0001321993-13-000005.txt : 20130419
0001321993-13-000005.hdr.sgml : 20130419
20130419154830
ACCESSION NUMBER: 0001321993-13-000005
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20130331
FILED AS OF DATE: 20130419
DATE AS OF CHANGE: 20130419
EFFECTIVENESS DATE: 20130419
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: GRIMES & COMPANY, INC.
CENTRAL INDEX KEY: 0001321993
IRS NUMBER: 046906504
STATE OF INCORPORATION: MA
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-11551
FILM NUMBER: 13771571
BUSINESS ADDRESS:
STREET 1: 110 TURNPIKE RD, STE 100
CITY: WESTBOROUGH
STATE: MA
ZIP: 01581
BUSINESS PHONE: 508-366-3883
MAIL ADDRESS:
STREET 1: 110 TURNPIKE RD, STE 100
CITY: WESTBOROUGH
STATE: MA
ZIP: 01581
13F-HR
1
final1stqtr2013.txt
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
Form 13F
FORM 13F COVER PAGE
Report for the Calendar Year or Quarter Ended: 3/31/13
Check here if Amendment [ ]; Amendment Number:
This Amendment (Check only one.): [ ] is a restatement.
[ ] adds new holdings entries.
Institutional Investment Manager Filing this Report:
Name: Grimes & Company, Inc.
Address: 110 Turnpike Road, Suite 100
Westborough, MA 01581
Form 13F File Number: 28-11551
The institutional investment manager filing this report and the person by
whom it is signed hereby represent that the person signing the report is
authorized to submit it, that all information contained herein is true,
correct and complete, and that it is understood that all required items,
statements,schedules, lists, and tables, are considered integral parts of
this form.
Person Signing this Report on Behalf of Reporting Manager:
Name: Gerald S. Connolly
Title: CCO
Phone: 508-366-3883
Signature, Place, and Date of Signing:
Gerald S. Connolly
Westborough, MA 01581 4/19/13
Report Type (Check only one.):
[x] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting
manager are reported in this report.)
[ ] 13F NOTICE. (Check here if no holdings reported are in this report,
and all holdings are reported by other reporting manager(s).
[ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings
for this reporting manager are reported in this report and a portion are
reported by other reporting manager(s).
List of Other Managers Reporting for this Manager:
[If there are no entries in this list, omit this section.]
Form 13F File Number Name
28-__________________ ________________________________________________
FORM 13F SUMMARY PAGE
Report Summary:
Number of Other Included Managers: 0
Form 13FInformation Table Entry Total: 194
Form 13F Information Table Value Total(thousands): 265692
List of Other Included Managers: None
Provide a numbered list of the name(s) and Form 13F file number(s) of all
institutional investment managers with respect to which this report is
filed,other than the manager filing this report.
