SEC Form 3
FORM 3 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person*
VANDERHOOF MICHAEL D

(Last) (First) (Middle)
800 BERING DRIVE
SUITE 260

(Street)
HOUSTON TX 77057

(City) (State) (Zip)
2. Date of Event Requiring Statement (Month/Day/Year)
03/27/2012
3. Issuer Name and Ticker or Trading Symbol
SUMMER ENERGY HOLDINGS INC [ CPXED ]
4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X Director 10% Owner
Officer (give title below) Other (specify below)
5. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4) 2. Amount of Securities Beneficially Owned (Instr. 4) 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 4. Nature of Indirect Beneficial Ownership (Instr. 5)
COMMON STOCK, PAR VALUE $0.001 PER SHARE 151,620 D
COMMON STOCK, PAR VALUE $0.001 PER SHARE 19,483 I(1) SEE FOOTNOTE
COMMON STOCK, PAR VALUE $0.001 PER SHARE 37,969 I(2) SEE FOOTNOTE
Table II - Derivative Securities Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4) 2. Date Exercisable and Expiration Date (Month/Day/Year) 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) 4. Conversion or Exercise Price of Derivative Security 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 6. Nature of Indirect Beneficial Ownership (Instr. 5)
Date Exercisable Expiration Date Title Amount or Number of Shares
WARRANT 11/14/2005 11/14/2012 COMMON STOCK, PAR VALUE $0.001 PER SHARE 25,000 $0.4 I(2) SEE FOOTNOTE
Explanation of Responses:
1. Mr. Vanderhoof's spouse, Elizabeth Vanderhoof, is the record owner of 19,483 shares of the Issuer's common stock. Mr. Vanderhoof disclaims beneficial ownership of the reported securities except to the extent of his or its pecuniary interest therein, and this report shall not be deemed an admission that such reporting person is the beneficial owner of the securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.
2. Mr. Vanderhoof is a manager of the general partner of Cambria Investment Fund, L.P., which is the record owner of the shares of common stock and warrants relevant to this footnote. Mr. Vanderhoof disclaims beneficial ownership of the reported securities except to the extent of his or its pecuniary interest therein, and this report shall not be deemed an admission that such reporting person is the beneficial owner of the securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.
Remarks:
Exhibit List: Exhibit 24.1 - Power of Attorney By: Alexander N. Pearson, Esq., Attorney-In-Fact pursuant to Power of Attorney dated April 2, 2012
/s/ Michael D. Vanderhoof 04/05/2012
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.