0001321993-14-000009.txt : 20141106
0001321993-14-000009.hdr.sgml : 20141106
20141106095554
ACCESSION NUMBER: 0001321993-14-000009
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20140930
FILED AS OF DATE: 20141106
DATE AS OF CHANGE: 20141106
EFFECTIVENESS DATE: 20141106
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: GRIMES & COMPANY, INC.
CENTRAL INDEX KEY: 0001321993
IRS NUMBER: 046906504
STATE OF INCORPORATION: MA
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-11551
FILM NUMBER: 141199174
BUSINESS ADDRESS:
STREET 1: 110 TURNPIKE RD, STE 100
CITY: WESTBOROUGH
STATE: MA
ZIP: 01581
BUSINESS PHONE: 508-366-3883
MAIL ADDRESS:
STREET 1: 110 TURNPIKE RD, STE 100
CITY: WESTBOROUGH
STATE: MA
ZIP: 01581
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
false
false
0001321993
XXXXXXXX
09-30-2014
09-30-2014
GRIMES & COMPANY, INC.
110 TURNPIKE RD, STE 100
WESTBOROUGH
MA
01581
13F HOLDINGS REPORT
028-11551
N
Gerald S. Connolly
Vice President, Chief Compliance Officer
Gerald S. Connolly
Gerald S. Connolly
Westborough
MA
11-06-2014
0
216
382085
false
INFORMATION TABLE
2
final3rdqtr2014.xml
3M Company
COM
88579Y101
2043
14419
SH
SOLE
14419
0
0
3M Company
COM
88579Y101
17
120
SH
OTR
120
0
0
Accenture Ltd
COM
G1151C101
7431
91384
SH
SOLE
91384
0
0
Advance Auto Parts Inc.
COM
00751Y106
4043
31030
SH
SOLE
31030
0
0
Aethlon Medical Inc.
COM
00808Y109
6
50000
SH
SOLE
50000
0
0
AFLAC Inc.
COM
001055102
145
2494
SH
SOLE
2494
0
0
AFLAC Inc.
COM
001055102
70
1195
SH
OTR
1195
0
0
Albemarle Corp.
COM
012653101
2841
48234
SH
SOLE
48234
0
0
Albemarle Corp.
COM
012653101
79
1340
SH
OTR
1340
0
0
Alcatel Lucent
COM
013904305
52
17042
SH
SOLE
17042
0
0
Allegion PLC
COM
G47791101
282
5919
SH
SOLE
5919
0
0
Allete Inc.
COM
018522300
325
7332
SH
SOLE
7332
0
0
Allete Inc.
COM
018522300
3
68
SH
OTR
68
0
0
Altria Group Inc
COM
02209S103
1049
22832
SH
SOLE
22832
0
0
Altria Group Inc
COM
02209S103
22
480
SH
OTR
480
0
0
American Express Co
COM
025816109
882
10075
SH
SOLE
10075
0
0
American Realty Capital Proper
COM
02917T104
148
12274
SH
SOLE
12274
0
0
Apple Computer Inc.
COM
037833100
1904
18900
SH
OTR
18900
0
0
Apple Computer Inc.
COM
037833100
9808
97347
SH
SOLE
97347
0
0
Applied Materials Inc.
COM
038222105
119
5509
SH
SOLE
5509
0
0
Applied Materials Inc.
COM
038222105
86
4000
SH
OTR
4000
0
0
Astrazeneca PLC (ADR)
COM
046353108
626
8763
SH
SOLE
8763
0
0
Astrazeneca PLC (ADR)
COM
046353108
30
415
SH
OTR
415
0
0
AT&T Inc. Com
COM
00206R102
3623
102801
SH
SOLE
102801
0
0
AT&T Inc. Com
COM
00206R102
19
530
SH
OTR
530
0
0
Automatic Data Processing Inc.
COM
053015103
487
5865
SH
SOLE
5865
0
0
Bank New York Inc.
COM
064058100
204
5270
SH
SOLE
5270
0
0
Bank of America Corp.
COM
060505104
271
15870
SH
OTR
15870
0
0
Bank of America Corp.
COM
060505104
666
39060
SH
SOLE
39060
0
0
Baxter International Inc.
COM
071813109
270
3767
SH
SOLE
3767
0
0
Berkshire Hathaway Inc Cl A
COM
084670108
414
2
SH
OTR
2
0
0
Berkshire Hathaway Inc. Cl A
COM
084670108
621
3
SH
SOLE
3
0
0
Berkshire Hathaway Inc. Cl B
COM
084670207
2140
15491
SH
SOLE
15491
0
0
Biogen IDEC Inc.