[If there are no entries in this list, state NONE and omit the column
headings and list entries.]
No. Form 13F File Number Name
28-________________________
Name Class CUSIP Value Quantity Type Inv. Other Voting
3M Company COM 88579Y101 1553 14605 SOLE SH 0 SOLE
3M Company COM 88579Y101 13 120 OTHER SH 0 SOLE
Accenture Ltd COM G1151C101 5842 76893 SOLE SH 0 SOLE
Acusphere, Inc. COM 6 16238 SOLE SH 0 SOLE
Advance Auto Parts Inc. COM 2870 34726 SOLE SH 0 SOLE
Advanced Cell Technology Inc. COM 1 10000 SOLE SH 0 SOLE
Aethlon Medical Inc. COM 5 50000 SOLE SH 0 SOLE
Alcoa Inc. COM 013817101 85 10000 SOLE SH 0 SOLE
Altria Group, Inc COM 02209S103 595 17297 SOLE SH 0 SOLE
Altria Group, Inc COM 02209S103 21 620 OTHER SH 0 SOLE
American Express Co COM 025816109 629 9322 SOLE SH 0 SOLE
AngloGold Ashanti Ltd. COM 2419 102715 SOLE SH 0 SOLE
Apple Computer Inc. COM 037833100 5023 11348 SOLE SH 0 SOLE
Apple Computer Inc. COM 037833100 1494 3374 OTHER SH 0 SOLE
Astrazeneca PLC (ADR) COM 046353108 4773 95506 SOLE SH 0 SOLE
Astrazeneca PLC (ADR) COM 046353108 33 670 OTHER SH 0 SOLE
AT&T Inc. Com COM 00206R102 1087 29634 SOLE SH 0 SOLE
AT&T Inc. Com COM 00206R102 14 380 OTHER SH 0 SOLE
Autoliv COM 052800109 4807 69526 SOLE SH 0 SOLE
Bank of America Corp. COM 060505104 389 31921 SOLE SH 0 SOLE
Bank of America Corp. COM 060505104 193 15870 OTHER SH 0 SOLE
Beam Inc. COM 222 3500 SOLE SH 0 SOLE
Berkshire Hathaway Inc Cl A COM 084670108 313 2 OTHER SH 0 SOLE
Berkshire Hathaway Inc. Cl A COM 084670108 469 3 SOLE SH 0 SOLE
Berkshire Hathaway Inc. Cl B COM 084670207 1321 12680 SOLE SH 0 SOLE
Berkshire Hathaway Inc. Cl B COM 084670207 130 1250 OTHER SH 0 SOLE
BlackRock, Inc. COM 09247X101 5853 22786 SOLE SH 0 SOLE
BlackRock, Inc. COM 09247X101 2 7 OTHER SH 0 SOLE
Boeing Co COM 097023105 3617 42129 SOLE SH 0 SOLE
Boeing Co COM 097023105 21 242 OTHER SH 0 SOLE
Boston Scientific COM 101137107 102 13038 SOLE SH 0 SOLE
Boston Scientific COM 101137107 4 500 OTHER SH 0 SOLE
BP PLC COM 055622104 210 4956 SOLE SH 0 SOLE
BroadSoft, Inc. COM 358 13541 SOLE SH 0 SOLE
Caterpillar Inc. COM 149123101 200 2302 SOLE SH 0 SOLE
CH Robinson Worldwide COM 12541W209 2880 48428 SOLE SH 0 SOLE
ChevronTexaco Corporation COM 166764100 725 6102 SOLE SH 0 SOLE
ChevronTexaco Corporation COM 166764100 16 135 OTHER SH 0 SOLE
Chicago Mercantile Exchange Ho COM 12572Q105 1466 23879 SOLE SH 0 SOLE
ChromaDex Corporation COM 13 18400 SOLE SH 0 SOLE
Cisco Systems, Inc. COM 17275R102 5642 270030 SOLE SH 0 SOLE
Cisco Systems, Inc. COM 17275R102 16 765 OTHER SH 0 SOLE
Citigroup Inc. COM 172967101 244 5524 SOLE SH 0 SOLE
Coach, Inc. COM 189754104 4426 88532 SOLE SH 0 SOLE
Coca-Cola Company COM 191216100 610 15076 SOLE SH 0 SOLE
Coca-Cola Company COM 191216100 55 1370 OTHER SH 0 SOLE
Colgate-Palmolive Company COM 194162103 515 4365 SOLE SH 0 SOLE
Comcast Cl A COM 20030N101 246 5869 SOLE SH 0 SOLE
