0001321993-14-000002.txt : 20140203 0001321993-14-000002.hdr.sgml : 20140203 20140203154641 ACCESSION NUMBER: 0001321993-14-000002 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20131231 FILED AS OF DATE: 20140203 DATE AS OF CHANGE: 20140203 EFFECTIVENESS DATE: 20140203 FILER: COMPANY DATA: COMPANY CONFORMED NAME: GRIMES & COMPANY, INC. CENTRAL INDEX KEY: 0001321993 IRS NUMBER: 046906504 STATE OF INCORPORATION: MA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-11551 FILM NUMBER: 14568244 BUSINESS ADDRESS: STREET 1: 110 TURNPIKE RD, STE 100 CITY: WESTBOROUGH STATE: MA ZIP: 01581 BUSINESS PHONE: 508-366-3883 MAIL ADDRESS: STREET 1: 110 TURNPIKE RD, STE 100 CITY: WESTBOROUGH STATE: MA ZIP: 01581 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001321993 XXXXXXXX 12-31-2013 12-31-2013 GRIMES & COMPANY, INC.

110 TURNPIKE RD, STE 100 WESTBOROUGH MA 01581

13F HOLDINGS REPORT 028-11551 N Gerald S. Connolly 508-366-3883 Gerald S. Connolly Westborough MA 02-03-2014 0 197 334610 false INFORMATION TABLE 2 final4thqtr2013.xml 3M Company COM 88579Y101 2216 15802 SH SOLE 15802 0 0 3M Company COM 88579Y101 17 120 SH OTR 120 0 0 Accenture Ltd COM G1151C101 7050 85742 SH SOLE 85742 0 0 Advance Auto Parts Inc. COM 00751Y106 3695 33383 SH SOLE 33383 0 0 Aethlon Medical Inc. COM 00808Y109 9 50000 SH SOLE 50000 0 0 AFLAC Inc. COM 001055102 170 2544 SH SOLE 2544 0 0 AFLAC Inc. COM 001055102 80 1195 SH OTR 1195 0 0 Allegion PLC COM G47791101 254 5753 SH SOLE 5753 0 0 Alstom SA COM 021244207 34 9345 SH SOLE 9345 0 0 Alstom SA COM 021244207 38 10450 SH OTR 10450 0 0 Altria Group Inc COM 02209S103 603 15697 SH SOLE 15697 0 0 Altria Group Inc COM 02209S103 17 440 SH OTR 440 0 0 American Express Co COM 025816109 939 10345 SH SOLE 10345 0 0 Apple Computer Inc. COM 037833100 1515 2700 SH OTR 2700 0 0 Apple Computer Inc. COM 037833100 7474 13322 SH SOLE 13322 0 0 Astrazeneca PLC (ADR) COM 046353108 6684 112577 SH SOLE 112577 0 0 Astrazeneca PLC (ADR) COM 046353108 32 535 SH OTR 535 0 0 AT&T Inc. Com COM 00206R102 3120 88725 SH SOLE 88725 0 0 AT&T Inc. Com COM 00206R102 13 380 SH OTR 380 0 0 Bank of America Corp. COM 060505104 247 15870 SH OTR 15870 0 0 Bank of America Corp. COM 060505104 503 32303 SH SOLE 32303 0 0 Beam Inc. COM 073730103 238 3500 SH SOLE 3500 0 0 Berkshire Hathaway Inc Cl A COM 084670108 356 2 SH OTR 2 0 0 Berkshire Hathaway Inc. Cl A COM 084670108 534 3 SH SOLE 3 0 0 Berkshire Hathaway Inc. Cl B COM 084670207 1709 14411 SH SOLE 14411 0 0 Biogen IDEC Inc. COM 09062X103 269 963 SH SOLE 963 0 0 BlackRock Inc. COM 09247X101 6459 20409 SH SOLE 20409 0 0 Boeing Co COM 097023105 4605 33741 SH