0001321993-14-000009.txt : 20141106 0001321993-14-000009.hdr.sgml : 20141106 20141106095554 ACCESSION NUMBER: 0001321993-14-000009 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20140930 FILED AS OF DATE: 20141106 DATE AS OF CHANGE: 20141106 EFFECTIVENESS DATE: 20141106 FILER: COMPANY DATA: COMPANY CONFORMED NAME: GRIMES & COMPANY, INC. CENTRAL INDEX KEY: 0001321993 IRS NUMBER: 046906504 STATE OF INCORPORATION: MA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-11551 FILM NUMBER: 141199174 BUSINESS ADDRESS: STREET 1: 110 TURNPIKE RD, STE 100 CITY: WESTBOROUGH STATE: MA ZIP: 01581 BUSINESS PHONE: 508-366-3883 MAIL ADDRESS: STREET 1: 110 TURNPIKE RD, STE 100 CITY: WESTBOROUGH STATE: MA ZIP: 01581 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001321993 XXXXXXXX 09-30-2014 09-30-2014 GRIMES & COMPANY, INC.
110 TURNPIKE RD, STE 100 WESTBOROUGH MA 01581
13F HOLDINGS REPORT 028-11551 N
Gerald S. Connolly Vice President, Chief Compliance Officer Gerald S. Connolly Gerald S. Connolly Westborough MA 11-06-2014 0 216 382085 false
INFORMATION TABLE 2 final3rdqtr2014.xml 3M Company COM 88579Y101 2043 14419 SH SOLE 14419 0 0 3M Company COM 88579Y101 17 120 SH OTR 120 0 0 Accenture Ltd COM G1151C101 7431 91384 SH SOLE 91384 0 0 Advance Auto Parts Inc. COM 00751Y106 4043 31030 SH SOLE 31030 0 0 Aethlon Medical Inc. COM 00808Y109 6 50000 SH SOLE 50000 0 0 AFLAC Inc. COM 001055102 145 2494 SH SOLE 2494 0 0 AFLAC Inc. COM 001055102 70 1195 SH OTR 1195 0 0 Albemarle Corp. COM 012653101 2841 48234 SH SOLE 48234 0 0 Albemarle Corp. COM 012653101 79 1340 SH OTR 1340 0 0 Alcatel Lucent COM 013904305 52 17042 SH SOLE 17042 0 0 Allegion PLC COM G47791101 282 5919 SH SOLE 5919 0 0 Allete Inc. COM 018522300 325 7332 SH SOLE 7332 0 0 Allete Inc. COM 018522300 3 68 SH OTR 68 0 0 Altria Group Inc COM 02209S103 1049 22832 SH SOLE 22832 0 0 Altria Group Inc COM 02209S103 22 480 SH OTR 480 0 0 American Express Co COM 025816109 882 10075 SH SOLE 10075 0 0 American Realty Capital Proper COM 02917T104 148 12274 SH SOLE 12274 0 0 Apple Computer Inc. COM 037833100 1904 18900 SH OTR 18900 0 0 Apple Computer Inc. COM 037833100 9808 97347 SH SOLE 97347 0 0 Applied Materials Inc. COM 038222105 119 5509 SH SOLE 5509 0 0 Applied Materials Inc. COM 038222105 86 4000 SH OTR 4000 0 0 Astrazeneca PLC (ADR) COM 046353108 626 8763 SH SOLE 8763 0 0 Astrazeneca PLC (ADR) COM 046353108 30 415 SH OTR 415 0 0 AT&T Inc. Com COM 00206R102 3623 102801 SH SOLE 102801 0 0 AT&T Inc. Com COM 00206R102 19 530 SH OTR 530 0 0 Automatic Data Processing Inc. COM 053015103 487 5865 SH SOLE 5865 0 0 Bank New York Inc. COM 064058100 204 5270 SH SOLE 5270 0 0 Bank of America Corp. COM 060505104 271 15870 SH OTR 15870 0 0 Bank of America Corp. COM 060505104 666 39060 SH SOLE 39060 0 0 Baxter International Inc. COM 071813109 270 3767 SH SOLE 3767 0 0 Berkshire Hathaway Inc Cl A COM 