0001321993-13-000007.txt : 20130730 0001321993-13-000007.hdr.sgml : 20130730 20130730103432 ACCESSION NUMBER: 0001321993-13-000007 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20130630 FILED AS OF DATE: 20130730 DATE AS OF CHANGE: 20130730 EFFECTIVENESS DATE: 20130730 FILER: COMPANY DATA: COMPANY CONFORMED NAME: GRIMES & COMPANY, INC. CENTRAL INDEX KEY: 0001321993 IRS NUMBER: 046906504 STATE OF INCORPORATION: MA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-11551 FILM NUMBER: 13994335 BUSINESS ADDRESS: STREET 1: 110 TURNPIKE RD, STE 100 CITY: WESTBOROUGH STATE: MA ZIP: 01581 BUSINESS PHONE: 508-366-3883 MAIL ADDRESS: STREET 1: 110 TURNPIKE RD, STE 100 CITY: WESTBOROUGH STATE: MA ZIP: 01581 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001321993 XXXXXXXX 06-30-2013 06-30-2013 GRIMES & COMPANY, INC.

110 TURNPIKE RD, STE 100 WESTBOROUGH MA 01581

13F HOLDINGS REPORT 028-11551 N Gerald S. Connolly 508-366-3883 Gerald S. Connolly Westborough MA 07-30-2013 0 185 274205 false INFORMATION TABLE 2 final2ndqtr2013.xml 100,000th CommonWeath REIT COM 88499F109 0 50000 SH SOLE 50000 0 0 3M Company COM 88579Y101 1614 14756 SH SOLE 14756 0 0 3M Company COM 88579Y101 13 120 SH OTR 120 0 0 Accenture Ltd COM G1151C101 5509 76563 SH SOLE 76563 0 0 Acusphere, Inc. COM 00511R854 5 16238 SH SOLE 16238 0 0 Advance Auto Parts Inc. COM 00751Y106 2835 34921 SH SOLE 34921 0 0 AFLAC Inc. COM 001055102 142 2442 SH SOLE 2442 0 0 AFLAC Inc. COM 001055102 69 1195 SH OTR 1195 0 0 Alcoa Inc. COM 013817101 81 10415 SH SOLE 10415 0 0 Altria Group, Inc PREF 02209S103 22 620 SH OTR 620 0 0 Altria Group, Inc COM 02209S103 644 18406 SH SOLE 18406 0 0 American Express Co COM 025816109 701 9372 SH SOLE 9372 0 0 Apple Computer Inc. PREF 037833100 1338 3374 SH OTR 3374 0 0 Apple Computer Inc. COM 037833100 4717 11896 SH SOLE 11896 0 0 Astrazeneca PLC (ADR) COM 046353108 4740 100201 SH SOLE 100201 0 0 Astrazeneca PLC (ADR) COM 046353108 32 670 SH OTR 670 0 0 AT&T Inc. Com COM 00206R102 1227 34659 SH SOLE 34659 0 0 AT&T Inc. Com COM 00206R102 13 380 SH OTR 380 0 0 Autoliv COM 052800109 5540 71590 SH SOLE 71590 0 0 Bank of America Corp. PREF 060505104 204 15870 SH OTR 15870 0 0 Bank of America Corp. COM 060505104 426 33121 SH SOLE 33121 0 0 Beam Inc. COM 073730103 221 3500 SH SOLE 3500 0 0 Berkshire Hathaway Inc Cl A PREF 084670108 337 2 SH OTR 2 0 0 Berkshire Hathaway Inc. Cl A COM 084670108 506 3 SH SOLE 3 0 0 Berkshire Hathaway Inc. Cl B PREF 084670207 140 1250 SH OTR 1250 0 0 Berkshire Hathaway Inc. Cl B COM 084670207 1398 12487 SH SOLE 12487 0 0 BlackRock, Inc. COM 09247X101 5342 20796 SH SOLE 20796 0 0 BlackRock, Inc. COM 09247X101 2 7 SH OTR 7 0 0 Boeing Co COM 097023105 4309 42062 SH SOLE 42062 0 0 Boeing Co COM 097023105 19 189 SH OTR 189 0 0 Boston Scientific PREF 101137107 5 500 SH OTR 500 0 0 Boston Scientific COM 101137107 119 12838 SH SOLE 12838 0 0 BP PLC COM 055622104 203 4869 SH SOLE 4869 0 0 BroadSoft, Inc. COM 11133B409 374 13541 SH SOLE 13541 0 0 CH Robinson Worldwide COM 12541W209 2801 49745 SH SOLE 49745 0 0 Check Point Software Technolog COM M22465104 211 4250 SH SOLE 4250 0 0 ChevronTexaco