0001321993-14-000005.txt : 20140501
0001321993-14-000005.hdr.sgml : 20140501
20140501121753
ACCESSION NUMBER: 0001321993-14-000005
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20140331
FILED AS OF DATE: 20140501
DATE AS OF CHANGE: 20140501
EFFECTIVENESS DATE: 20140501
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: GRIMES & COMPANY, INC.
CENTRAL INDEX KEY: 0001321993
IRS NUMBER: 046906504
STATE OF INCORPORATION: MA
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-11551
FILM NUMBER: 14803189
BUSINESS ADDRESS:
STREET 1: 110 TURNPIKE RD, STE 100
CITY: WESTBOROUGH
STATE: MA
ZIP: 01581
BUSINESS PHONE: 508-366-3883
MAIL ADDRESS:
STREET 1: 110 TURNPIKE RD, STE 100
CITY: WESTBOROUGH
STATE: MA
ZIP: 01581
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
false
false
0001321993
XXXXXXXX
03-31-2014
03-31-2014
GRIMES & COMPANY, INC.
110 TURNPIKE RD, STE 100
WESTBOROUGH
MA
01581
13F HOLDINGS REPORT
028-11551
N
Gerald S. Connolly
Vice President, Chief Compliance Officer
508-366-3883
Gerald S. Connolly
Westborough
MA
05-01-2014
0
199
356048
false
INFORMATION TABLE
2
final1stqtr2014.xml
3M Company
COM
88579Y101
2074
15287
SH
SOLE
15287
0
0
3M Company
COM
88579Y101
16
120
SH
OTR
120
0
0
Accenture Ltd
COM
G1151C101
7058
88529
SH
SOLE
88529
0
0
Advance Auto Parts Inc.
COM
00751Y106
4141
32736
SH
SOLE
32736
0
0
Aethlon Medical Inc.
COM
00808Y109
10
50000
SH
SOLE
50000
0
0
AFLAC Inc.
COM
001055102
173
2742
SH
SOLE
2742
0
0
AFLAC Inc.
COM
001055102
75
1195
SH
OTR
1195
0
0
Allegion PLC
COM
G47791101
300
5753
SH
SOLE
5753
0
0
Allegion PLC
COM
G47791101
4
78
SH
OTR
78
0
0
Allete Inc.
COM
018522300
378
7212
SH
SOLE
7212
0
0
Allete Inc.
COM
018522300
4
68
SH
OTR
68
0
0
Altria Group Inc
COM
02209S103
625
16688
SH
SOLE
16688
0
0
Altria Group Inc
COM
02209S103
18
480
SH
OTR
480
0
0
American Express Co
COM
025816109
904
10045
SH
SOLE
10045
0
0
American Realty Capital Proper
COM
02917T104
172
12274
SH
SOLE
12274
0
0
Apple Computer Inc.
COM
037833100
1516
2825
SH
OTR
2825
0
0
Apple Computer Inc.
COM
037833100
7199
13412
SH
SOLE
13412
0
0
Astrazeneca PLC (ADR)
COM
046353108
740
11404
SH
SOLE
11404
0
0
Astrazeneca PLC (ADR)
COM
046353108
35
535
SH
OTR
535
0
0
AT&T Inc. Com
COM
00206R102
3338
95194
SH
SOLE
95194
0
0
AT&T Inc. Com
COM
00206R102
19
530
SH
OTR
530
0
0
Bank of America Corp.
COM
060505104
273
15870
SH
OTR
15870
0
0
Bank of America Corp.
COM
060505104
527
30655
SH
SOLE
30655
0
0
Beam Inc.
COM
073730103
292
3500
SH
SOLE
3500
0
0
Berkshire Hathaway Inc Cl A
COM
084670108
375
2
SH
OTR
2
0
0
Berkshire Hathaway Inc. Cl A
COM
084670108
562
3
SH
SOLE
3
0
0
Berkshire Hathaway Inc. Cl B
COM
084670207
1834
14679
SH
SOLE
14679
0
0
Biogen IDEC Inc.
COM
09062X103
360
1178
SH
SOLE
1178
0
0
BlackRock Inc.