084670108 414 2 SH OTR 2 0 0 Berkshire Hathaway Inc. Cl A COM 084670108 621 3 SH SOLE 3 0 0 Berkshire Hathaway Inc. Cl B COM 084670207 2140 15491 SH SOLE 15491 0 0 Biogen IDEC Inc. COM 09062X103 522 1577 SH SOLE 1577 0 0 BlackRock Inc. COM 09247X101 7153 21785 SH SOLE 21785 0 0 Boeing Co COM 097023105 4543 35664 SH SOLE 35664 0 0 Boeing Co COM 097023105 6 45 SH OTR 45 0 0 Boston Beer Company Inc. COM 100557107 225 1013 SH SOLE 1013 0 0 Boston Scientific COM 101137107 183 15525 SH SOLE 15525 0 0 BP PLC COM 055622104 229 5210 SH SOLE 5210 0 0 Bristol Myers Squibb COM 110122108 422 8236 SH SOLE 8236 0 0 BroadSoft Inc. COM 11133B409 285 13541 SH SOLE 13541 0 0 Brookline Bancorp Inc. Del Com COM 11373M107 103 12050 SH SOLE 12050 0 0 Caterpillar Inc. COM 149123101 319 3219 SH SOLE 3219 0 0 Cecil Bancorp Inc. COM 149841108 16 109846 SH SOLE 109846 0 0 Check Point Software Technolog COM M22465104 297 4291 SH SOLE 4291 0 0 ChevronTexaco Corporation COM 166764100 1013 8488 SH SOLE 8488 0 0 ChevronTexaco Corporation COM 166764100 20 165 SH OTR 165 0 0 Cisco Systems Inc. COM 17275R102 8385 333146 SH SOLE 333146 0 0 Cisco Systems Inc. COM 17275R102 20 800 SH OTR 800 0 0 Coca-Cola Company COM 191216100 741 17378 SH SOLE 17378 0 0 Cognizant Technology Solutions COM 192446102 4565 101962 SH SOLE 101962 0 0 Colgate-Palmolive Company COM 194162103 779 11938 SH SOLE 11938 0 0 Comcast Cl A COM 20030N101 353 6558 SH SOLE 6558 0 0 ConAgra Foods Inc. COM 205887102 2008 60782 SH SOLE 60782 0 0 ConocoPhillips COM 20825C104 226 2959 SH SOLE 2959 0 0 ConocoPhillips COM 20825C104 19 250 SH OTR 250 0 0 Consolidated Edison Inc. COM 209115104 213 3753 SH SOLE 3753 0 0 Corning Incorporated COM 219350105 334 17292 SH SOLE 17292 0 0 CSX Corporation COM 126408103 576 17972 SH SOLE 17972 0 0 Curis Inc. COM 231269101 24 17000 SH SOLE 17000 0 0 Deere & Company COM 244199105 213 2600 SH SOLE 2600 0 0 Dick's Sporting Goods Inc. COM 253393102 3842 87561 SH SOLE 87561 0 0 Digital Realty Trust Inc. COM 253868103 422 6767 SH SOLE 6767 0 0 Direct TV COM CL A COM 25459L106 4398 50828 SH SOLE 50828 0 0 Dollar Tree Inc. COM 256746108 4176 74477 SH SOLE 74477 0 0 Dominion Resources Inc. COM 25746U109 632 9140 SH SOLE 9140 0 0 Duke Energy Corporation COM 26441C105 667 8919 SH SOLE 8919 0 0 DXP Enterprises Inc. COM 233377407 254 3450 SH SOLE 3450 0 0 E. I. du Pont de Nemours and C COM 263534109 236 3283 SH SOLE 3283 0 0 E. I. du Pont de Nemours and C COM 263534109 19 265 SH OTR 265 0 0 Eaton COM 278058102 222 3509 SH SOLE 3509 0 0 Eaton Vance Corp. COM 278265103 302 8000 SH SOLE 8000 0 0 Eaton Vance Corp. COM 278265103 80 2110 SH OTR 2110 0 0 eBay Inc. COM 278642103 4533 80044 SH SOLE 80044 0 0 EMC Corporation COM 268648102 6211 212258 SH SOLE 212258 0 0 ENSCO International Incorporat COM 26874Q100 2157 52221 SH SOLE 52221 0 0 Enterprise Products Partners L COM 293792107 399 9892 