COM
09062X103
522
1577
SH
SOLE
1577
0
0
BlackRock Inc.
COM
09247X101
7153
21785
SH
SOLE
21785
0
0
Boeing Co
COM
097023105
4543
35664
SH
SOLE
35664
0
0
Boeing Co
COM
097023105
6
45
SH
OTR
45
0
0
Boston Beer Company Inc.
COM
100557107
225
1013
SH
SOLE
1013
0
0
Boston Scientific
COM
101137107
183
15525
SH
SOLE
15525
0
0
BP PLC
COM
055622104
229
5210
SH
SOLE
5210
0
0
Bristol Myers Squibb
COM
110122108
422
8236
SH
SOLE
8236
0
0
BroadSoft Inc.
COM
11133B409
285
13541
SH
SOLE
13541
0
0
Brookline Bancorp Inc. Del Com
COM
11373M107
103
12050
SH
SOLE
12050
0
0
Caterpillar Inc.
COM
149123101
319
3219
SH
SOLE
3219
0
0
Cecil Bancorp Inc.
COM
149841108
16
109846
SH
SOLE
109846
0
0
Check Point Software Technolog
COM
M22465104
297
4291
SH
SOLE
4291
0
0
ChevronTexaco Corporation
COM
166764100
1013
8488
SH
SOLE
8488
0
0
ChevronTexaco Corporation
COM
166764100
20
165
SH
OTR
165
0
0
Cisco Systems Inc.
COM
17275R102
8385
333146
SH
SOLE
333146
0
0
Cisco Systems Inc.
COM
17275R102
20
800
SH
OTR
800
0
0
Coca-Cola Company
COM
191216100
741
17378
SH
SOLE
17378
0
0
Cognizant Technology Solutions
COM
192446102
4565
101962
SH
SOLE
101962
0
0
Colgate-Palmolive Company
COM
194162103
779
11938
SH
SOLE
11938
0
0
Comcast Cl A
COM
20030N101
353
6558
SH
SOLE
6558
0
0
ConAgra Foods Inc.
COM
205887102
2008
60782
SH
SOLE
60782
0
0
ConocoPhillips
COM
20825C104
226
2959
SH
SOLE
2959
0
0
ConocoPhillips
COM
20825C104
19
250
SH
OTR
250
0
0
Consolidated Edison Inc.
COM
209115104
213
3753
SH
SOLE
3753
0
0
Corning Incorporated
COM
219350105
334
17292
SH
SOLE
17292
0
0
CSX Corporation
COM
126408103
576
17972
SH
SOLE
17972
0
0
Curis Inc.
COM
231269101
24
17000
SH
SOLE
17000
0
0
Deere & Company
COM
244199105
213
2600
SH
SOLE
2600
0
0
Dick's Sporting Goods Inc.
COM
253393102
3842
87561
SH
SOLE
87561
0
0
Digital Realty Trust Inc.
COM
253868103
422
6767
SH
SOLE
6767
0
0
Direct TV COM CL A
COM
25459L106
4398
50828
SH
SOLE
50828
0
0
Dollar Tree Inc.
COM
256746108
4176
74477
SH
SOLE
74477
0
0
Dominion Resources Inc.
COM
25746U109
632
9140
SH
SOLE
9140
0
0
Duke Energy Corporation
COM
26441C105
667
8919
SH
SOLE
8919
0
0
DXP Enterprises Inc.
COM
233377407
254
3450
SH
SOLE
3450
0
0
E. I. du Pont de Nemours and C
COM
263534109
236
3283
SH
SOLE
3283
0
0
E. I. du Pont de Nemours and C
COM
263534109
19
265
SH
OTR
265
0
0
Eaton
COM
278058102
222
3509
SH
SOLE
3509
0
0
Eaton Vance Corp.
COM
278265103
302
8000
SH
SOLE
8000
0
0
Eaton Vance Corp.
COM
278265103
80
2110
SH
OTR
2110
0
0
eBay Inc.