COM
09247X101
6593
20966
SH
SOLE
20966
0
0
Boeing Co
COM
097023105
4455
35501
SH
SOLE
35501
0
0
Boeing Co
COM
097023105
6
45
SH
OTR
45
0
0
Boston Beer Company Inc.
COM
100557107
248
1013
SH
SOLE
1013
0
0
Boston Scientific
COM
101137107
238
17600
SH
SOLE
17600
0
0
BP PLC
COM
055622104
249
5184
SH
SOLE
5184
0
0
Bristol Myers Squibb
COM
110122108
387
7447
SH
SOLE
7447
0
0
BroadSoft Inc.
COM
11133B409
362
13541
SH
SOLE
13541
0
0
Caterpillar Inc.
COM
149123101
304
3060
SH
SOLE
3060
0
0
Cecil Bancorp Inc.
COM
149841108
47
94031
SH
SOLE
94031
0
0
CH Robinson Worldwide
COM
12541W209
3034
57909
SH
SOLE
57909
0
0
CH Robinson Worldwide
COM
12541W209
16
310
SH
OTR
310
0
0
Check Point Software Technolog
COM
M22465104
287
4250
SH
SOLE
4250
0
0
ChevronTexaco Corporation
COM
166764100
875
7361
SH
SOLE
7361
0
0
ChevronTexaco Corporation
COM
166764100
20
165
SH
OTR
165
0
0
Cisco Systems Inc.
COM
17275R102
7278
324695
SH
SOLE
324695
0
0
Cisco Systems Inc.
COM
17275R102
18
800
SH
OTR
800
0
0
Coach Inc.
COM
189754104
5687
114520
SH
SOLE
114520
0
0
Coca-Cola Company
COM
191216100
650
16800
SH
SOLE
16800
0
0
Cognizant Technology Solutions
COM
192446102
4903
96890
SH
SOLE
96890
0
0
Colgate-Palmolive Company
COM
194162103
780
12018
SH
SOLE
12018
0
0
Comcast Cl A
COM
20030N101
311
6220
SH
SOLE
6220
0
0
Commonwealth REIT 100000ths
PREF
CAD233107
0
50000
SH
SOLE
50000
0
0
Computer Associates Internatio
COM
12673P105
2547
82225
SH
SOLE
82225
0
0
ConAgra Foods Inc.
COM
205887102
1769
56997
SH
SOLE
56997
0
0
Corning Incorporated
COM
219350105
203
9750
SH
SOLE
9750
0
0
Corrections Corp. of America
COM
22025Y407
4888
156053
SH
SOLE
156053
0
0
CSX Corporation
COM
126408103
7666
264611
SH
SOLE
264611
0
0
Curis Inc.
COM
231269101
48
17000
SH
SOLE
17000
0
0
Deere & Company
COM
244199105
232
2550
SH
SOLE
2550
0
0
Diageo plc
COM
25243Q205
184
1479
SH
SOLE
1479
0
0
Diageo plc
COM
25243Q205
16
130
SH
OTR
130
0
0
Digital Realty Trust Inc.
COM
253868103
2152
40539
SH
SOLE
40539
0
0
Direct TV COM CL A
COM
25459L106
4126
53985
SH
SOLE
53985
0
0
Dollar Tree Inc.
COM
256746108
3813
73081
SH
SOLE
73081
0
0
Dominion Resources Inc.
COM
25746U109
626
8819
SH
SOLE
8819
0
0
Dominion Resources Inc.
COM
25746U109
14
200
SH
OTR
200
0
0
Dr Pepper Snapple Group Inc.
COM
26138E109
235
4311
SH
SOLE
4311
0
0
Duke Energy Corporation
COM
26441C105
642
9008
SH
SOLE
9008
0
0
DXP Enterprises Inc.
COM
233377407
328
3450
SH
SOLE
3450
0
0
E. I. du Pont de Nemours and C
COM
263534109
282
4202
SH
SOLE
4202
0
0
E. I. du Pont de Nemours and C
COM
263534109
18
265
SH
OTR
265
0
0
Eaton
COM
278058102
264
3509
SH
SOLE
3509
0
0
Eaton Vance Corp.
