-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, H/QaQ/0ejyr60s21AuVPjFGMim2o3l64pqSdDRM/q82P867HLmaqfzWZQ0nB5gYQ DoiJk6jM5dTEZVTR4ElkBg== 0000919574-09-009807.txt : 20090505 0000919574-09-009807.hdr.sgml : 20090505 20090505165415 ACCESSION NUMBER: 0000919574-09-009807 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20090331 FILED AS OF DATE: 20090505 DATE AS OF CHANGE: 20090505 EFFECTIVENESS DATE: 20090505 FILER: COMPANY DATA: COMPANY CONFORMED NAME: York Asset Management LTD CENTRAL INDEX KEY: 0001322381 IRS NUMBER: 000000000 STATE OF INCORPORATION: C5 FISCAL YEAR END: 0630 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-12227 FILM NUMBER: 09798315 BUSINESS ADDRESS: STREET 1: SUITE 203, LAGOON COURT, SANDYPORT STREET 2: PO BOX N-1717 CITY: NASSAU STATE: C5 ZIP: ---- BUSINESS PHONE: 242-502-3350 MAIL ADDRESS: STREET 1: SUITE 203, LAGOON COURT, SANDYPORT STREET 2: PO BOX N-1717 CITY: NASSAU STATE: C5 ZIP: ---- 13F-HR 1 d993044_13f-hr.txt UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F Cover Page Report for the Calendar Year or Quarter Ended March 31, 2009 Check here if Amendment: |_|; Amendment Number: ____ This Amendment (Check only one): |_| is a restatement |_| adds new holding entries. Institutional Manager Filing this Report: Name: York Asset Management Limited Address: Deltec House Lyford Cay PO Box N1717 Nassau NP Bahamas Attention: S. Nicholas Walker 13F File Number: 028-12227 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: S. Nicholas Walker Title: Managing Member Phone: (242) 677-4514 Signature, Place and Date of Signing: /s/ S. Nicholas Walker New York, New York May 5, 2009 - ----------------------- -------------------------- ---------------------- [Signature] [City, State] [Date] Report Type: (Check only one): [X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report). [ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting managers(s).) [ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) List of Other Managers Reporting for this Manager: None Form 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 1 Form 13F Information Table Entry Total: 109 Form 13F Information Table Value Total: $119,255 (thousands) List of Other Included Managers: 1 Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. No. Form 13F File Number Name 1. 028-13152 The Lion Fund Limited FORM 13F INFORMATION TABLE York Asset Management Limited March 31, 2009
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COL 7 COLUMN 8 VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (X$1000) PRN AMT PRN CALL DISCRETION MGRS SOLE SHARED NONE - -------------- -------------- ----- -------- ------- --- ---- ---------- ---- ---- ------ ---- 3COM CORP COM 885535104 131 42,400 SH SOLE 42,400 AGRIUM INC COM 008916108 47 1,300 SH SOLE 1,300 AGRIUM INC COM 008916108 175 4,900 SH SHARED-DEFINED 1 4,900 ALLEGHENY ENERGY INC COM 017361106 1,932 83,400 SH SOLE 83,400 ALLEGHENY ENERGY INC COM 017361106 3,517 151,800 SH SHARED-DEFINED 1 151,800 AMERICAN RAILCAR INDS INC COM 02916P103 87 11,400 SH SOLE 11,400 ANNALY CAP MGMT INC COM 035710409 139 10,000 SH SOLE 10,000 ANTIGENICS INC DEL COM 037032109 1 2,000 SH SOLE 2,000 BERKSHIRE HATHAWAY INC DEL CL B 084670207 116 41 SH SOLE 41 BERKSHIRE HATHAWAY INC DEL CL B 084670207 307 109 SH