SH SOLE 9892 0 0 Exelon Corporation COM 30161N101 238 6974 SH SOLE 6974 0 0 Express Scripts Inc COM 302182100 4090 57907 SH SOLE 57907 0 0 Express Scripts Inc COM 302182100 76 1070 SH OTR 1070 0 0 Exxon Mobil Corporation COM 30231G102 168 1788 SH OTR 1788 0 0 Exxon Mobil Corporation COM 30231G102 5898 62714 SH SOLE 62714 0 0 Ford Motor Company COM 345370860 179 12111 SH SOLE 12111 0 0 Franklin Resources COM 354613101 3886 71162 SH SOLE 71162 0 0 General Dynamics Corporation COM 369550108 2125 16724 SH SOLE 16724 0 0 General Electric Company COM 369604103 3387 132198 SH SOLE 132198 0 0 General Electric Company COM 369604103 18 710 SH OTR 710 0 0 Gentex Corporation COM 371901109 3523 131607 SH SOLE 131607 0 0 Genuine Parts Company COM 372460105 369 4206 SH SOLE 4206 0 0 Genuine Parts Company COM 372460105 21 240 SH OTR 240 0 0 GLV Inc Cl A Sub Vtg COM 37989R206 65 25000 SH SOLE 25000 0 0 Google COM 38259P706 2596 4496 SH SOLE 4496 0 0 Google Inc. COM 38259P508 2767 4701 SH SOLE 4701 0 0 Google Inc. COM 38259P508 23 39 SH OTR 39 0 0 Health Discovery Corp COM 42218R100 16 663192 SH SOLE 663192 0 0 Healthcare Trust of America In COM 42225P105 197 16957 SH SOLE 16957 0 0 Helmerich & Payne Inc. COM 423452101 2979 30433 SH SOLE 30433 0 0 Home Depot Inc. COM 437076102 3012 32834 SH SOLE 32834 0 0 Honeywell International Inc. COM 438516106 284 3046 SH SOLE 3046 0 0 Hudson Valley Holding Corp. Co COM 444172100 329 18102 SH OTR 18102 0 0 IDEXX Laboratories Inc. COM 45168D104 448 3800 SH SOLE 3800 0 0 IGI Laboratories Inc. COM 449575109 93 10000 SH SOLE 10000 0 0 Infinera Corporation COM 45667G103 160 15000 SH SOLE 15000 0 0 Infosys Technologies Limited COM 456788108 4183 69156 SH SOLE 69156 0 0 Ingersoll-Rand Company Limited COM G47791101 1001 17760 SH SOLE 17760 0 0 Intel Corporation COM 458140100 11423 328053 SH SOLE 328053 0 0 Intel Corporation COM 458140100 25 710 SH OTR 710 0 0 International Business Machine COM 459200101 5064 26674 SH SOLE 26674 0 0 J.P. Morgan Chase & Co. COM 46625H100 894 14841 SH SOLE 14841 0 0 J.P. Morgan Chase & Co. COM 46625H100 21 350 SH OTR 350 0 0 Johnson & Johnson COM 478160104 2964 27805 SH SOLE 27805 0 0 Johnson & Johnson COM 478160104 22 210 SH OTR 210 0 0 Johnson Controls Inc. COM 478366107 217 4933 SH SOLE 4933 0 0 Kimberly-Clark Corporation COM 494368103 569 5289 SH SOLE 5289 0 0 Kimberly-Clark Corporation COM 494368103 15 135 SH OTR 135 0 0 Kraft Foods Group Inc. COM 50076Q106 288 5099 SH SOLE 5099 0 0 Las Vegas Sands Corp COM 517834107 5883 94573 SH SOLE 94573 0 0 Las Vegas Sands Corp COM 517834107 17 280 SH OTR 280 0 0 LyondellBasell Industries NV COM N53745100 8847 81419 SH SOLE 81419 0 0 Manulife Finl Corp COM 56501R106 518 26927 SH SOLE 26927 0 0 Manulife Finl Corp COM 56501R106 36 1850 SH OTR 1850 0 0 Marathon Petroleum Corporation COM 56585A102 3641 42999 SH SOLE 42999 0 0 Mastercard Incorporated