COM
278265103
305
8000
SH
SOLE
8000
0
0
Eaton Vance Corp.
COM
278265103
81
2110
SH
OTR
2110
0
0
EMC Corporation
COM
268648102
6887
251248
SH
SOLE
251248
0
0
ENSCO International Incorporat
COM
26874Q100
2401
45488
SH
SOLE
45488
0
0
Enterprise Products Partners L
COM
293792107
330
4756
SH
SOLE
4756
0
0
Exelon Corporation
COM
30161N101
234
6975
SH
SOLE
6975
0
0
Express Scripts Inc
COM
302182100
4224
56255
SH
SOLE
56255
0
0
Express Scripts Inc
COM
302182100
80
1070
SH
OTR
1070
0
0
Exxon Mobil Corporation
COM
30231G102
172
1764
SH
OTR
1764
0
0
Exxon Mobil Corporation
COM
30231G102
6363
65142
SH
SOLE
65142
0
0
Ford Motor Company
COM
345370860
173
11063
SH
SOLE
11063
0
0
Franklin Resources
COM
354613101
3764
69480
SH
SOLE
69480
0
0
General Dynamics Corporation
COM
369550108
2208
20271
SH
SOLE
20271
0
0
General Electric Company
COM
369604103
3325
128420
SH
SOLE
128420
0
0
General Electric Company
COM
369604103
18
710
SH
OTR
710
0
0
Genuine Parts Company
COM
372460105
383
4406
SH
SOLE
4406
0
0
Genuine Parts Company
COM
372460105
21
240
SH
OTR
240
0
0
GlaxoSmithKline plc
COM
37733W105
146
2728
SH
SOLE
2728
0
0
GlaxoSmithKline plc
COM
37733W105
55
1030
SH
OTR
1030
0
0
GLV Inc Cl A Sub Vtg
COM
37989R206
91
25000
SH
SOLE
25000
0
0
Google
COM
38259P508
5072
4551
SH
SOLE
4551
0
0
Google
COM
38259P508
25
22
SH
OTR
22
0
0
Healthcare Trust of America In
COM
42225P105
193
16957
SH
SOLE
16957
0
0
Helmerich & Payne Inc.
COM
423452101
3104
28861
SH
SOLE
28861
0
0
Hewlett-Packard Company
COM
428236103
32
1000
SH
OTR
1000
0
0
Hewlett-Packard Company
COM
428236103
173
5344
SH
SOLE
5344
0
0
Home Depot Inc.
COM
437076102
2526
31918
SH
SOLE
31918
0
0
Honeywell International Inc.
COM
438516106
298
3209
SH
SOLE
3209
0
0
Hudson Valley Holding Corp. Co
COM
444172100
489
25692
SH
OTR
25692
0
0
IDEXX Laboratories Inc.
COM
45168D104
461
3800
SH
SOLE
3800
0
0
IGI Laboratories Inc.
COM
449575109
57
10000
SH
SOLE
10000
0
0
Infinera Corporation
COM
45667G103
136
15000
SH
SOLE
15000
0
0
Infosys Technologies Limited
COM
456788108
3622
66848
SH
SOLE
66848
0
0
Ingersoll-Rand Company Limited
COM
G47791101
988
17260
SH
SOLE
17260
0
0
Intel Corporation
COM
458140100
8318
322217
SH
SOLE
322217
0
0
Intel Corporation
COM
458140100
18
710
SH
OTR
710
0
0
International Business Machine
COM
459200101
4909
25503
SH
SOLE
25503
0
0
J.P. Morgan Chase & Co.
COM
46625H100
780
12851
SH
SOLE
12851
0
0
J.P. Morgan Chase & Co.