COM
278642103
4533
80044
SH
SOLE
80044
0
0
EMC Corporation
COM
268648102
6211
212258
SH
SOLE
212258
0
0
ENSCO International Incorporat
COM
26874Q100
2157
52221
SH
SOLE
52221
0
0
Enterprise Products Partners L
COM
293792107
399
9892
SH
SOLE
9892
0
0
Exelon Corporation
COM
30161N101
238
6974
SH
SOLE
6974
0
0
Express Scripts Inc
COM
302182100
4090
57907
SH
SOLE
57907
0
0
Express Scripts Inc
COM
302182100
76
1070
SH
OTR
1070
0
0
Exxon Mobil Corporation
COM
30231G102
168
1788
SH
OTR
1788
0
0
Exxon Mobil Corporation
COM
30231G102
5898
62714
SH
SOLE
62714
0
0
Ford Motor Company
COM
345370860
179
12111
SH
SOLE
12111
0
0
Franklin Resources
COM
354613101
3886
71162
SH
SOLE
71162
0
0
General Dynamics Corporation
COM
369550108
2125
16724
SH
SOLE
16724
0
0
General Electric Company
COM
369604103
3387
132198
SH
SOLE
132198
0
0
General Electric Company
COM
369604103
18
710
SH
OTR
710
0
0
Gentex Corporation
COM
371901109
3523
131607
SH
SOLE
131607
0
0
Genuine Parts Company
COM
372460105
369
4206
SH
SOLE
4206
0
0
Genuine Parts Company
COM
372460105
21
240
SH
OTR
240
0
0
GLV Inc Cl A Sub Vtg
COM
37989R206
65
25000
SH
SOLE
25000
0
0
Google
COM
38259P706
2596
4496
SH
SOLE
4496
0
0
Google Inc.
COM
38259P508
2767
4701
SH
SOLE
4701
0
0
Google Inc.
COM
38259P508
23
39
SH
OTR
39
0
0
Health Discovery Corp
COM
42218R100
16
663192
SH
SOLE
663192
0
0
Healthcare Trust of America In
COM
42225P105
197
16957
SH
SOLE
16957
0
0
Helmerich & Payne Inc.
COM
423452101
2979
30433
SH
SOLE
30433
0
0
Home Depot Inc.
COM
437076102
3012
32834
SH
SOLE
32834
0
0
Honeywell International Inc.
COM
438516106
284
3046
SH
SOLE
3046
0
0
Hudson Valley Holding Corp. Co
COM
444172100
329
18102
SH
OTR
18102
0
0
IDEXX Laboratories Inc.
COM
45168D104
448
3800
SH
SOLE
3800
0
0
IGI Laboratories Inc.
COM
449575109
93
10000
SH
SOLE
10000
0
0
Infinera Corporation
COM
45667G103
160
15000
SH
SOLE
15000
0
0
Infosys Technologies Limited
COM
456788108
4183
69156
SH
SOLE
69156
0
0
Ingersoll-Rand Company Limited
COM
G47791101
1001
17760
SH
SOLE
17760
0
0
Intel Corporation
COM
458140100
11423
328053
SH
SOLE
328053
0
0
Intel Corporation
COM
458140100
25
710
SH
OTR
710
0
0
International Business Machine
COM
459200101
5064
26674
SH
SOLE
26674
0
0
J.P. Morgan Chase & Co.
COM
46625H100
894
14841
SH
SOLE
14841
0
0
J.P. Morgan Chase & Co.
COM
46625H100
21
350
SH
OTR
350
0
0
Johnson & Johnson
COM
478160104
2964
27805
SH
SOLE
27805
0
0
Johnson & Johnson
COM
478160104
22
210
SH
OTR
210
0
0
Johnson Controls Inc.
COM
478366107
217
4933
SH
SOLE
4933
0
0
Kimberly-Clark Corporation
COM
494368103
569
5289
SH
SOLE
5289
0
0
Kimberly-Clark Corporation
COM
494368103
15
135
SH
OTR
135
0
0
Kraft Foods Group Inc.
COM
50076Q106
288
5099
SH
SOLE
5099
0
0
Las Vegas Sands Corp
COM
517834107
5883
94573
SH
SOLE
94573
0
0
Las Vegas Sands Corp
COM
517834107
17
280
SH
OTR
280
0
0
LyondellBasell Industries NV
COM
N53745100
8847
81419
SH
SOLE
81419
0
0
Manulife Finl Corp
COM
56501R106
518
26927
SH
SOLE
26927
0
0
Manulife Finl Corp
COM
56501R106
36
1850
SH
OTR
1850
0
0
Marathon Petroleum Corporation
COM
56585A102
3641
42999
SH
SOLE
42999
0
0
Mastercard Incorporated
COM
57636Q104
115
1561
SH
SOLE
1561
0
0
Mastercard Incorporated
COM
57636Q104
106
1430
SH
OTR
1430
0
0
Maxim Integrated Products
COM
57772K101
218
7208
SH
SOLE
7208
0
0
McDonald's Corporation
COM
580135101
6878
72545
SH
SOLE
72545
0
0
Medtronic Inc.