SOLE 33741 0 0 Boeing Co COM 097023105 20 150 SH OTR 150 0 0 Boston Beer Company Inc. COM 100557107 242 1000 SH SOLE 1000 0 0 Boston Scientific COM 101137107 196 16296 SH SOLE 16296 0 0 BP PLC COM 055622104 251 5171 SH SOLE 5171 0 0 Bristol Myers Squibb COM 110122108 295 5547 SH SOLE 5547 0 0 BroadSoft Inc. COM 11133B409 370 13541 SH SOLE 13541 0 0 Caterpillar Inc. COM 149123101 277 3053 SH SOLE 3053 0 0 Cecil Bancorp Inc. COM 149841108 37 94031 SH SOLE 94031 0 0 Celgene Corporation COM 151020104 232 1376 SH SOLE 1376 0 0 CH Robinson Worldwide COM 12541W209 3113 53357 SH SOLE 53357 0 0 CH Robinson Worldwide COM 12541W209 18 310 SH OTR 310 0 0 Check Point Software Technolog COM M22465104 274 4250 SH SOLE 4250 0 0 ChevronTexaco Corporation COM 166764100 1023 8188 SH SOLE 8188 0 0 ChevronTexaco Corporation COM 166764100 17 135 SH OTR 135 0 0 Cisco Systems Inc. COM 17275R102 6975 310953 SH SOLE 310953 0 0 Cisco Systems Inc. COM 17275R102 14 640 SH OTR 640 0 0 Coach Inc. COM 189754104 5991 106737 SH SOLE 106737 0 0 Coca-Cola Company COM 191216100 687 16632 SH SOLE 16632 0 0 Cognizant Technology Solutions COM 192446102 4847 47996 SH SOLE 47996 0 0 Cole Real Estate Investments I COM 193STK90 158 11231 SH SOLE 11231 0 0 Colgate-Palmolive Company COM 194162103 770 11809 SH SOLE 11809 0 0 Comcast Cl A COM 20030N101 388 7468 SH SOLE 7468 0 0 Commonwealth REIT 100000ths PREF CAD233107 0 50000 SH SOLE 50000 0 0 Computer Associates Internatio COM 12673P105 5833 173341 SH SOLE 173341 0 0 ConAgra Foods Inc. COM 205887102 1768 52454 SH SOLE 52454 0 0 Consolidated Edison Inc. COM 209115104 255 4612 SH SOLE 4612 0 0 Corrections Corp. of America COM 22025Y407 4751 148150 SH SOLE 148150 0 0 Cronus Corp. COM 226903102 0 10000 SH SOLE 10000 0 0 CSX Corporation COM 126408103 7472 259725 SH SOLE 259725 0 0 Curis Inc. COM 231269101 48 17000 SH SOLE 17000 0 0 Deere & Company COM 244199105 235 2575 SH SOLE 2575 0 0 Diageo plc COM 25243Q205 196 1479 SH SOLE 1479 0 0 Diageo plc COM 25243Q205 17 130 SH OTR 130 0 0 Digital Realty Trust Inc. COM 253868103 1550 31554 SH SOLE 31554 0 0 Direct TV COM CL A COM 25459L106 3658 52973 SH SOLE 52973 0 0 Dollar Tree Inc. COM 256746108 4043 71666 SH SOLE 71666 0 0 Dominion Resources Inc. COM 25746U109 571 8819 SH SOLE 8819 0 0 Dominion Resources Inc. COM 25746U109 13 200 SH OTR 200 0 0 Dr Pepper Snapple Group Inc. COM 26138E109 4928 101157 SH SOLE 101157 0 0 Duke Energy Corporation COM 26441C105 609 8824 SH SOLE 8824 0 0 E. I. du Pont de Nemours and C COM 263534109 278 4272 SH SOLE 4272 0 0 E. I. du Pont de Nemours and C COM 263534109 12 190 SH OTR 190 0 0 Eaton COM 278058102 267 3509 