx1CpUiBfNxA7sS/nek539egNnKaLpQ3R5C68W/oD O/qRDR5OiUJKgGicipUrzQ== 0000950123-08-005671.txt : 20080514 0000950123-08-005671.hdr.sgml : 20080514 20080514170258 ACCESSION NUMBER: 0000950123-08-005671 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20080331 FILED AS OF DATE: 20080514 DATE AS OF CHANGE: 20080514 EFFECTIVENESS DATE: 20080514 FILER: COMPANY DATA: COMPANY CONFORMED NAME: S Squared Technology, LLC CENTRAL INDEX KEY: 0001322924 IRS NUMBER: 010622776 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-11372 FILM NUMBER: 08832605 BUSINESS ADDRESS: STREET 1: 515 MADISON AVENUE CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: (212) 421-2155 MAIL ADDRESS: STREET 1: 515 MADISON AVENUE CITY: NEW YORK STATE: NY ZIP: 10022 13F-HR 1 y58095hre13fvhr.txt FORM 13F-HR UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 13F Form 13F COVER PAGE Report for the Quarter Ended: March 31, 2008 Check here if Amendment [ ]; Amendment Number: _____ This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: S Squared Technology, LLC Address: 515 Madison Avenue New York, NY 10022 Form 13F File Number: 28-11372 The Institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Seymour L. Goldblatt Title: Managing Member Phone: 212-421-2155 Signature, Place, and Date of Signing: /s/ Seymour L. Goldblatt New York, New York May 13, 2008 - ------------------------------------- [Signature] S Squared Technology, LLC (SEC File No. 801-63753), S Squared Capital II Management, LLC (SEC File No. 801-63785) and S Squared Technology Partners, L.P. (SEC. File No. 801-66022) are related SEC registered investment advisers (collectively, the "Adviser Entities"). Each of the Adviser Entities serves as investment adviser to one or more clients. The same personnel make investment decisions with respect to the securities set forth on the Form 13F filed by S Squared Technology, LLC for all of the clients of each of the Adviser Entities. [X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manger are reported in this report and a portion are reported by other manager(s).) List of Other Managers Reporting for this Manager: [If there are no entries in this list, omit this section.] NONE FORM 13F SUMMARY PAGE Report Summary Number of other Included Managers: 2 Form 13F Information Table Entry Total: 118 Form 13F Information Table Value Total: $1,076,512 (thousands) List of Other Included Managers: S Squared Capital II Management, LLC S Squared Technology Partners, L.P. Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. 01 - S Squared Capital II Management, LLC 02 - S Squared Technology Partners, L.P. Page 1 of 4 (SEC USE ONLY) FORM 13F NAME OF REPORTING MANAGER S SQUARED TECHNOLOGY, LLC