SHARED-DEFINED 1 109 BLACKSTONE GROUP L P COM UNIT LTD 09253U108 270 37,300 SH SOLE 37,300 BLACKSTONE GROUP L P COM UNIT LTD 09253U108 353 48,700 SH SHARED-DEFINED 1 48,700 BRINKS HOME SEC HLDGS INC COM 109699108 2,906 128,600 SH SOLE 128,600 BRINKS HOME SEC HLDGS INC COM 109699108 3,679 162,800 SH SHARED-DEFINED 1 162,800 BROOKFIELD ASSET MGMT INC CL A LTD VT SH 112585104 236 17,100 SH SOLE 17,100 BROOKFIELD ASSET MGMT INC CL A LTD VT SH 112585104 451 32,700 SH SHARED-DEFINED 1 32,700 CALPINE CORP COM NEW 131347304 443 65,050 SH SHARED-DEFINED 1 65,050 CALPINE CORP COM NEW 131347304 646 94,843 SH SOLE 94,843 CAMBREX CORP COM 132011107 84 36,800 SH SOLE 36,800 CENTERPOINT ENERGY INC COM 15189T107 2,086 200,000 SH SOLE 200,000 CENTERPOINT ENERGY INC COM 15189T107 3,789 363,300 SH SHARED-DEFINED 1 363,300 CF INDS HLDGS INC COM 125269100 92 1,300 SH SOLE 1,300 CF INDS HLDGS INC COM 125269100 349 4,900 SH SHARED-DEFINED 1 4,900 CME GROUP INC COM 12572Q105 505 2,050 SH SOLE 2,050 CME GROUP INC COM 12572Q105 517 2,100 SH SHARED-DEFINED 1 2,100 CMS ENERGY CORP COM 125896100 287 24,200 SH SOLE 24,200 CMS ENERGY CORP COM 125896100 516 43,600 SH SHARED-DEFINED 1 43,600 CNOOC LTD SPONSORED ADR 126132109 461 4,580 SH SOLE 4,580 CNOOC LTD SPONSORED ADR 126132109 604 6,000 SH SHARED-DEFINED 1 6,000 COCA COLA CO COM 191216100 1,481 33,700 SH SOLE 33,700 COCA COLA CO COM 191216100 1,705 38,800 SH SHARED-DEFINED 1 38,800 CONSECO INC COM NEW 208464883 51 55,700 SH SHARED-DEFINED 1 55,700 CONSECO INC COM NEW 208464883 140 152,000 SH SOLE 152,000 CPEX PHARMACEUTICALS INC COM 12620N104 50 6,830 SH SHARED-DEFINED 1 6,830 CPEX PHARMACEUTICALS INC COM 12620N104 59 8,100 SH SOLE 8,100 DISCOVER FINL SVCS COM 254709108 37 5,900 SH SOLE 5,900 DISCOVER FINL SVCS COM 254709108 63 10,000 SH SHARED-DEFINED 1 10,000 E M C CORP MASS COM 268648102 119 10,400 SH SHARED-DEFINED 1 10,400 EBAY INC COM 278642103 1,475 117,400 SH SOLE 117,400 EBAY INC COM 278642103 1,517 120,800 SH SHARED-DEFINED 1 120,800 EL PASO CORP COM 28336L109 1,126 180,100 SH SOLE 180,100 EL PASO CORP COM 28336L109 2,044 327,100 SH SHARED-DEFINED 1 327,100 FEDERAL HOME LN MTG CORP COM 313400301 231 304,000 SH SOLE 304,000 FEDERAL NATL MTG ASSN COM 313586109 210 300,000 SH SOLE 300,000 GENCORP INC COM 368682100 149 70,300 SH SOLE 70,300 GENCORP INC COM 368682100 199 93,900 SH SHARED-DEFINED 1 93,900 GOLD FIELDS LTD NEW SPONSORED ADR 38059T106 29 2,600 SH SOLE 2,600 GOLD FIELDS LTD NEW SPONSORED ADR 38059T106 88 7,800 SH SHARED-DEFINED 1 7,800 GRACO INC COM 384109104 1,434 84,000 SH SOLE 84,000 GRACO INC COM 384109104 1,630 95,500 SH SHARED-DEFINED 1 95,500 GREAT PLAINS ENERGY INC COM 391164100 71 5,237 SH SOLE 5,237 GREAT PLAINS ENERGY INC COM 391164100 240 17,800 SH SHARED-DEFINED 1 17,800 HILLENBRAND INC COM 431571108 4,035 252,000 SH SHARED-DEFINED 1 252,000 HILLENBRAND INC COM 431571108 4,070 254,200 SH SOLE 254,200 HUANENG PWR INTL INC SPON ADR H SHS 443304100 235 8,770 SH SOLE 8,770 HUANENG PWR INTL INC SPON ADR H SHS 443304100 260 9,700 SH SHARED-DEFINED 1 9,700 ICAHN ENTERPRISES LP DEPOSITRY UNIT 451100101 304 25,350 SH SOLE 25,350 ICAHN ENTERPRISES LP DEPOSITRY UNIT 451100101 1,201 46,200 SH SHARED-DEFINED 1 46,200 INTERCONTINENTALEXCHANGE INC COM 45865V100 206 2,760 SH SOLE 2,760 INTERCONTINENTALEXCHANGE