COM 57636Q104 115 1561 SH SOLE 1561 0 0 Mastercard Incorporated COM 57636Q104 106 1430 SH OTR 1430 0 0 Maxim Integrated Products COM 57772K101 218 7208 SH SOLE 7208 0 0 McDonald's Corporation COM 580135101 6878 72545 SH SOLE 72545 0 0 Medtronic Inc. COM 585055106 4586 74021 SH SOLE 74021 0 0 Merck & Co. Inc. COM 589331107 393 6637 SH SOLE 6637 0 0 Merck & Co. Inc. COM 589331107 23 390 SH OTR 390 0 0 Microsoft Corporation COM 594918104 10332 222854 SH SOLE 222854 0 0 Microsoft Corporation COM 594918104 20 430 SH OTR 430 0 0 Molycorp Inc. COM 608753109 18 15166 SH SOLE 15166 0 0 Mondelez International Inc. COM 609207105 327 9543 SH SOLE 9543 0 0 National-Oilwell Varco Inc. COM 637071101 3146 41341 SH SOLE 41341 0 0 Nestle S.A. COM 641069406 314 4277 SH SOLE 4277 0 0 Nestle S.A. COM 641069406 62 841 SH OTR 841 0 0 Network Appliance Inc. COM 64110D104 3264 75987 SH SOLE 75987 0 0 New York Community Bancorp Inc COM 649445103 474 29856 SH SOLE 29856 0 0 NextEra Energy Inc. COM 65339F101 239 2551 SH SOLE 2551 0 0 NextEra Energy Inc. COM 65339F101 19 200 SH OTR 200 0 0 NIKE Inc. COM 654106103 225 2517 SH SOLE 2517 0 0 Nordstrom Inc. COM 655664100 7225 105670 SH SOLE 105670 0 0 Northeast Utilities System COM 664397106 308 6944 SH SOLE 6944 0 0 Novartis AG COM 66987V109 7833 83215 SH SOLE 83215 0 0 Novartis AG COM 66987V109 69 736 SH OTR 736 0 0 Novo Nordisk A/S (ADR) COM 670100205 7708 161863 SH SOLE 161863 0 0 NOW Inc COM 67011P100 203 6666 SH SOLE 6666 0 0 NTT DoCoMo Inc. (ADR) COM 62942M201 2040 121876 SH SOLE 121876 0 0 Occidental Petroleum Corporati COM 674599105 144 1499 SH OTR 1499 0 0 Occidental Petroleum Corporati COM 674599105 7011 72914 SH SOLE 72914 0 0 Oracle Corporation COM 68389X105 5052 131972 SH SOLE 131972 0 0 Oracle Corporation COM 68389X105 69 1810 SH OTR 1810 0 0 Orkla ASA COM 686331109 46 5110 SH SOLE 5110 0 0 Orkla ASA COM 686331109 48 5320 SH OTR 5320 0 0 PACCAR Inc COM 693718108 1910 33576 SH SOLE 33576 0 0 Paychex Inc. COM 704326107 219 4945 SH SOLE 4945 0 0 Paychex Inc. COM 704326107 23 510 SH OTR 510 0 0 PepsiCo Inc. COM 713448108 1111 11934 SH SOLE 11934 0 0 PetSmart Inc. COM 716768106 3958 56476 SH SOLE 56476 0 0 Pfizer Inc COM 717081103 1501 50762 SH SOLE 50762 0 0 Pfizer Inc COM 717081103 13 440 SH OTR 440 0 0 Philip Morris International In COM 718172109 1341 16078 SH SOLE 16078 0 0 Philip Morris International In COM 718172109 18 220 SH OTR 220 0 0 PPG Industries Inc. COM 693506107 214 1085 SH SOLE 1085 0 0 Procter & Gamble Company COM 742718109 2135 25498 SH SOLE 25498 0 0 Public Service Enterprise Grou COM 744573106 239 6406 SH SOLE 6406 0 0 QUALCOMM Incorporated COM 747525103 5654 75618 SH SOLE 75618 0 0 QUALCOMM Incorporated COM 747525103 67 890 SH OTR 890 0 0 Quiksilver Inc. COM 74838C106 17 10000 SH SOLE 10000 0 0 Raytheon Company COM 755111507 375 3693 SH SOLE 3693 0 0 Raytheon Company COM 