SH SOLE 3509 0 0 Eaton Vance Corp. COM 278265103 342 8000 SH SOLE 8000 0 0 Eaton Vance Corp. COM 278265103 17 400 SH OTR 400 0 0 EMC Corporation COM 268648102 6231 247745 SH SOLE 247745 0 0 ENSCO International Incorporat COM 26874Q100 2212 38680 SH SOLE 38680 0 0 Enterprise Products Partners L COM 293792107 355 5356 SH SOLE 5356 0 0 EvoLucia Inc. COM 30049B105 0 20000 SH SOLE 20000 0 0 Express Scripts Inc COM 302182100 3918 55785 SH SOLE 55785 0 0 Express Scripts Inc COM 302182100 75 1070 SH OTR 1070 0 0 Exxon Mobil Corporation COM 30231G102 177 1753 SH OTR 1753 0 0 Exxon Mobil Corporation COM 30231G102 6232 61583 SH SOLE 61583 0 0 F5 Networks Inc. COM 315616102 3472 38209 SH SOLE 38209 0 0 Ford Motor Company COM 345370860 174 11268 SH SOLE 11268 0 0 Fortune Nat Res Corp No Stockh COM 349681106 0 18000 SH SOLE 18000 0 0 Franklin Resources COM 354613101 3625 62784 SH SOLE 62784 0 0 General Dynamics Corporation COM 369550108 1949 20396 SH SOLE 20396 0 0 General Electric Company COM 369604103 3654 130378 SH SOLE 130378 0 0 General Electric Company COM 369604103 15 520 SH OTR 520 0 0 Genuine Parts Company COM 372460105 421 5056 SH SOLE 5056 0 0 Genuine Parts Company COM 372460105 20 240 SH OTR 240 0 0 Gerber Scientific Inc. Escrow COM 37373ESC5 0 10000 SH SOLE 10000 0 0 GLV Inc Cl A Sub Vtg COM 37989R206 94 25000 SH SOLE 25000 0 0 Google COM 38259P508 5076 4529 SH SOLE 4529 0 0 Google COM 38259P508 25 22 SH OTR 22 0 0 Healthcare Trust of America In COM 42225P105 167 16957 SH SOLE 16957 0 0 Helmerich & Payne Inc. COM 423452101 2211 26296 SH SOLE 26296 0 0 HMZ Metals Inc. COM 40425M302 0 11900 SH SOLE 11900 0 0 Home Depot Inc. COM 437076102 243 2946 SH SOLE 2946 0 0 Hudson Valley Holding Corp. Co COM 444172100 605 29747 SH OTR 29747 0 0 IDEXX Laboratories Inc. COM 45168D104 404 3800 SH SOLE 3800 0 0 IGI Laboratories Inc. COM 449575109 31 10000 SH SOLE 10000 0 0 Infinera Corporation COM 45667G103 98 10000 SH SOLE 10000 0 0 Infosys Technologies Limited COM 456788108 3695 65278 SH SOLE 65278 0 0 Ingersoll-Rand Company Limited COM G47791101 1063 17260 SH SOLE 17260 0 0 Intel Corporation COM 458140100 8157 314292 SH SOLE 314292 0 0 Intel Corporation COM 458140100 18 710 SH OTR 710 0 0 International Business Machine COM 459200101 4929 26275 SH SOLE 26275 0 0 J.P. Morgan Chase & Co. COM 46625H100 772 13206 SH SOLE 13206 0 0 J.P. Morgan Chase & Co. COM 46625H100 11 185 SH OTR 185 0 0 Johnson & Johnson COM 478160104 2430 26535 SH SOLE 26535 0 0 Johnson & Johnson COM 478160104 19 210 SH OTR 210 0 0 Johnson Controls Inc. COM 478366107 218 4256 SH SOLE 4256 0 0 Kimberly-Clark Corporation COM 494368103 522 