INC COM 45865V100 391 5,250 SH SHARED-DEFINED 1 5,250 JARDEN CORP COM 471109108 167 13,200 SH SOLE 13,200 JARDEN CORP COM 471109108 307 24,200 SH SHARED-DEFINED 1 24,200 KOREA ELECTRIC PWR SPONSORED ADR 500631106 922 100,800 SH SOLE 100,800 LABRANCHE & CO INC COM 505447102 404 108,100 SH SOLE 108,100 LABRANCHE & CO INC COM 505447102 544 145,500 SH SHARED-DEFINED 1 145,500 LEUCADIA NATL CORP COM 527288104 268 18,000 SH SOLE 18,000 LEUCADIA NATL CORP COM 527288104 487 32,700 SH SHARED-DEFINED 1 32,700 MBIA INC COM 55262C100 115 25,000 SH SOLE 25,000 MERCK & CO INC COM 589331107 2,595 97,000 SH SOLE 97,000 MERCK & CO INC COM 589331107 4,347 162,500 SH SHARED-DEFINED 1 162,500 MIRANT CORP NEW COM 60467R100 322 28,205 SH SOLE 28,205 MIRANT CORP NEW COM 60467R100 559 49,000 SH SHARED-DEFINED 1 49,000 MOODYS CORP COM 615369105 1,407 61,400 SH SOLE 61,400 MOODYS CORP COM 615369105 1,547 67,500 SH SHARED-DEFINED 1 67,500 NASDAQ OMX GROUP INC COM 631103108 1,030 52,600 SH SOLE 52,600 NASDAQ OMX GROUP INC COM 631103108 1,187 60,600 SH SHARED-DEFINED 1 60,600 NV ENERGY INC COM 67073Y106 1,316 140,100 SH SOLE 140,100 NV ENERGY INC COM 67073Y106 2,394 255,000 SH SHARED-DEFINED 1 255,000 NYSE EURONEXT COM 629491101 793 44,299 SH SOLE 44,299 NYSE EURONEXT COM 629491101 870 48,600 SH SHARED-DEFINED 1 48,600 PFIZER INC COM 717081103 1,369 100,510 SH SOLE 100,510 PFIZER INC COM 717081103 2,293 168,330 SH SHARED-DEFINED 1 168,330 QUANTA SVCS INC COM 74762E102 1,359 63,350 SH SOLE 63,350 QUANTA SVCS INC COM 74762E102 2,392 111,500 SH SHARED-DEFINED 1 111,500 RELIANT ENERGY INC COM 75952B105 256 80,100 SH SOLE 80,100 RELIANT ENERGY INC COM 75952B105 464 145,500 SH SHARED-DEFINED 1 145,500 ROHM & HAAS CO COM 775371107 1,498 19,000 SH SOLE 19,000 ROHM & HAAS CO COM 775371107 5,479 69,500 SH SHARED-DEFINED 1 69,500 SCHERING PLOUGH CORP COM 806605101 3,959 168,100 SH SOLE 168,100 SCHERING PLOUGH CORP COM 806605101 6,646 282,200 SH SHARED-DEFINED 1 282,200 SEARS HLDGS CORP COM 812350106 210 4,600 SH SHARED-DEFINED 1 4,600 SEARS HLDGS CORP COM 812350106 248 6,535 SH SOLE 6,535 SIMPSON MANUFACTURING CO INC COM 829073105 1,683 93,400 SH SOLE 93,400 SIMPSON MANUFACTURING CO INC COM 829073105 1,912 106,100 SH SHARED-DEFINED 1 106,100 SOTHEBYS COM 835898107 133 14,800 SH SHARED-DEFINED 1 14,800 SOTHEBYS COM 835898107 184 20,400 SH SOLE 20,400 TD AMERITRADE HLDG CORP COM 87236Y108 197 14,300 SH SOLE 14,300 TD AMERITRADE HLDG CORP COM 87236Y108 750 54,300 SH SHARED-DEFINED 1 54,300 TEXAS PAC LD TR SUB CTF PROP I T 882610108 784 30,150 SH SOLE 30,150 TEXAS PAC LD TR SUB CTF PROP I T 882610108 1,670 64,250 SH SHARED-DEFINED 1 64,250 THINKORSWIM GROUP INC COM 88409C105 312 36,100 SH SOLE 36,100 THINKORSWIM GROUP INC COM 88409C105 1,178 136,400 SH SHARED-DEFINED 1 136,400 THOMAS WEISEL PARTNERS GRP I COM 884481102 48 13,400 SH SOLE 13,400 WARNER MUSIC GROUP CORP COM 934550104 208 88,700 SH SOLE 88,700 WARNER MUSIC GROUP CORP COM 934550104 342 145,400 SH SHARED-DEFINED 1 145,400 WILLIAMS COS INC DEL COM 969457100 274 24,100 SH SOLE 24,100 WILLIAMS COS INC DEL COM 969457100 496 43,600 SH SHARED-DEFINED 1 43,600 WYETH COM 983024100 4,394 102,100 SH SOLE 102,100 WYETH COM 983024100 7,360 171,000 SH SHARED-DEFINED 1 171,000
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