Corporation COM 166764100 839 7087 SH SOLE 7087 0 0 ChevronTexaco Corporation COM 166764100 16 135 SH OTR 135 0 0 ChromaDex Corporation COM 171077100 14 18400 SH SOLE 18400 0 0 Cisco Systems, Inc. PREF 17275R102 23 940 SH OTR 940 0 0 Cisco Systems, Inc. COM 17275R102 6798 279352 SH SOLE 279352 0 0 Coach, Inc. COM 189754104 5216 91362 SH SOLE 91362 0 0 Coca-Cola Company PREF 191216100 48 1200 SH OTR 1200 0 0 Coca-Cola Company COM 191216100 598 14921 SH SOLE 14921 0 0 Cognizant Technology Solutions COM 192446102 2983 47621 SH SOLE 47621 0 0 Colgate-Palmolive Company COM 194162103 569 9924 SH SOLE 9924 0 0 Comcast Cl A COM 20030N101 284 6808 SH SOLE 6808 0 0 Computer Associates Internatio COM 12673P105 4481 156560 SH SOLE 156560 0 0 Corrections Corp. of America COM 22025Y407 3817 112683 SH SOLE 112683 0 0 Cronus Corp. COM 226903102 0 10000 SH SOLE 10000 0 0 CSX Corporation COM 126408103 5430 234139 SH SOLE 234139 0 0 Curis, Inc. COM 231269101 54 17000 SH SOLE 17000 0 0 Deere & Company COM 244199105 213 2620 SH SOLE 2620 0 0 Diageo plc COM 25243Q205 196 1709 SH SOLE 1709 0 0 Diageo plc COM 25243Q205 15 130 SH OTR 130 0 0 Direct TV COM CL A COM 25459L106 3567 57871 SH SOLE 57871 0 0 Dollar Tree, Inc. COM 256746108 3612 71040 SH SOLE 71040 0 0 Dominion Resources, Inc. COM 25746U109 501 8819 SH SOLE 8819 0 0 Dominion Resources, Inc. COM 25746U109 11 200 SH OTR 200 0 0 Dr Pepper Snapple Group, Inc. COM 26138E109 4282 93233 SH SOLE 93233 0 0 Duke Energy Corporation COM 26441C105 618 9155 SH SOLE 9155 0 0 E. I. du Pont de Nemours and C COM 263534109 227 4326 SH SOLE 4326 0 0 E. I. du Pont de Nemours and C COM 263534109 10 190 SH OTR 190 0 0 Eaton COM 278058102 296 4500 SH SOLE 4500 0 0 Eaton Vance Corp. COM 278265103 301 8000 SH SOLE 8000 0 0 Eaton Vance Corp. COM 278265103 15 400 SH OTR 400 0 0 EMC Corporation COM 268648102 5277 223414 SH SOLE 223414 0 0 Emerson Electric Co. COM 291011104 1335 24481 SH SOLE 24481 0 0 Enbridge Energy Management LLC COM CKC50X10 0 199453 SH SOLE 199453 0 0 ENSCO International Incorporat COM 26874Q100 1806 31074 SH SOLE 31074 0 0 Enterprise Products Partners L COM 293792107 302 4856 SH SOLE 4856 0 0 EvoLucia, Inc. COM 30049B105 0 20000 SH SOLE 20000 0 0 Exelon Corporation COM 30161N101 218 7069 SH SOLE 7069 0 0 Exxon Mobil Corporation PREF 30231G102 156 1730 SH OTR 1730 0 0 Exxon Mobil Corporation COM 30231G102 5391 59666 SH SOLE 59666 0 0 Ford Motor Company COM 345370860 202 13053 SH SOLE 13053 0 0 Fortune Nat Res Corp No Stockh COM 349681106 0 18000 SH SOLE 18000 0 0 General Dynamics Corporation COM 369550108 1670 21326 SH SOLE 21326 0 0 General Electric Company PREF 369604103 64 2761 SH OTR 2761 0 0 General Electric Company COM 369604103 2856 123142 SH SOLE 123142 0 0 Genuine Parts Company COM 372460105 2039 26117 SH SOLE 26117 0 0 Genuine Parts Company COM 372460105 19 240 SH OTR 240 0 0 Gerber Scientific, Inc. Escrow COM 37373ESC5 0 10000 SH SOLE 10000 0 0 GM Corp Sr Escrow 8.80 3/01/20 PREF 370ESCAJ 0 33000 SH SOLE 33000 0 0 Google PREF 38259P508 31 35 SH OTR 35 0 0 Google COM 38259P508 4200 4771 SH SOLE 4771 0 0 Green Mountain Coffee Roasters COM 