COM
585055106
4586
74021
SH
SOLE
74021
0
0
Merck & Co. Inc.
COM
589331107
393
6637
SH
SOLE
6637
0
0
Merck & Co. Inc.
COM
589331107
23
390
SH
OTR
390
0
0
Microsoft Corporation
COM
594918104
10332
222854
SH
SOLE
222854
0
0
Microsoft Corporation
COM
594918104
20
430
SH
OTR
430
0
0
Molycorp Inc.
COM
608753109
18
15166
SH
SOLE
15166
0
0
Mondelez International Inc.
COM
609207105
327
9543
SH
SOLE
9543
0
0
National-Oilwell Varco Inc.
COM
637071101
3146
41341
SH
SOLE
41341
0
0
Nestle S.A.
COM
641069406
314
4277
SH
SOLE
4277
0
0
Nestle S.A.
COM
641069406
62
841
SH
OTR
841
0
0
Network Appliance Inc.
COM
64110D104
3264
75987
SH
SOLE
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0
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New York Community Bancorp Inc
COM
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474
29856
SH
SOLE
29856
0
0
NextEra Energy Inc.
COM
65339F101
239
2551
SH
SOLE
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0
NextEra Energy Inc.
COM
65339F101
19
200
SH
OTR
200
0
0
NIKE Inc.
COM
654106103
225
2517
SH
SOLE
2517
0
0
Nordstrom Inc.
COM
655664100
7225
105670
SH
SOLE
105670
0
0
Northeast Utilities System
COM
664397106
308
6944
SH
SOLE
6944
0
0
Novartis AG
COM
66987V109
7833
83215
SH
SOLE
83215
0
0
Novartis AG
COM
66987V109
69
736
SH
OTR
736
0
0
Novo Nordisk A/S (ADR)
COM
670100205
7708
161863
SH
SOLE
161863
0
0
NOW Inc
COM
67011P100
203
6666
SH
SOLE
6666
0
0
NTT DoCoMo Inc. (ADR)
COM
62942M201
2040
121876
SH
SOLE
121876
0
0
Occidental Petroleum Corporati
COM
674599105
144
1499
SH
OTR
1499
0
0
Occidental Petroleum Corporati
COM
674599105
7011
72914
SH
SOLE
72914
0
0
Oracle Corporation
COM
68389X105
5052
131972
SH
SOLE
131972
0
0
Oracle Corporation
COM
68389X105
69
1810
SH
OTR
1810
0
0
Orkla ASA
COM
686331109
46
5110
SH
SOLE
5110
0
0
Orkla ASA
COM
686331109
48
5320
SH
OTR
5320
0
0
PACCAR Inc
COM
693718108
1910
33576
SH
SOLE
33576
0
0
Paychex Inc.
COM
704326107
219
4945
SH
SOLE
4945
0
0
Paychex Inc.
COM
704326107
23
510
SH
OTR
510
0
0
PepsiCo Inc.
COM
713448108
1111
11934
SH
SOLE
11934
0
0
PetSmart Inc.
COM
716768106
3958
56476
SH
SOLE
56476
0
0
Pfizer Inc
COM
717081103
1501
50762
SH
SOLE
50762
0
0
Pfizer Inc
COM
717081103
13
440
SH
OTR
440
0
0
Philip Morris International In
COM
718172109
1341
16078
SH
SOLE
16078
0
0
Philip Morris International In
COM
718172109
18
220
SH
OTR
220
0
0
PPG Industries Inc.
COM
693506107
214
1085
SH
SOLE
1085
0
0
Procter & Gamble Company
COM
742718109
2135
25498
SH
SOLE
25498
0
0
Public Service Enterprise Grou
COM
744573106
239
6406
SH
SOLE
6406
0
0
QUALCOMM Incorporated
COM
747525103
5654
75618
SH
SOLE
75618
0
0
QUALCOMM Incorporated
COM
747525103
67
890
SH
OTR
890
0
0
Quiksilver Inc.