Item 1: Item 2: Item 3: Item 4: Item 5: Item 6 Item 7 Item 8: Investment Discretion Fair ------------------------ Voting Authority (Shares) Market Shares of (b) Shared (c) Managers ------------------------- Title of CUSIP Value Principal (a) -As Defined Shared- See (b) Name of Issuer class Number (x$1000) Amount Sole in Instr. V Other Instr. V (a) Sole Shared (c) None -------------- -------- --------- --------- ------------ ---- ----------- ------- -------- --------- ------ -------- A D C TELECOMMUNICATN INC COM 000886309 10,980 908,900 SH X 01 908,900 ACCELRYS INC COM 00430U103 5,086 928,012 SH X 02 928,012 ACCENTURE LTD CL A COM G1150G111 1,839 52,300 SH X 52,300 ADVANCED ANALOGIC TECH COM 00752j108 2,529 450,000 SH X 02 450,000 ADVANCED ENERGY INDUS COM 007973100 2,718 205,000 SH X 02 205,000 AIRSPAN NETWORKS COM 00950h102 2,702 2,875,000 SH X 02 2,875,000 ALSIUS CORP DEL COM 021211206 249 124,500 SH X 02 124,500 AMICAS INC COM 001712108 6,125 2,698,375 SH X 02 2,698,375 APPLIED MICRO CIRCUITS COM 03822W406 12,935 1,801,500 SH X 01 1,801,500 ARENA PHARMACEUTICALS COM 040047102 1,525 223,000 SH X 02 223,000 ARIBA COM 04033V203 17,200 1,780,500 SH X 02 1,780,500 ASPEN TECHNOLOGY INC COM 045327103 1,395 109,400 SH X 109,400 ATMEL CORP COM 049513104 14,316 4,113,900 SH X 01 4,113,900 AUTOBYTEL INC COM 05275n106 1,084 501,700 SH X 02 501,700 AUTODESK INC COM 052769106 14,723 467,700 SH X 01 467,700 AVX CORP NEW COM 002444107 10,997 858,500 SH X 01 858,500 BALLANTYNE OF OMAHA INCORPORAT COM 058516105 2,063 449,400 SH X 02 449,400 BEA SYS INC COM 073325102 27,651 1,443,900 SH X 01 1,443,900 BLADELOGIC, INC COM 09265M102 4,207 150,000 SH X 02 150,000 BMC SOFTWARE INC COM 055921100 51,261 1,576,300 SH X 01 1,576,300 BORLAND SOFTWARE COM 099849101 13,322 6,595,000 SH X 01, 02 6,595,000 BROOKS AUTOMATION INC COM 114340102 3,334 343,000 SH X 02 343,000 BSQUARE CORP COM 11776U102 3,896 998,900 SH X 02 998,900 CALIFORNIA MICRO DEVICES CORP COM 130439102 2,698 917,700 SH X 02 917,700 CALLIDUS SOFTWARE COM 13123E500 9,778 2,032,883 SH X 01, 02 2,032,883 CHORDIANT SOFTWARE INC COM 170404107 308 51,100 SH X 02 51,100 CITRIX SYS INC COM 177376100 30,175 1,028,800 SH X 01 1,028,800 COGENT INC COM 19239Y108 2,829 300,000 SH X 02 300,000 COGNIZANT TECHNOLOGY SOLUTIONS COM 192446102 20,328 705,100 SH X 01 705,100 COLUMN TOTAL 278,253
Page 2 of 4 (SEC USE ONLY) FORM 13F NAME OF REPORTING MANAGER S SQUARED TECHNOLOGY, LLC
Item 1: Item 2: Item 3: Item 4: Item 5: Item 6 Item 7 Item 8: Investment Discretion Fair ------------------------ Voting Authority (Shares) Market Shares of (b) Shared (c) Managers ------------------------- Title of CUSIP Value Principal (a) -As Defined Shared- See (b) Name of Issuer class Number (x$1000) Amount Sole in Instr. V Other Instr. V (a) Sole Shared (c) None -------------- -------- --------- --------- ------------ ---- ----------- ------- -------- --------- ------ -------- COHERENT INC COM 192479103 6,086 218,200 SH X 02 218,200 COMPUTER TASK GROUP COM 205477102 2,134 517,900 SH X 01 517,900 COMPUWARE CORP COM 205638109 18,237 2,484,600 SH X 01 2,484,600 COMVERSE TECHNOLOGY INC COM 205862402 46,351 3,009,800 SH X 01 3,009,800 COREL CORP COM 21869X103 6,532 599,300 SH X 02 599,300 DEXCOM INC COM 252131107 2,572 621,300 SH X 02 621,300 DICE HOLDINGS INC COM 253017107 2,215 248,600 SH X 02 248,600 DIGITAL RIV INC COM 25388B104 22,568 728,700 SH X 01 728,700 DISH NETWORK CORP COM 25470M109 5,772 200,900 SH X 01 200,900 DOUBLE-TAKE SOFTWARE, INC. COM 258598101 2,628 225,000 SH X 02 225,000 EHealth Inc COM 28238P109 1,916 86,800 SH X 02 86,800 ELOYALTY