COM
46625H100
11
185
SH
OTR
185
0
0
Johnson & Johnson
COM
478160104
2612
26594
SH
SOLE
26594
0
0
Johnson & Johnson
COM
478160104
21
210
SH
OTR
210
0
0
Kimberly-Clark Corporation
COM
494368103
574
5210
SH
SOLE
5210
0
0
Kimberly-Clark Corporation
COM
494368103
15
135
SH
OTR
135
0
0
LyondellBasell Industries NV
COM
N53745100
7649
86002
SH
SOLE
86002
0
0
Manulife Finl Corp
COM
56501R106
508
26308
SH
SOLE
26308
0
0
Manulife Finl Corp
COM
56501R106
46
2400
SH
OTR
2400
0
0
Marathon Petroleum Corporation
COM
56585A102
3757
43159
SH
SOLE
43159
0
0
Mastercard Incorporated
COM
57636Q104
98
1315
SH
SOLE
1315
0
0
Mastercard Incorporated
COM
57636Q104
108
1450
SH
OTR
1450
0
0
Maxim Integrated Products
COM
57772K101
2490
75181
SH
SOLE
75181
0
0
McDonald's Corporation
COM
580135101
7082
72240
SH
SOLE
72240
0
0
Medtronic Inc.
COM
585055106
4658
75690
SH
SOLE
75690
0
0
Merck & Co. Inc.
COM
589331107
289
5082
SH
SOLE
5082
0
0
Merck & Co. Inc.
COM
589331107
22
390
SH
OTR
390
0
0
Microsoft Corporation
COM
594918104
9041
220562
SH
SOLE
220562
0
0
Microsoft Corporation
COM
594918104
18
430
SH
OTR
430
0
0
National-Oilwell Varco Inc.
COM
637071101
3114
39990
SH
SOLE
39990
0
0
Nestle S.A.
COM
641069406
315
4187
SH
SOLE
4187
0
0
Nestle S.A.
COM
641069406
62
821
SH
OTR
821
0
0
New York Community Bancorp Inc
COM
649445103
445
27668
SH
SOLE
27668
0
0
NextEra Energy Inc.
COM
65339F101
268
2803
SH
SOLE
2803
0
0
NextEra Energy Inc.
COM
65339F101
19
200
SH
OTR
200
0
0
Nordstrom Inc.
COM
655664100
6433
103013
SH
SOLE
103013
0
0
Northeast Utilities System
COM
664397106
311
6839
SH
SOLE
6839
0
0
Novartis AG
COM
66987V109
7199
84670
SH
SOLE
84670
0
0
Novartis AG
COM
66987V109
60
700
SH
OTR
700
0
0
Novo Nordisk A/S (ADR)
COM
670100205
7166
156980
SH
SOLE
156980
0
0
NTT DoCoMo Inc. (ADR)
COM
62942M201
1842
116797
SH
SOLE
116797
0
0
Occidental Petroleum Corporati
COM
674599105
141
1477
SH
OTR
1477
0
0
Occidental Petroleum Corporati
COM
674599105
6600
69259
SH
SOLE
69259
0
0
Oracle Corporation
COM
68389X105
7151
174798
SH
SOLE
174798
0
0
Oracle Corporation
COM
68389X105
76
1850
SH
OTR
1850
0
0
PACCAR Inc
COM
693718108
312
4622
SH
SOLE
4622
0
0
Paychex Inc.
COM
704326107
210
4938
SH
SOLE
4938
0
0
PepsiCo Inc.
COM
713448108
1022
12240
SH
SOLE
12240
0
0
PetSmart Inc.
COM
716768106
3783
54898
SH
SOLE
54898
0
0
Pfizer Inc
COM
717081103
1487
46280
SH
SOLE
46280
0
0
Philip Morris International In
COM
718172109
987
12060
SH
SOLE
12060
0
0
Philip Morris International In
COM
718172109
18
220
SH
OTR
220
0
0
PPG Industries Inc.
COM
693506107
204
1052
SH
SOLE
1052
0
0
Procter & Gamble Company
COM
742718109
2032
25213
SH
SOLE
25213
0
0
Public Service Enterprise Grou
COM
744573106
278
7292
SH
SOLE
7292
0
0
QUALCOMM Incorporated
COM
747525103
5851
74196
SH
SOLE
74196
0
0
QUALCOMM Incorporated
COM
747525103
76
970
SH
OTR
970
0
0
ResMed Inc.
COM
761152107
3441
76996
SH
SOLE
76996
0
0
Robert Half International Inc.
