0001321993-13-000005.txt : 20130419 0001321993-13-000005.hdr.sgml : 20130419 20130419154830 ACCESSION NUMBER: 0001321993-13-000005 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20130331 FILED AS OF DATE: 20130419 DATE AS OF CHANGE: 20130419 EFFECTIVENESS DATE: 20130419 FILER: COMPANY DATA: COMPANY CONFORMED NAME: GRIMES & COMPANY, INC. CENTRAL INDEX KEY: 0001321993 IRS NUMBER: 046906504 STATE OF INCORPORATION: MA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-11551 FILM NUMBER: 13771571 BUSINESS ADDRESS: STREET 1: 110 TURNPIKE RD, STE 100 CITY: WESTBOROUGH STATE: MA ZIP: 01581 BUSINESS PHONE: 508-366-3883 MAIL ADDRESS: STREET 1: 110 TURNPIKE RD, STE 100 CITY: WESTBOROUGH STATE: MA ZIP: 01581 13F-HR 1 final1stqtr2013.txt UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: 3/31/13 Check here if Amendment [ ]; Amendment Number: This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Grimes & Company, Inc. Address: 110 Turnpike Road, Suite 100 Westborough, MA 01581 Form 13F File Number: 28-11551 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements,schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Gerald S. Connolly Title: CCO Phone: 508-366-3883 Signature, Place, and Date of Signing: Gerald S. Connolly Westborough, MA 01581 4/19/13 Report Type (Check only one.): [x] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s). [ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s). List of Other Managers Reporting for this Manager: [If there are no entries in this list, omit this section.] Form 13F File Number Name 28-__________________ ________________________________________________ FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form 13FInformation Table Entry Total: 194 Form 13F Information Table Value Total(thousands): 265692 List of Other Included Managers: None Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed,other than the manager filing this report. [If there are no entries in this list, state NONE and omit the column headings and list entries.] No. Form 13F File Number Name 28-________________________
Name Class CUSIP Value Quantity Type Inv. Other Voting 3M Company COM 88579Y101 1553 14605 SOLE SH 0 SOLE 3M Company COM 88579Y101 13 120 OTHER SH 0 SOLE Accenture Ltd COM G1151C101 5842 76893 SOLE SH 0 SOLE Acusphere, Inc. COM 6 16238 SOLE SH 0 SOLE Advance Auto Parts Inc. COM 2870 34726 SOLE SH 0 SOLE Advanced Cell Technology Inc. COM 1 10000 SOLE SH 0 SOLE Aethlon Medical Inc. COM 5 50000 SOLE SH 0 SOLE Alcoa Inc. COM 013817101 85 10000 SOLE SH 0 SOLE Altria Group, Inc COM 02209S103 595 17297 SOLE SH 0 SOLE Altria Group, Inc COM 02209S103 21 620 OTHER SH 0 SOLE American Express Co COM 025816109 629 9322 SOLE SH 0 SOLE AngloGold Ashanti Ltd. COM 2419 102715 SOLE SH 0 SOLE Apple Computer Inc. COM 037833100 5023 11348 SOLE SH 0 SOLE Apple Computer Inc. COM 037833100 1494 3374 OTHER SH 0 SOLE Astrazeneca PLC (ADR) COM 046353108 4773 95506 SOLE SH 0 SOLE Astrazeneca PLC (ADR) COM 046353108 33 670 OTHER SH 0 SOLE AT&T Inc. Com COM 00206R102 1087 29634 SOLE SH 0 SOLE AT&T Inc. Com COM 00206R102 14 380 OTHER SH 0 SOLE Autoliv COM 052800109 4807 69526 SOLE SH 0 SOLE Bank of America Corp. COM 060505104 389 31921 SOLE SH 0 SOLE Bank of America Corp. COM 060505104 193 15870 OTHER SH 0 SOLE Beam Inc. COM 222 3500 SOLE SH 0 SOLE Berkshire Hathaway Inc Cl A COM 