755111507 18 175 SH OTR 175 0 0 ResMed Inc. COM 761152107 3768 76476 SH SOLE 76476 0 0 Robert Half International Inc. COM 770323103 4265 87031 SH SOLE 87031 0 0 Royal Bank of Scotland COM 780097721 147 12324 SH SOLE 12324 0 0 Royal Dutch Petroleum (ADR) COM 780259206 334 4383 SH SOLE 4383 0 0 Sasol Limited COM 803866300 5620 103145 SH SOLE 103145 0 0 Schlumberger Limited COM 806857108 4813 47325 SH SOLE 47325 0 0 Scripps Networks Interactive COM 811065101 3931 50345 SH SOLE 50345 0 0 Sirius XM Radio Inc. COM 82967N108 121 34531 SH SOLE 34531 0 0 Southern Company COM 842587107 439 10056 SH SOLE 10056 0 0 Superior Energy Services Inc. COM 868157108 3481 105892 SH SOLE 105892 0 0 Symantec Corporation COM 871503108 7127 303130 SH SOLE 303130 0 0 Symantec Corporation COM 871503108 15 655 SH OTR 655 0 0 T. Rowe Price Group COM 74144T108 6325 80682 SH SOLE 80682 0 0 Taiwan Semiconductor Manufactu COM 874039100 3571 176979 SH SOLE 176979 0 0 Taiwan Semiconductor Manufactu COM 874039100 6 281 SH OTR 281 0 0 Target Corporation COM 87612E106 6436 102672 SH SOLE 102672 0 0 Teradata Corporation COM 88076W103 2686 64064 SH SOLE 64064 0 0 Teradyne Inc. COM 880770102 662 34135 SH OTR 34135 0 0 Tesla Motors Inc. COM 88160R101 216 891 SH SOLE 891 0 0 Teva Pharmaceutical Industries COM 881624209 2596 48304 SH SOLE 48304 0 0 Teva Pharmaceutical Industries COM 881624209 88 1642 SH OTR 1642 0 0 Texas Instruments Incorporated COM 882508104 230 4831 SH SOLE 4831 0 0 The Hanover Insurance Group In COM 410867105 2076 33801 SH OTR 33801 0 0 The Hanover Insurance Group In COM 410867105 92 1500 SH SOLE 1500 0 0 The Toronto-Dominion Bank (USA COM 891160509 1812 36682 SH SOLE 36682 0 0 Toyota Motor Corporation COM 892331307 2774 23605 SH SOLE 23605 0 0 Tupperware Corporation COM 899896104 3254 47125 SH SOLE 47125 0 0 U.S. Bancorp COM 902973304 1225 29286 SH SOLE 29286 0 0 Union Pacific Corporation COM 907818108 8284 76410 SH SOLE 76410 0 0 United Financial Bancorp COM 91030T109 8 602 SH OTR 602 0 0 United Financial Bancorp COM 91030T109 206 16246 SH SOLE 16246 0 0 United Parcel Service Inc. COM 911312106 6042 61471 SH SOLE 61471 0 0 United Technologies Corporatio COM 913017109 801 7589 SH SOLE 7589 0 0 UnitedHealth Group COM 91324P102 4924 57092 SH SOLE 57092 0 0 Verizon Communications Inc. COM 92343V104 4563 91275 SH SOLE 91275 0 0 Verizon Communications Inc. COM 92343V104 0 0 SH OTR 0 0 0 W.R. Berkley Corporation COM 084423102 287 6000 SH SOLE 6000 0 0 Waddell & Reed Financial Inc. COM 930059100 2294 44371 SH SOLE 44371 0 0 Wal-Mart Stores Inc. COM 931142103 472 6175 SH SOLE 6175 0 0 Walt Disney Company COM 254687106 1 10 SH OTR 10 0 0 Walt Disney Company COM 254687106 1115 12520 SH SOLE 12520 0 0 Western Union COM 959802109 5660 352864 SH SOLE 352864 0 0 Xilinx Inc. COM 983919101 6279 148270 SH SOLE 148270 0 0 Zynga Inc. COM 98986T108 68 25000 SH SOLE 25000 0 0