Computer Associates Internatio COM 3799 150855 SOLE SH 0 SOLE
Cronus Corp. COM 226903102 0 10000 SOLE SH 0 SOLE
CSX Corporation COM 126408103 5679 230564 SOLE SH 0 SOLE
Curis, Inc. COM 231269101 56 17000 SOLE SH 0 SOLE
Deere & Company COM 244199105 206 2393 SOLE SH 0 SOLE
Deere & Company COM 244199105 2 26 OTHER SH 0 SOLE
Diageo plc COM 25243Q205 220 1750 SOLE SH 0 SOLE
Diageo plc COM 25243Q205 48 380 OTHER SH 0 SOLE
Direct TV COM CL A COM 25459L106 3211 56741 SOLE SH 0 SOLE
Direct TV COM CL A COM 25459L106 2 33 OTHER SH 0 SOLE
Dollar Tree, Inc. COM 3361 69395 SOLE SH 0 SOLE
Dominion Resources, Inc. COM 25746U109 583 10025 SOLE SH 0 SOLE
Dominion Resources, Inc. COM 25746U109 12 200 OTHER SH 0 SOLE
Dr Pepper Snapple Group, Inc. COM 4650 99041 SOLE SH 0 SOLE
Duke Energy Corporation COM 26441C105 701 9656 SOLE SH 0 SOLE
E. I. du Pont de Nemours and C COM 263534109 4900 99682 SOLE SH 0 SOLE
E. I. du Pont de Nemours and C COM 263534109 9 190 OTHER SH 0 SOLE
Eaton COM 278058102 294 4800 SOLE SH 0 SOLE
Eaton Vance Corp. COM 278265103 335 8000 SOLE SH 0 SOLE
Eaton Vance Corp. COM 278265103 48 1140 OTHER SH 0 SOLE
EMC Corporation COM 268648102 5015 209924 SOLE SH 0 SOLE
Emerson Electric Co. COM 291011104 3921 70188 SOLE SH 0 SOLE
Enbridge Energy Management LLC COM 0 195845 SOLE SH 0 SOLE
ENSCO International Incorporat COM 26874Q100 1727 28784 SOLE SH 0 SOLE
EvoLucia, Inc. COM 0 20000 SOLE SH 0 SOLE
Exelon Corporation COM 30161N101 222 6438 SOLE SH 0 SOLE
Exxon Mobil Corporation COM 30231G102 5501 61042 SOLE SH 0 SOLE
Exxon Mobil Corporation COM 30231G102 150 1667 OTHER SH 0 SOLE
Ford Motor Company COM 345370860 173 13136 SOLE SH 0 SOLE
Fortune Nat Res Corp No Stockh COM 349681106 0 18000 SOLE SH 0 SOLE
General Dynamics Corporation COM 369550108 1413 20045 SOLE SH 0 SOLE
General Electric Company COM 369604103 2832 122470 SOLE SH 0 SOLE
General Electric Company COM 369604103 64 2761 OTHER SH 0 SOLE
Genuine Parts Company COM 372460105 1995 25573 SOLE SH 0 SOLE
Genuine Parts Company COM 372460105 19 240 OTHER SH 0 SOLE
Gerber Scientific, Inc. Escrow COM 37373ESC5 0 10000 SOLE SH 0 SOLE
GLV Inc Cl A Sub Vtg COM 60 25000 OTHER SH 0 SOLE
GM Corp Sr Escrow 8.80 3/01/20 PREF 0 33000 SOLE SH 0 SOLE
Gold Fields Ltd. COM 3900 503207 SOLE SH 0 SOLE
Google COM 38259P508 3925 4942 SOLE SH 0 SOLE
Google COM 38259P508 56 70 OTHER SH 0 SOLE
HMZ Metals Inc. COM 0 11900 SOLE SH 0 SOLE
Hudson Valley Holding Corp. Co COM 526 35247 OTHER SH 0 SOLE
IDEXX Laboratories, Inc. COM 45168D104 351 3800 SOLE SH 0 SOLE
IGI, Laboratories, Inc. COM 17 10000 SOLE SH 0 SOLE
Infosys Technologies Limited COM 456788108 3144 58317 SOLE SH 0 SOLE
Infosys Technologies Limited COM 456788108 4 71 OTHER SH 0 SOLE
Ingersoll-Rand Company Limited COM G47791101 1037 18860 SOLE SH 0 SOLE
Intel Corporation COM 458140100 5859 268319 SOLE SH 0 SOLE
Intel Corporation COM 458140100 54 2478 OTHER SH 0 SOLE