084670108 313 2 OTHER SH 0 SOLE Berkshire Hathaway Inc. Cl A COM 084670108 469 3 SOLE SH 0 SOLE Berkshire Hathaway Inc. Cl B COM 084670207 1321 12680 SOLE SH 0 SOLE Berkshire Hathaway Inc. Cl B COM 084670207 130 1250 OTHER SH 0 SOLE BlackRock, Inc. COM 09247X101 5853 22786 SOLE SH 0 SOLE BlackRock, Inc. COM 09247X101 2 7 OTHER SH 0 SOLE Boeing Co COM 097023105 3617 42129 SOLE SH 0 SOLE Boeing Co COM 097023105 21 242 OTHER SH 0 SOLE Boston Scientific COM 101137107 102 13038 SOLE SH 0 SOLE Boston Scientific COM 101137107 4 500 OTHER SH 0 SOLE BP PLC COM 055622104 210 4956 SOLE SH 0 SOLE BroadSoft, Inc. COM 358 13541 SOLE SH 0 SOLE Caterpillar Inc. COM 149123101 200 2302 SOLE SH 0 SOLE CH Robinson Worldwide COM 12541W209 2880 48428 SOLE SH 0 SOLE ChevronTexaco Corporation COM 166764100 725 6102 SOLE SH 0 SOLE ChevronTexaco Corporation COM 166764100 16 135 OTHER SH 0 SOLE Chicago Mercantile Exchange Ho COM 12572Q105 1466 23879 SOLE SH 0 SOLE ChromaDex Corporation COM 13 18400 SOLE SH 0 SOLE Cisco Systems, Inc. COM 17275R102 5642 270030 SOLE SH 0 SOLE Cisco Systems, Inc. COM 17275R102 16 765 OTHER SH 0 SOLE Citigroup Inc. COM 172967101 244 5524 SOLE SH 0 SOLE Coach, Inc. COM 189754104 4426 88532 SOLE SH 0 SOLE Coca-Cola Company COM 191216100 610 15076 SOLE SH 0 SOLE Coca-Cola Company COM 191216100 55 1370 OTHER SH 0 SOLE Colgate-Palmolive Company COM 194162103 515 4365 SOLE SH 0 SOLE Comcast Cl A COM 20030N101 246 5869 SOLE SH 0 SOLE Computer Associates Internatio COM 3799 150855 SOLE SH 0 SOLE Cronus Corp. COM 226903102 0 10000 SOLE SH 0 SOLE CSX Corporation COM 126408103 5679 230564 SOLE SH 0 SOLE Curis, Inc. COM 231269101 56 17000 SOLE SH 0 SOLE Deere & Company COM 244199105 206 2393 SOLE SH 0 SOLE Deere & Company COM 244199105 2 26 OTHER SH 0 SOLE Diageo plc COM 25243Q205 220 1750 SOLE SH 0 SOLE Diageo plc COM 25243Q205 48 380 OTHER SH 0 SOLE Direct TV COM CL A COM 25459L106 3211 56741 SOLE SH 0 SOLE Direct TV COM CL A COM 25459L106 2 33 OTHER SH 0 SOLE Dollar Tree, Inc. COM 3361 69395 SOLE SH 0 SOLE Dominion Resources, Inc. COM 25746U109 583 10025 SOLE SH 0 SOLE Dominion Resources, Inc. COM 25746U109 12 200 OTHER SH 0 SOLE Dr Pepper Snapple Group, Inc. COM 4650 99041 SOLE SH 0 SOLE Duke Energy Corporation COM 26441C105 701 9656 SOLE SH 0 SOLE E. I. du Pont de Nemours and C COM 263534109 4900 99682 SOLE SH 0 SOLE E. I. du Pont de Nemours and C COM 263534109 9 190 OTHER SH 0 SOLE Eaton COM 278058102 294 4800 SOLE SH 0 SOLE Eaton Vance Corp. COM 278265103 335 8000 SOLE SH 0 SOLE Eaton Vance Corp. COM 278265103 48 1140 OTHER SH 0 SOLE EMC Corporation COM 268648102 5015 209924 SOLE SH 0 SOLE Emerson Electric Co. COM 291011104 3921 70188 SOLE SH 0 SOLE Enbridge Energy Management LLC COM 0 195845 SOLE SH 0 SOLE ENSCO International Incorporat COM 26874Q100 1727 28784 SOLE SH 0 SOLE EvoLucia, Inc. COM 0 20000 SOLE SH 0 SOLE Exelon Corporation COM 30161N101 222 6438 SOLE SH 0 SOLE Exxon Mobil Corporation COM 30231G102 5501 61042 SOLE SH 0 SOLE Exxon Mobil Corporation COM 30231G102 150 1667 OTHER SH 0 SOLE Ford Motor Company COM 345370860 173 13136 SOLE SH 0 SOLE Fortune Nat Res Corp No Stockh COM 349681106 0 18000 SOLE SH 0 SOLE General Dynamics Corporation COM 369550108 1413 20045 SOLE SH 0 SOLE General Electric Company COM 369604103 2832 122470 SOLE SH 0 SOLE General Electric Company COM 369604103 