CORP COM 290151307 6,777 840,868 SH X 01, 02 840,868 FLEXTRONICS INTL LTD ORD COM Y2573F102 5,282 562,500 SH X 01 562,500 FORMFACTOR INC COM 346375108 3,342 175,000 SH X 02 175,000 GREATBATCH INC COM 972232102 5,017 272,500 SH X 02 272,500 GUIDANCE SOFTWARE INC COM 401692108 1,630 182,100 SH X 02 182,100 IKANOS COMMUNICATIONS COM 45173E105 4,639 1,015,000 SH X 02 1,015,000 INFINEON TECH AG ADR SPNSRD AD ADR 45662N103 5,571 793,600 SH X 01 793,600 INFORMATICA CORP COM 45666Q102 20,307 1,190,300 SH X 01 1,190,300 INTEGRATED DEVICE TECH COM 458118106 23,523 2,634,100 SH X 01 2,634,100 INTER-NAP NETWORK COM 45885A300 3,133 631,600 SH X 02 631,600 INTERNATIONAL RECTIFIER CORP COM 460254105 17,879 831,600 SH X 01 831,600 INTERSIL HLDG CORP CL A COM 46069S109 5,134 200,000 SH X 01 200,000 INVACARE CORP COM 461203101 11,510 516,600 SH X 01 516,600 ION GEOPHYSICAL CORPORATION COM 462044108 345 25,000 SH X 02 25,000 IXIA COM 45071R109 11,815 1,522,500 SH X 01, 02 1,522,500 JUPITERMEDIA CORP COM 48207D101 7,273 3,479,800 SH X 02 3,479,800 KEMET CORP COM 488360108 5,163 1,277,900 SH X 02 1,277,900 KEYNOTE SYS INC COM 493308100 12,758 1,082,100 SH X 02 1,082,100 KOSAN BIOSCIENCES COM 50064W107 849 541,000 SH X 02 541,000 KULICKE & SOFFA COM 501242101 5,330 1,115,000 SH X 02 1,115,000 LATTICE SEMICONDUCTOR COM 518415104 17,763 6,254,700 SH X 01, 02 6,254,700 LAWSON SOFTWARE INC COM 52078P102 3,367 447,100 SH X 01 447,100 LINEAR TECHNOLOGY CORP COM 535678106 7,172 233,700 SH X 01 233,700 COLUMN TOTAL 302,590
Page 3 of 4 (SEC USE ONLY) FORM 13F NAME OF REPORTING MANAGER S SQUARED TECHNOLOGY, LLC
Item 1: Item 2: Item 3: Item 4: Item 5: Item 6 Item 7 Item 8: Investment Discretion Fair ------------------------ Voting Authority (Shares) Market Shares of (b) Shared (c) Managers ------------------------- Title of CUSIP Value Principal (a) -As Defined Shared- See (b) Name of Issuer class Number (x$1000) Amount Sole in Instr. V Other Instr. V (a) Sole Shared (c) None -------------- -------- --------- --------- ------------ ---- ----------- ------- -------- --------- ------ -------- LIQUIDITY SERVICES INC. COM 53635B107 3,410 426,200 SH X 02 426,200 LOOKSMART LTD COM 543442503 3,695 1,123,140 SH X 02 1,123,140 LSI CORP COM 502161102 6,445 1,302,120 SH X 01 1,302,120 MARVELL TECH GROUP LTD ORD COM G5876H105 9,396 863,600 SH X 01 863,600 MAXIM INTERGRATED COM 57772K101 25,241 1,237,920 SH X 01 1,237,920 MEDICINES CO COM 584688105 11,445 566,600 SH X 01 566,600 MERIX CORP COM 590049102 1,729 847,400 SH X 02 847,400 MINDSPEED TECHNOLOGIES COM 602682106 1,528 3,184,000 SH X 02 3,184,000 MONOGRAM BIOSCIENCES INC COM 60975U108 4,134 3,900,000 SH X 02 3,900,000 MOTIVE INC COM 61980V107 5,044 3,318,600 SH X 02 3,318,600 MSC.SOFTWARE COM 553531104 23,460 1,806,000 SH X 01, 02 1,806,000 McAFEE INC COM 579064106 18,074 546,200 SH X 01 546,200 NATIONAL SEMICONDUCTOR COM 637640103 8,676 473,600 SH X 01 473,600 NETFLIX INC COM 64110L106 1,843 53,200 SH X 01 53,200 NOVELL INC COM 670006105 21,187 3,368,400 SH X 01 3,368,400 ON SEMICONDUCTOR CORP COM 682189105 7,274 1,280,640 SH X 02 1,280,640 OPENWAVE SYS INC COM 683718308 19,913 8,127,600 SH