COM
74838C106
17
10000
SH
SOLE
10000
0
0
Raytheon Company
COM
755111507
375
3693
SH
SOLE
3693
0
0
Raytheon Company
COM
755111507
18
175
SH
OTR
175
0
0
ResMed Inc.
COM
761152107
3768
76476
SH
SOLE
76476
0
0
Robert Half International Inc.
COM
770323103
4265
87031
SH
SOLE
87031
0
0
Royal Bank of Scotland
COM
780097721
147
12324
SH
SOLE
12324
0
0
Royal Dutch Petroleum (ADR)
COM
780259206
334
4383
SH
SOLE
4383
0
0
Sasol Limited
COM
803866300
5620
103145
SH
SOLE
103145
0
0
Schlumberger Limited
COM
806857108
4813
47325
SH
SOLE
47325
0
0
Scripps Networks Interactive
COM
811065101
3931
50345
SH
SOLE
50345
0
0
Sirius XM Radio Inc.
COM
82967N108
121
34531
SH
SOLE
34531
0
0
Southern Company
COM
842587107
439
10056
SH
SOLE
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0
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Superior Energy Services Inc.
COM
868157108
3481
105892
SH
SOLE
105892
0
0
Symantec Corporation
COM
871503108
7127
303130
SH
SOLE
303130
0
0
Symantec Corporation
COM
871503108
15
655
SH
OTR
655
0
0
T. Rowe Price Group
COM
74144T108
6325
80682
SH
SOLE
80682
0
0
Taiwan Semiconductor Manufactu
COM
874039100
3571
176979
SH
SOLE
176979
0
0
Taiwan Semiconductor Manufactu
COM
874039100
6
281
SH
OTR
281
0
0
Target Corporation
COM
87612E106
6436
102672
SH
SOLE
102672
0
0
Teradata Corporation
COM
88076W103
2686
64064
SH
SOLE
64064
0
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Teradyne Inc.
COM
880770102
662
34135
SH
OTR
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Tesla Motors Inc.
COM
88160R101
216
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SOLE
891
0
0
Teva Pharmaceutical Industries
COM
881624209
2596
48304
SH
SOLE
48304
0
0
Teva Pharmaceutical Industries
COM
881624209
88
1642
SH
OTR
1642
0
0
Texas Instruments Incorporated
COM
882508104
230
4831
SH
SOLE
4831
0
0
The Hanover Insurance Group In
COM
410867105
2076
33801
SH
OTR
33801
0
0
The Hanover Insurance Group In
COM
410867105
92
1500
SH
SOLE
1500
0
0
The Toronto-Dominion Bank (USA
COM
891160509
1812
36682
SH
SOLE
36682
0
0
Toyota Motor Corporation
COM
892331307
2774
23605
SH
SOLE
23605
0
0
Tupperware Corporation
COM
899896104
3254
47125
SH
SOLE
47125
0
0
U.S. Bancorp
COM
902973304
1225
29286
SH
SOLE
29286
0
0
Union Pacific Corporation
COM
907818108
8284
76410
SH
SOLE
76410
0
0
United Financial Bancorp
COM
91030T109
8
602
SH
OTR
602
0
0
United Financial Bancorp
COM
91030T109
206
16246
SH
SOLE
16246
0
0
United Parcel Service Inc.
COM
911312106
6042
61471
SH
SOLE
61471
0
0
United Technologies Corporatio
COM
913017109
801
7589
SH
SOLE
7589
0
0
UnitedHealth Group
COM
91324P102
4924
57092
SH
SOLE
57092
0
0
Verizon Communications Inc.
COM
92343V104
4563
91275
SH
SOLE
91275
0
0
Verizon Communications Inc.
COM
92343V104
0
0
SH
OTR
0
0
0
W.R. Berkley Corporation
COM
084423102
287
6000
SH
SOLE
6000
0
0
Waddell & Reed Financial Inc.
COM
930059100
2294
44371
SH
SOLE
44371
0
0
Wal-Mart Stores Inc.
COM
931142103
472
6175
SH
SOLE
6175
0
0
Walt Disney Company
COM
254687106
1
10
SH
OTR
10
0
0
Walt Disney Company
COM
254687106
1115
12520
SH
SOLE
12520
0
0
Western Union
COM
959802109
5660
352864
SH
SOLE
352864
0
0
Xilinx Inc.
COM
983919101
6279
148270
SH
SOLE
148270
0
0
Zynga Inc.
COM
98986T108
68
25000
SH
SOLE
25000
0
0