International Business Machine COM 459200101 5758 26994 SOLE SH 0 SOLE
International Business Machine COM 459200101 4 21 OTHER SH 0 SOLE
J.P. Morgan Chase & Co. COM 46625H100 640 13485 SOLE SH 0 SOLE
J.P. Morgan Chase & Co. COM 46625H100 9 185 OTHER SH 0 SOLE
Johnson & Johnson COM 478160104 1722 21118 SOLE SH 0 SOLE
Johnson & Johnson COM 478160104 369 4528 OTHER SH 0 SOLE
Kimberly-Clark Corporation COM 494368103 593 6056 SOLE SH 0 SOLE
Kimberly-Clark Corporation COM 494368103 15 150 OTHER SH 0 SOLE
Kinder Morgan Energy Partners COM 494550106 260 2898 SOLE SH 0 SOLE
Lehman Bros Hldgs Inc. Escrow PREF 0 669500 SOLE SH 0 SOLE
Manulife Finl Corp COM 56501R106 147 9968 SOLE SH 0 SOLE
Manulife Finl Corp COM 56501R106 222 15077 OTHER SH 0 SOLE
McDonald's Corporation COM 580135101 6044 60625 SOLE SH 0 SOLE
McDonald's Corporation COM 580135101 3 30 OTHER SH 0 SOLE
Medtronic, Inc. COM 585055106 4730 100725 SOLE SH 0 SOLE
Medtronic, Inc. COM 585055106 1 29 OTHER SH 0 SOLE
Microsoft Corporation COM 594918104 6328 221207 SOLE SH 0 SOLE
Microsoft Corporation COM 594918104 103 3603 OTHER SH 0 SOLE
National-Oilwell Varco Inc. COM 637071101 2135 30173 SOLE SH 0 SOLE
Nestle S.A. COM 641069406 244 3367 SOLE SH 0 SOLE
Nestle S.A. COM 641069406 98 1348 OTHER SH 0 SOLE
Net Tel International Inc COM 0 255000 SOLE SH 0 SOLE
New York Community Bancorp, In COM 395 27554 SOLE SH 0 SOLE
NextEra Energy, Inc. COM 196 2529 SOLE SH 0 SOLE
NextEra Energy, Inc. COM 16 200 OTHER SH 0 SOLE
Northeast Utilities System COM 296 6807 SOLE SH 0 SOLE
Northrop Grumman Corporation COM 666807102 2845 40562 SOLE SH 0 SOLE
Novartis AG COM 66987V109 5242 73578 SOLE SH 0 SOLE
Novartis AG COM 66987V109 53 740 OTHER SH 0 SOLE
NTT DoCoMo, Inc. (ADR) COM 62942M201 1198 80555 SOLE SH 0 SOLE
Occidental Petroleum Corporati COM 674599105 4649 59327 SOLE SH 0 SOLE
Occidental Petroleum Corporati COM 674599105 115 1470 OTHER SH 0 SOLE
Oracle Corporation COM 68389X105 3902 120678 SOLE SH 0 SOLE
Oracle Corporation COM 68389X105 134 4150 OTHER SH 0 SOLE
PACCAR Inc COM 693718108 254 5022 SOLE SH 0 SOLE
PepsiCo, Inc. COM 713448108 948 11983 SOLE SH 0 SOLE
Pfizer Inc COM 717081103 1078 37366 SOLE SH 0 SOLE
Philip Morris International In COM 718172109 886 9555 SOLE SH 0 SOLE
Philip Morris International In COM 718172109 33 360 OTHER SH 0 SOLE
Plasticon Int'l Inc. Com COM 0 1060000 SOLE SH 0 SOLE
Power 3 Medical Products Inc. COM 0 10000 SOLE SH 0 SOLE
PPG Industries, Inc. COM 693506107 248 1852 SOLE SH 0 SOLE
Procter & Gamble Company COM 742718109 1810 23482 SOLE SH 0 SOLE
QUALCOMM Incorporated COM 747525103 4589 68558 SOLE SH 0 SOLE
QUALCOMM Incorporated COM 747525103 65 970 OTHER SH 0 SOLE
ResMed Inc. COM 761152107 3639 78505 SOLE SH 0 SOLE
Robert Half International Inc. COM 770323103 2743 73077 SOLE SH 0 SOLE
Sandhaven Resources PLC COM COM 0 400000 SOLE SH 0 SOLE