4999 SH SOLE 4999 0 0 Kimberly-Clark Corporation COM 494368103 14 135 SH OTR 135 0 0 LyondellBasell Industries NV COM N53745100 6671 83099 SH SOLE 83099 0 0 Manulife Finl Corp COM 56501R106 537 27210 SH SOLE 27210 0 0 Manulife Finl Corp COM 56501R106 48 2430 SH OTR 2430 0 0 Marathon Petroleum Corporation COM 56585A102 3767 41067 SH SOLE 41067 0 0 Mastercard Incorporated COM 57636Q104 98 117 SH SOLE 117 0 0 Mastercard Incorporated COM 57636Q104 121 145 SH OTR 145 0 0 Maxim Integrated Products COM 57772K101 2023 72496 SH SOLE 72496 0 0 McDonald's Corporation COM 580135101 6553 67539 SH SOLE 67539 0 0 Medtronic Inc. COM 585055106 6345 110552 SH SOLE 110552 0 0 Merck & Co. Inc. COM 589331107 253 5062 SH SOLE 5062 0 0 Merck & Co. Inc. COM 589331107 16 320 SH OTR 320 0 0 Microsoft Corporation COM 594918104 7989 213548 SH SOLE 213548 0 0 Microsoft Corporation COM 594918104 57 1530 SH OTR 1530 0 0 National-Oilwell Varco Inc. COM 637071101 2888 36314 SH SOLE 36314 0 0 Nestle S.A. COM 641069406 324 4414 SH SOLE 4414 0 0 Nestle S.A. COM 641069406 60 821 SH OTR 821 0 0 New York Community Bancorp Inc COM 649445103 466 27640 SH SOLE 27640 0 0 NextEra Energy Inc. COM 65339F101 221 2585 SH SOLE 2585 0 0 NextEra Energy Inc. COM 65339F101 17 200 SH OTR 200 0 0 NIKE Inc. COM 654106103 218 2767 SH SOLE 2767 0 0 Nordstrom Inc. COM 655664100 5838 94458 SH SOLE 94458 0 0 Northeast Utilities System COM 664397106 294 6938 SH SOLE 6938 0 0 Novartis AG COM 66987V109 6558 81587 SH SOLE 81587 0 0 Novartis AG COM 66987V109 56 700 SH OTR 700 0 0 Novo Nordisk A/S (ADR) COM 670100205 5810 31446 SH SOLE 31446 0 0 NTT DoCoMo Inc. (ADR) COM 62942M201 1815 109927 SH SOLE 109927 0 0 Occidental Petroleum Corporati COM 674599105 140 1467 SH OTR 1467 0 0 Occidental Petroleum Corporati COM 674599105 6287 66108 SH SOLE 66108 0 0 Oracle Corporation COM 68389X105 6585 172114 SH SOLE 172114 0 0 Oracle Corporation COM 68389X105 71 1850 SH OTR 1850 0 0 PACCAR Inc COM 693718108 273 4622 SH SOLE 4622 0 0 Paychex Inc. COM 704326107 225 4934 SH SOLE 4934 0 0 PepsiCo Inc. COM 713448108 1000 12053 SH SOLE 12053 0 0 Pfizer Inc COM 717081103 1420 46361 SH SOLE 46361 0 0 Philip Morris International In COM 718172109 898 10303 SH SOLE 10303 0 0 Philip Morris International In COM 718172109 16 180 SH OTR 180 0 0 Procter & Gamble Company COM 742718109 1837 22563 SH SOLE 22563 0 0 Public Service Enterprise Grou COM 744573106 233 7272 SH SOLE 7272 0 0 QUALCOMM Incorporated COM 747525103 5440 73268 SH SOLE 73268 0 0 QUALCOMM Incorporated COM 747525103 72 970 SH OTR 970 0 0 ResMed Inc. COM 761152107 3243 68873 SH SOLE 68873 0 0 Robert Half International