COM
770323103
3580
85337
SH
SOLE
85337
0
0
Royal Dutch Petroleum (ADR)
COM
780259206
312
4275
SH
SOLE
4275
0
0
Sasol Limited
COM
803866300
5581
99880
SH
SOLE
99880
0
0
Schlumberger Limited
COM
806857108
4526
46418
SH
SOLE
46418
0
0
Scripps Networks Interactive
COM
811065101
3691
48628
SH
SOLE
48628
0
0
Sirius XM Radio Inc.
COM
82967N108
144
45031
SH
SOLE
45031
0
0
Smith & Nephew PLC
COM
83175M205
2795
36542
SH
SOLE
36542
0
0
Southern Company
COM
842587107
406
9238
SH
SOLE
9238
0
0
St. Jude Medical
COM
790849103
420
6425
SH
SOLE
6425
0
0
Superior Energy Services Inc.
COM
868157108
3340
108566
SH
SOLE
108566
0
0
Symantec Corporation
COM
871503108
5986
299743
SH
SOLE
299743
0
0
Symantec Corporation
COM
871503108
13
655
SH
OTR
655
0
0
T. Rowe Price Group
COM
74144T108
6376
77422
SH
SOLE
77422
0
0
Taiwan Semiconductor Manufactu
COM
874039100
3461
172874
SH
SOLE
172874
0
0
Taiwan Semiconductor Manufactu
COM
874039100
12
611
SH
OTR
611
0
0
Target Corporation
COM
87612E106
5751
95040
SH
SOLE
95040
0
0
Teradyne Inc.
COM
880770102
666
33498
SH
OTR
33498
0
0
Teradyne Inc.
COM
880770102
1
73
SH
SOLE
73
0
0
Teva Pharmaceutical Industries
COM
881624209
2556
48377
SH
SOLE
48377
0
0
Teva Pharmaceutical Industries
COM
881624209
94
1782
SH
OTR
1782
0
0
Texas Instruments Incorporated
COM
882508104
308
6536
SH
SOLE
6536
0
0
The Hanover Insurance Group In
COM
410867105
1986
32317
SH
OTR
32317
0
0
The Hanover Insurance Group In
COM
410867105
123
2006
SH
SOLE
2006
0
0
The Toronto-Dominion Bank (USA
COM
891160509
1722
36682
SH
SOLE
36682
0
0
Timken Co.
COM
887389104
411
7000
SH
SOLE
7000
0
0
Toyota Motor Corporation
COM
892331307
2452
21714
SH
SOLE
21714
0
0
Tupperware Corporation
COM
899896104
3843
45879
SH
SOLE
45879
0
0
U.S. Bancorp
COM
902973304
1251
29184
SH
SOLE
29184
0
0
Union Pacific Corporation
COM
907818108
6759
36015
SH
SOLE
36015
0
0
United Financial Bancorp
COM
91030T109
8
447
SH
OTR
447
0
0
United Financial Bancorp
COM
91030T109
222
12063
SH
SOLE
12063
0
0
United Parcel Service Inc.
COM
911312106
466
4780
SH
SOLE
4780
0
0
United Technologies Corporatio
COM
913017109
1149
9834
SH
SOLE
9834
0
0
UnitedHealth Group
COM
91324P102
4605
56165
SH
SOLE
56165
0
0
Verizon Communications Inc.
COM
92343V104
3909
82182
SH
SOLE
82182
0
0
Vodafone Group PLC
COM
92857W209
187
5082
SH
SOLE
5082
0
0
Vodafone Group PLC
COM
92857W209
41
1126
SH
OTR
1126
0
0
W.R. Berkley Corporation
COM
084423102
251
6035
SH
SOLE
6035
0
0
Wal-Mart Stores Inc.
COM
931142103
474
6201
SH
SOLE
6201
0
0
Walt Disney Company
COM
254687106
998
12458
SH
SOLE
12458
0
0
Walt Disney Company
COM
254687106
1
10
SH
OTR
10
0
0
Western Union
COM
959802109
5389
329379
SH
SOLE
329379
0
0
Xilinx Inc.
COM
983919101
7595
139939
SH
SOLE
139939
0
0