Sasol Limited COM 803866300 3948 89031 SOLE SH 0 SOLE
Schlumberger Limited COM 806857108 226 3018 SOLE SH 0 SOLE
Scripps Networks Interactive COM 3477 54044 SOLE SH 0 SOLE
Sirius XM Satellite Radio COM 82967N108 78 25374 SOLE SH 0 SOLE
Smith & Nephew PLC COM 83175M205 2732 47321 SOLE SH 0 SOLE
Southern Company COM 842587107 425 9067 SOLE SH 0 SOLE
St. Jude Medical COM 790849103 2774 68604 SOLE SH 0 SOLE
Superior Energy Services Inc. COM 868157108 2341 90145 SOLE SH 0 SOLE
T. Rowe Price Group COM 74144T108 4815 64314 SOLE SH 0 SOLE
Target Corporation COM 87612E106 5160 75379 SOLE SH 0 SOLE
Teradyne, Inc. COM 880770102 1 73 SOLE SH 0 SOLE
Teradyne, Inc. COM 880770102 581 35824 OTHER SH 0 SOLE
Teva Pharmaceutical Industries COM 881624209 4191 105608 SOLE SH 0 SOLE
Teva Pharmaceutical Industries COM 881624209 49 1240 OTHER SH 0 SOLE
Texas Instruments Incorporated COM 882508104 283 7977 SOLE SH 0 SOLE
Texas Instruments Incorporated COM 882508104 7 200 OTHER SH 0 SOLE
The Hanover Insurance Group, I COM 410867105 75 1500 SOLE SH 0 SOLE
The Hanover Insurance Group, I COM 410867105 1514 30474 OTHER SH 0 SOLE
The Mosaic Company COM 61945A107 3236 54279 SOLE SH 0 SOLE
The Mosaic Company COM 61945A107 3 42 OTHER SH 0 SOLE
The Toronto-Dominion Bank (USA COM 891160509 1343 16129 SOLE SH 0 SOLE
The Toronto-Dominion Bank (USA COM 891160509 184 2212 OTHER SH 0 SOLE
Tivus, Inc. COM 0 1108000 SOLE SH 0 SOLE
Tupperware Corporation COM 3753 45909 SOLE SH 0 SOLE
U.S. Bancorp COM 902973304 63 1854 SOLE SH 0 SOLE
U.S. Bancorp COM 902973304 915 26980 OTHER SH 0 SOLE
UCAP Inc Suspended 07/27/05 COM 0 165000 SOLE SH 0 SOLE
United Financial Bancorp COM 91030T109 47 3078 SOLE SH 0 SOLE
United Financial Bancorp COM 91030T109 200 13140 OTHER SH 0 SOLE
United Parcel Service, Inc. COM 911312106 5007 58285 SOLE SH 0 SOLE
United Parcel Service, Inc. COM 911312106 2 22 OTHER SH 0 SOLE
United Technologies Corporatio COM 913017109 903 9664 SOLE SH 0 SOLE
UnitedHealth Group COM 91324P102 2971 51933 SOLE SH 0 SOLE
Universal Express Inc COM 91349P103 0 32000 SOLE SH 0 SOLE
Verizon Communications Inc. COM 92343V104 2766 56286 SOLE SH 0 SOLE
Vodafone Group PLC COM 92857W209 1645 57936 SOLE SH 0 SOLE
Vodafone Group PLC COM 92857W209 60 2105 OTHER SH 0 SOLE
W.R. Berkley Corporation COM 266 6000 SOLE SH 0 SOLE
Wal-Mart Stores, Inc. COM 931142103 478 6385 SOLE SH 0 SOLE
Walt Disney Company COM 254687106 714 12562 SOLE SH 0 SOLE
Walt Disney Company COM 254687106 7 116 OTHER SH 0 SOLE
Wastech Inc COM 94107F101 0 21600 SOLE SH 0 SOLE
Western Union COM 959802109 4874 324080 SOLE SH 0 SOLE
Western Union COM 959802109 45 2970 OTHER SH 0 SOLE
WorldGate Communications, Inc. COM 0 159718 OTHER SH 0 SOLE
Xilinx, Inc. COM 983919101 4566 119611 SOLE SH 0 SOLE
Xilinx, Inc. COM 983919101 22 576 OTHER SH 0 SOLE
Xylem Inc. Common Stock New COM 2578 93548 SOLE SH 0 SOLE