393122106 236 3135 SH SOLE 3135 0 0 Home Depot, Inc. COM 437076102 259 3346 SH SOLE 3346 0 0 Hudson Valley Holding Corp. Co PREF 444172100 531 31247 SH OTR 31247 0 0 IDEXX Laboratories, Inc. COM 45168D104 341 3800 SH SOLE 3800 0 0 IGI, Laboratories, Inc. COM 449575109 14 10000 SH SOLE 10000 0 0 Infosys Technologies Limited COM 456788108 2530 61424 SH SOLE 61424 0 0 Ingersoll-Rand Company Limited COM G47791101 1025 18460 SH SOLE 18460 0 0 Intel Corporation PREF 458140100 60 2483 SH OTR 2483 0 0 Intel Corporation COM 458140100 6668 275194 SH SOLE 275194 0 0 International Business Machine COM 459200101 5100 26687 SH SOLE 26687 0 0 J.P. Morgan Chase & Co. COM 46625H100 634 12013 SH SOLE 12013 0 0 J.P. Morgan Chase & Co. COM 46625H100 10 185 SH OTR 185 0 0 Johnson & Johnson PREF 478160104 387 4504 SH OTR 4504 0 0 Johnson & Johnson COM 478160104 1760 20503 SH SOLE 20503 0 0 Kimberly-Clark Corporation COM 494368103 540 5556 SH SOLE 5556 0 0 Kimberly-Clark Corporation COM 494368103 13 135 SH OTR 135 0 0 Lehman Bros Hldgs Inc. Escrow PREF 524ESC9Q 0 684500 SH SOLE 684500 0 0 LyondellBasell Industries NV COM N53745100 4630 69875 SH SOLE 69875 0 0 Manulife Finl Corp PREF 56501R106 242 15093 SH OTR 15093 0 0 Manulife Finl Corp COM 56501R106 172 10744 SH SOLE 10744 0 0 Maxim Integrated Products COM 57772K101 1746 62843 SH SOLE 62843 0 0 McDonald's Corporation COM 580135101 6131 61924 SH SOLE 61924 0 0 Medtronic, Inc. COM 585055106 5203 101082 SH SOLE 101082 0 0 Microsoft Corporation PREF 594918104 124 3603 SH OTR 3603 0 0 Microsoft Corporation COM 594918104 7355 212921 SH SOLE 212921 0 0 National-Oilwell Varco Inc. COM 637071101 2143 31100 SH SOLE 31100 0 0 Nestle S.A. PREF 641069406 86 1321 SH OTR 1321 0 0 Nestle S.A. COM 641069406 220 3367 SH SOLE 3367 0 0 New York Community Bancorp, In COM 649445103 386 27585 SH SOLE 27585 0 0 NextEra Energy, Inc. COM 65339F101 208 2548 SH SOLE 2548 0 0 NextEra Energy, Inc. COM 65339F101 16 200 SH OTR 200 0 0 Northeast Utilities System COM 664397106 286 6815 SH SOLE 6815 0 0 Northrop Grumman Corporation COM 666807102 3446 41618 SH SOLE 41618 0 0 Novartis AG COM 66987V109 5301 74965 SH SOLE 74965 0 0 Novartis AG COM 66987V109 52 740 SH OTR 740 0 0 Novo Nordisk A/S (ADR) COM 670100205 3869 24963 SH SOLE 24963 0 0 NTT DoCoMo, Inc. (ADR) COM 62942M201 1368 87405 SH SOLE 87405 0 0 Occidental Petroleum Corporati PREF 674599105 129 1447 SH OTR 1447 0 0 Occidental Petroleum Corporati COM 674599105 5434 60903 SH SOLE 60903 0 0 Oracle Corporation PREF 68389X105 127 4150 SH OTR 4150 0 0 Oracle Corporation COM 68389X105 4750 154658 SH SOLE 154658 0 0 PACCAR Inc COM 693718108 259 4822 SH SOLE 4822 0 0 PepsiCo, Inc. COM 713448108 965 11802 SH SOLE 11802 0 0 Pfizer Inc COM 717081103 1049 37444 SH SOLE 37444 0 0 Philip Morris International In PREF 718172109 31 360 SH OTR 360 0 0 Philip Morris International In COM 718172109 819 9453 SH SOLE 9453 0 0 Power 3 Medical Products Inc. COM 73936A103 0 10000 SH SOLE 10000 0 0 PPG Industries, Inc. COM 693506107 242 1652 SH SOLE 1652 0 0 Procter & Gamble Company COM 742718109 1747 22697 SH SOLE 22697 0 0 QUALCOMM Incorporated COM 747525103 