Inc. COM 770323103 3608 85914 SH SOLE 85914 0 0 Royal Dutch Petroleum (ADR) COM 780259206 399 5598 SH SOLE 5598 0 0 Sasol Limited COM 803866300 4612 93265 SH SOLE 93265 0 0 Schlumberger Limited COM 806857108 415 4600 SH SOLE 4600 0 0 Scripps Networks Interactive COM 811065101 4167 48218 SH SOLE 48218 0 0 Smith & Nephew PLC COM 83175M205 2663 37125 SH SOLE 37125 0 0 Southern Company COM 842587107 314 7632 SH SOLE 7632 0 0 St. Jude Medical COM 790849103 413 6660 SH SOLE 6660 0 0 STAAR Surgical Company COM 852312305 166 10265 SH SOLE 10265 0 0 Superior Energy Services Inc. COM 868157108 2683 100817 SH SOLE 100817 0 0 T. Rowe Price Group COM 74144T108 6140 73297 SH SOLE 73297 0 0 Target Corporation COM 87612E106 5631 89002 SH SOLE 89002 0 0 Teradyne Inc. COM 880770102 653 37088 SH OTR 37088 0 0 Teradyne Inc. COM 880770102 1 73 SH SOLE 73 0 0 Teva Pharmaceutical Industries COM 881624209 1888 47095 SH SOLE 47095 0 0 Teva Pharmaceutical Industries COM 881624209 68 1690 SH OTR 1690 0 0 Texas Instruments Incorporated COM 882508104 217 4934 SH SOLE 4934 0 0 The Hanover Insurance Group In COM 410867105 1908 31958 SH OTR 31958 0 0 The Hanover Insurance Group In COM 410867105 120 2003 SH SOLE 2003 0 0 The Toronto-Dominion Bank (USA COM 891160509 1747 18541 SH SOLE 18541 0 0 Timken Co. COM 887389104 661 12000 SH SOLE 12000 0 0 Tivus Inc. COM 888728102 0 1108000 SH SOLE 1108000 0 0 Tupperware Corporation COM 899896104 3835 40565 SH SOLE 40565 0 0 U.S. Bancorp COM 902973304 1179 29184 SH SOLE 29184 0 0 Union Pacific Corporation COM 907818108 5683 33827 SH SOLE 33827 0 0 United Financial Bancorp COM 91030T109 8 447 SH OTR 447 0 0 United Financial Bancorp COM 91030T109 246 13006 SH SOLE 13006 0 0 United Parcel Service Inc. COM 911312106 518 4930 SH SOLE 4930 0 0 United Technologies Corporatio COM 913017109 1169 10274 SH SOLE 10274 0 0 UnitedHealth Group COM 91324P102 4156 55186 SH SOLE 55186 0 0 Universal Express Inc COM 91349P103 0 32000 SH SOLE 32000 0 0 Verizon Communications Inc. COM 92343V104 3461 70432 SH SOLE 70432 0 0 Vodafone Group PLC COM 92857W209 323 8208 SH SOLE 8208 0 0 Vodafone Group PLC COM 92857W209 81 2070 SH OTR 2070 0 0 W.R. Berkley Corporation COM 084423102 262 6035 SH SOLE 6035 0 0 Wal-Mart Stores Inc. COM 931142103 474 6029 SH SOLE 6029 0 0 Walt Disney Company COM 254687106 1 10 SH OTR 10 0 0 Walt Disney Company COM 254687106 954 12492 SH SOLE 12492 0 0 Wastech Inc COM 94107F101 0 21600 SH SOLE 21600 0 0 Western Union COM 959802109 5419 314170 SH SOLE 314170 0 0 WorldGate Communications Inc. COM 98156L307 0 164605 SH SOLE 164605 0 0 Xilinx Inc. COM 983919101 6314 137507 SH SOLE 137507 0 0