X 01, 02 8,127,600 OPNET TECHNOLOGIES COM 683757108 14,874 1,827,300 SH X 02 1,827,300 PHARMACEUTICALS COMPANIES INC COM 69888P106 4,261 245,000 SH X 02 245,000 PHOTRONICS INC COM 719405102 3,772 395,000 SH X 02 395,000 PLATO Learning INC COM 72764Y100 5,162 1,761,800 SH X 02 1,761,800 POWERWAVE TECHNOLOGIES COM 739363109 20,064 7,868,300 SH X 01, 02 7,868,300 PRESSTEK INC COM 741113104 4,476 1,021,900 SH X 02 1,021,900 QUEST SOFTWARE INC COM 74834T103 12,203 933,700 SH X 01 933,700 RADVISION INC COM M81869105 3,095 468,900 SH X 02 468,900 RADWARE, LTD COM IL0010834 5,212 510,000 SH X 02 510,000 RF MICRODEVICES INC COM 749941100 14,195 5,336,500 SH X 01, 02 5,336,500 RIVERSTONE NETWORKS COM 769320995 0 8,160,250 SH X 01, 02 8,160,250 SALARY.COM COM 794006106 2,175 330,000 SH X 02 330,000 SAPIENT CORP COM 803062108 7,649 1,099,000 SH X 02 1,099,000 SCOPUS VIDEO NETWORKS COM M8260H106 3,820 901,000 SH X 02 901,000 SILICON MOTION TECHNOLOGY ADR 82706C108 1,765 125,000 SH X 02 125,000 SMART MODULAR COM G82245104 5,899 950,000 SH X 02 950,000 SONIC SOLUTIONS COM 835460106 5,464 566,200 SH X 02 566,200 COLUMN TOTAL 286,580
Page 4 of 4 (SEC USE ONLY) FORM 13F NAME OF REPORTING MANAGER S SQUARED TECHNOLOGY, LLC
Item 1: Item 2: Item 3: Item 4: Item 5: Item 6 Item 7 Item 8: Investment Discretion Fair ------------------------ Voting Authority (Shares) Market Shares of (b) Shared (c) Managers ------------------------- Title of CUSIP Value Principal (a) -As Defined Shared- See (b) Name of Issuer class Number (x$1000) Amount Sole in Instr. V Other Instr. V (a) Sole Shared (c) None -------------- -------- --------- --------- ------------ ---- ----------- ------- -------- --------- ------ -------- SPANSION INC COM 84649R101 8,185 2,976,200 SH X 01 2,976,200 SYMMETRICOM COM 871543104 4,888 1,400,600 SH X 02 1,400,600 TELECOMMUNICATIONS SYS CL A COM 87929J103 8,015 2,544,400 SH X 02 2,544,400 TELLABS INC COM 879664100 28,518 5,232,600 SH X 01 5,232,600 TERADYNE INC COM COM 880770102 19,163 1,542,900 SH X 01 1,542,900 TNS INC COM 872960109 19,610 950,100 SH X 02 950,100 TRX INC COM 898452107 3,304 2,173,700 SH X 02 2,173,700 TTI TEAM TELECOMA,CPFDTTI LTD COM M88258104 1,727 909,091 SH X 02 909,091 TUMBLEWEED COMMUNICTNS CORP COM 899690101 6,103 5,002,300 SH X 02 5,002,300 ULTICOM COM 903844108 5,974 885,100 SH X 02 885,100 ULTRATECH INC COM 904034105 2,499 260,000 SH X 02 260,000 UNICA CORP COM 904583101 272 40,000 SH X 02 40,000 VALEANT PHARMACEUTICALS INTL COM 91911X104 19,599 1,527,600 SH X 01 1,527,600 VERIGY LTD COM SG9999002 2,826 150,000 SH X 02 150,000 VERISIGN INC COM COM 92343E102 1,865 56,100 SH X 56,100 VIRAGE LOGIC CORP COM COM 92763R104 4,920 854,200 SH X 02 854,200 VISHAY INTERTECHNOLOGY COM 928298108 13,981 1,543,200 SH X 01 1,543,200 WEBSITE PROS INC COM 94769V105 9,348 950,978 SH X 02 950,978 WIND RIVER SYSTEMS INC COM COM 973149107 37,449 4,838,400 SH X 01 4,838,400 XYRATEX LTD COM G98268108 7,610 424,200 SH X 02 424,200 Zhone Technologies Inc. COM 98950P108 3,233 3,298,674 SH X 02 3,298,674 COLUMN TOTAL 209,089 --------- GRAND TOTAL 1,076,512 =========
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