4224 69148 SH SOLE 69148 0 0 QUALCOMM Incorporated COM 747525103 59 970 SH OTR 970 0 0 Quest Oil Company Restricted COM 74836C991 0 11000 SH SOLE 11000 0 0 ResMed Inc. COM 761152107 3147 69725 SH SOLE 69725 0 0 Robert Half International Inc. COM 770323103 2355 70860 SH SOLE 70860 0 0 Sasol Limited COM 803866300 4053 93576 SH SOLE 93576 0 0 Schlumberger Limited COM 806857108 218 3044 SH SOLE 3044 0 0 Scripps Networks Interactive COM 811065101 3424 51282 SH SOLE 51282 0 0 Sirius XM Satellite Radio COM 82967N108 88 26288 SH SOLE 26288 0 0 Smith & Nephew PLC COM 83175M205 2597 46308 SH SOLE 46308 0 0 Southern Company COM 842587107 388 8782 SH SOLE 8782 0 0 St. Jude Medical COM 790849103 3256 71347 SH SOLE 71347 0 0 STAAR Surgical Company COM 852312305 104 10265 SH SOLE 10265 0 0 Superior Energy Services Inc. COM 868157108 2412 92995 SH SOLE 92995 0 0 T. Rowe Price Group COM 74144T108 4790 65441 SH SOLE 65441 0 0 Target Corporation COM 87612E106 5394 78331 SH SOLE 78331 0 0 Teradyne, Inc. PREF 880770102 642 36535 SH OTR 36535 0 0 Teradyne, Inc. COM 880770102 1 73 SH SOLE 73 0 0 Teva Pharmaceutical Industries COM 881624209 4325 110343 SH SOLE 110343 0 0 Teva Pharmaceutical Industries COM 881624209 66 1690 SH OTR 1690 0 0 Texas Instruments Incorporated PREF 882508104 7 200 SH OTR 200 0 0 Texas Instruments Incorporated COM 882508104 283 8118 SH SOLE 8118 0 0 The Hanover Insurance Group, I PREF 410867105 1491 30474 SH OTR 30474 0 0 The Hanover Insurance Group, I COM 410867105 73 1500 SH SOLE 1500 0 0 The Mosaic Company COM 61945A107 3013 55986 SH SOLE 55986 0 0 The Toronto-Dominion Bank (USA PREF 891160509 178 2212 SH OTR 2212 0 0 The Toronto-Dominion Bank (USA COM 891160509 1296 16129 SH SOLE 16129 0 0 Tupperware Corporation COM 899896104 3378 43481 SH SOLE 43481 0 0 U.S. Bancorp PREF 902973304 975 26980 SH OTR 26980 0 0 U.S. Bancorp COM 902973304 102 2832 SH SOLE 2832 0 0 UCAP Inc Suspended 07/27/05 COM 90347N102 0 165000 SH SOLE 165000 0 0 United Financial Bancorp PREF 91030T109 199 13140 SH OTR 13140 0 0 United Financial Bancorp COM 91030T109 47 3078 SH SOLE 3078 0 0 United Parcel Service, Inc. COM 911312106 5072 58654 SH SOLE 58654 0 0 United Technologies Corporatio COM 913017109 907 9754 SH SOLE 9754 0 0 UnitedHealth Group COM 91324P102 3522 53788 SH SOLE 53788 0 0 Universal Express Inc COM 91349P103 0 32000 SH SOLE 32000 0 0 Verizon Communications Inc. COM 92343V104 3056 60707 SH SOLE 60707 0 0 Vodafone Group PLC COM 92857W209 1827 63543 SH SOLE 63543 0 0 Vodafone Group PLC COM 92857W209 61 2105 SH OTR 2105 0 0 W.R. Berkley Corporation COM 084423102 245 6000 SH SOLE 6000 0 0 Wal-Mart Stores, Inc. COM 931142103 471 6328 SH SOLE 6328 0 0 Walt Disney Company PREF 254687106 1 10 SH OTR 10 0 0 Walt Disney Company COM 254687106 800 12668 SH SOLE 12668 0 0 Wastech Inc COM 94107F101 0 21600 SH SOLE 21600 0 0 Western Union COM 959802109 5549 324310 SH SOLE 324310 0 0 Western Union COM 959802109 51 2970 SH OTR 2970 0 0 WorldGate Communications, Inc. PREF 98156L30X 0 159718 SH OTR 159718 0 0 Xilinx, Inc. PREF 983919101 23 576 SH OTR 576 0 0 Xilinx, Inc. COM 983919101 4932 124516 SH SOLE 124516 0 0