64 2761 OTHER SH 0 SOLE Genuine Parts Company COM 372460105 1995 25573 SOLE SH 0 SOLE Genuine Parts Company COM 372460105 19 240 OTHER SH 0 SOLE Gerber Scientific, Inc. Escrow COM 37373ESC5 0 10000 SOLE SH 0 SOLE GLV Inc Cl A Sub Vtg COM 60 25000 OTHER SH 0 SOLE GM Corp Sr Escrow 8.80 3/01/20 PREF 0 33000 SOLE SH 0 SOLE Gold Fields Ltd. COM 3900 503207 SOLE SH 0 SOLE Google COM 38259P508 3925 4942 SOLE SH 0 SOLE Google COM 38259P508 56 70 OTHER SH 0 SOLE HMZ Metals Inc. COM 0 11900 SOLE SH 0 SOLE Hudson Valley Holding Corp. Co COM 526 35247 OTHER SH 0 SOLE IDEXX Laboratories, Inc. COM 45168D104 351 3800 SOLE SH 0 SOLE IGI, Laboratories, Inc. COM 17 10000 SOLE SH 0 SOLE Infosys Technologies Limited COM 456788108 3144 58317 SOLE SH 0 SOLE Infosys Technologies Limited COM 456788108 4 71 OTHER SH 0 SOLE Ingersoll-Rand Company Limited COM G47791101 1037 18860 SOLE SH 0 SOLE Intel Corporation COM 458140100 5859 268319 SOLE SH 0 SOLE Intel Corporation COM 458140100 54 2478 OTHER SH 0 SOLE International Business Machine COM 459200101 5758 26994 SOLE SH 0 SOLE International Business Machine COM 459200101 4 21 OTHER SH 0 SOLE J.P. Morgan Chase & Co. COM 46625H100 640 13485 SOLE SH 0 SOLE J.P. Morgan Chase & Co. COM 46625H100 9 185 OTHER SH 0 SOLE Johnson & Johnson COM 478160104 1722 21118 SOLE SH 0 SOLE Johnson & Johnson COM 478160104 369 4528 OTHER SH 0 SOLE Kimberly-Clark Corporation COM 494368103 593 6056 SOLE SH 0 SOLE Kimberly-Clark Corporation COM 494368103 15 150 OTHER SH 0 SOLE Kinder Morgan Energy Partners COM 494550106 260 2898 SOLE SH 0 SOLE Lehman Bros Hldgs Inc. Escrow PREF 0 669500 SOLE SH 0 SOLE Manulife Finl Corp COM 56501R106 147 9968 SOLE SH 0 SOLE Manulife Finl Corp COM 56501R106 222 15077 OTHER SH 0 SOLE McDonald's Corporation COM 580135101 6044 60625 SOLE SH 0 SOLE McDonald's Corporation COM 580135101 3 30 OTHER SH 0 SOLE Medtronic, Inc. COM 585055106 4730 100725 SOLE SH 0 SOLE Medtronic, Inc. COM 585055106 1 29 OTHER SH 0 SOLE Microsoft Corporation COM 594918104 6328 221207 SOLE SH 0 SOLE Microsoft Corporation COM 594918104 103 3603 OTHER SH 0 SOLE National-Oilwell Varco Inc. COM 637071101 2135 30173 SOLE SH 0 SOLE Nestle S.A. COM 641069406 244 3367 SOLE SH 0 SOLE Nestle S.A. COM 641069406 98 1348 OTHER SH 0 SOLE Net Tel International Inc COM 0 255000 SOLE SH 0 SOLE New York Community Bancorp, In COM 395 27554 SOLE SH 0 SOLE NextEra Energy, Inc. COM 196 2529 SOLE SH 0 SOLE NextEra Energy, Inc. COM 16 200 OTHER SH 0 SOLE Northeast Utilities System COM 296 6807 SOLE SH 0 SOLE Northrop Grumman Corporation COM 666807102 2845 40562 SOLE SH 0 SOLE Novartis AG COM 66987V109 5242 73578 SOLE SH 0 SOLE Novartis AG COM 66987V109 53 740 OTHER SH 0 SOLE NTT DoCoMo, Inc. (ADR) COM 62942M201 1198 80555 SOLE SH 0 SOLE Occidental Petroleum Corporati COM 674599105 4649 59327 SOLE SH 0 SOLE Occidental Petroleum Corporati COM 674599105 115 1470 OTHER SH 0 SOLE Oracle Corporation COM 68389X105 3902 120678 SOLE SH 0 SOLE Oracle Corporation COM 68389X105 134 4150 OTHER SH 0 SOLE PACCAR Inc COM 693718108 254 5022 SOLE SH 0 SOLE PepsiCo, Inc. COM 713448108 948 11983 SOLE SH 0 SOLE Pfizer Inc COM 717081103 1078 37366 SOLE SH 0 SOLE Philip Morris International In COM 718172109 886 9555 SOLE SH 0 SOLE Philip Morris International In COM 718172109 33 360 OTHER SH 0 SOLE Plasticon Int'l Inc. Com COM 0 1060000 SOLE SH 0 SOLE Power 3 Medical Products Inc. COM 0 10000 SOLE SH 0 SOLE PPG Industries, Inc. COM 693506107 248 1852 SOLE SH 0 SOLE Procter & Gamble Company COM 742718109 1810 23482 SOLE SH 0 SOLE QUALCOMM Incorporated COM 747525103 4589 68558 SOLE SH 0 SOLE QUALCOMM Incorporated COM 747525103 65 970 OTHER SH 0 SOLE ResMed Inc. COM 761152107 3639 78505 SOLE SH 0 SOLE Robert Half International Inc. COM 770323103 2743 73077 SOLE SH 0 SOLE Sandhaven Resources PLC COM COM 0 400000 SOLE SH 0 SOLE Sasol Limited COM 803866300 3948 89031 SOLE SH 0 SOLE Schlumberger Limited COM 806857108 226 3018 SOLE SH 0 SOLE Scripps Networks Interactive COM 3477 54044 SOLE SH 0 SOLE Sirius XM Satellite Radio COM 82967N108 78 25374 SOLE SH 0 SOLE Smith & Nephew PLC COM 83175M205 2732 47321 SOLE SH 0 SOLE Southern Company COM 842587107 425 9067 SOLE SH 0 SOLE St. Jude Medical COM 790849103 2774 68604 SOLE SH 0 SOLE Superior Energy Services Inc. COM 868157108 2341 90145 SOLE SH 0 SOLE T. Rowe Price Group COM 74144T108 4815 64314 SOLE SH 0 SOLE Target Corporation COM 87612E106 5160 75379 SOLE SH 0 SOLE Teradyne, Inc. COM 880770102 1 73 SOLE SH 0 SOLE Teradyne, Inc. COM 880770102 581 35824 OTHER SH 0 SOLE Teva Pharmaceutical Industries COM 881624209 4191 105608 SOLE SH 0 SOLE Teva Pharmaceutical Industries COM 881624209 49 1240 OTHER SH 0 SOLE Texas Instruments Incorporated COM 882508104 283 7977 SOLE SH 0 SOLE Texas Instruments Incorporated COM 882508104 7 200 OTHER SH 0 SOLE The Hanover Insurance Group, I COM 410867105 75 1500 SOLE SH 0 SOLE The Hanover Insurance Group, I COM 410867105 1514 30474 OTHER SH 0 SOLE The Mosaic Company COM 61945A107 3236 54279 SOLE SH 0 SOLE The Mosaic Company COM 61945A107 3 42 OTHER SH 0 SOLE The Toronto-Dominion Bank (USA COM 891160509 1343 16129 SOLE SH 0 SOLE The Toronto-Dominion Bank (USA COM 891160509 184 2212 OTHER SH 0 SOLE Tivus, Inc. COM 0 1108000 SOLE SH 0 SOLE Tupperware Corporation COM 3753 45909 SOLE SH 0 SOLE U.S. Bancorp COM 902973304 63 1854 SOLE SH 0 SOLE U.S. Bancorp COM 902973304 915 26980 OTHER SH 0 SOLE UCAP Inc Suspended 07/27/05 COM 0 165000 SOLE SH 0 SOLE United Financial Bancorp COM 91030T109 47 3078 SOLE SH 0 SOLE United Financial Bancorp COM 91030T109 200 13140 OTHER SH 0 SOLE United Parcel Service, Inc. COM 911312106 5007 58285 SOLE SH 0 SOLE United Parcel Service, Inc. COM 911312106 2 22 OTHER SH 0 SOLE United Technologies Corporatio COM 913017109 903 9664 SOLE SH 0 SOLE UnitedHealth Group COM 91324P102 2971 51933 SOLE SH 0 SOLE Universal Express Inc COM 91349P103 0 32000 SOLE SH 0 SOLE Verizon Communications Inc. COM 92343V104 2766 56286 SOLE SH 0 SOLE Vodafone Group PLC COM 92857W209 1645 57936 SOLE SH 0 SOLE Vodafone Group PLC COM 92857W209 60 2105 OTHER SH 0 SOLE W.R. Berkley Corporation COM 266 6000 SOLE SH 0 SOLE Wal-Mart Stores, Inc. COM 931142103 478 6385 SOLE SH 0 SOLE Walt Disney Company COM 254687106 714 12562 SOLE SH 0 SOLE Walt Disney Company COM 254687106 7 116 OTHER SH 0 SOLE Wastech Inc COM 94107F101 0 21600 SOLE SH 0 SOLE Western Union COM 959802109 4874 324080 SOLE SH 0 SOLE Western Union COM 959802109 45 2970 OTHER SH 0 SOLE WorldGate Communications, Inc. COM 0 159718 OTHER SH 0 SOLE Xilinx, Inc. COM 983919101 4566 119611 SOLE SH 0 SOLE Xilinx, Inc. COM 983919101 22 576 OTHER SH 0 SOLE Xylem Inc. Common Stock New COM 2578 93548 SOLE SH 0 SOLE