0001321993-13-000002.txt : 20130204 0001321993-13-000002.hdr.sgml : 20130204 20130204084547 ACCESSION NUMBER: 0001321993-13-000002 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20121231 FILED AS OF DATE: 20130204 DATE AS OF CHANGE: 20130204 EFFECTIVENESS DATE: 20130204 FILER: COMPANY DATA: COMPANY CONFORMED NAME: GRIMES & COMPANY, INC. CENTRAL INDEX KEY: 0001321993 IRS NUMBER: 046906504 STATE OF INCORPORATION: MA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-11551 FILM NUMBER: 13568278 BUSINESS ADDRESS: STREET 1: 110 TURNPIKE RD, STE 100 CITY: WESTBOROUGH STATE: MA ZIP: 01581 BUSINESS PHONE: 508-366-3883 MAIL ADDRESS: STREET 1: 110 TURNPIKE RD, STE 100 CITY: WESTBOROUGH STATE: MA ZIP: 01581 13F-HR 1 final4thqtr2012.txt UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: 12/31/12 Check here if Amendment [ ]; Amendment Number: This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Grimes & Company, Inc. Address: 110 Turnpike Road, Suite 100 Westborough, MA 01581 Form 13F File Number: 28-11551 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements,schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Gerald S. Connolly Title: CCO Phone: 508-366-3883 Signature, Place, and Date of Signing: Gerald S. Connolly Westborough, MA 01581 2/1/12 Report Type (Check only one.): [x] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s). [ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s). List of Other Managers Reporting for this Manager: [If there are no entries in this list, omit this section.] Form 13F File Number Name 28-__________________ ________________________________________________ FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form 13FInformation Table Entry Total: 189 Form 13F Information Table Value Total(thousands): 234191 List of Other Included Managers: None Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed,other than the manager filing this report. [If there are no entries in this list, state NONE and omit the column headings and list entries.] No. Form 13F File Number Name 28-________________________
Name Class CUSIP Value Quantity Type Inv. Other Voting 3M Company COM 88579Y101 1322 14242 SOLE SH 0 SOLE 3M Company COM 88579Y101 11 120 OTHER SH 0 SOLE Abbott Laboratories Inc. COM 002824100 340 5193 SOLE SH 0 SOLE Accenture Ltd COM G1151C101 5663 85156 SOLE SH 0 SOLE Acorn Energy, Inc. COM 227 29082 SOLE SH 0 SOLE Activision Blizzard, Inc. COM 00507V109 1787 168240 SOLE SH 0 SOLE Acusphere, Inc. COM 5 16238 SOLE SH 0 SOLE Advance Auto Parts Inc. COM 2371 32770 SOLE SH 0 SOLE Aethlon Medical Inc. COM 3 50000 SOLE SH 0 SOLE Alcoa Inc. COM 013817101 87 10000 SOLE SH 0 SOLE Altria Group, Inc COM 02209S103 470 14964 SOLE SH 0 SOLE Altria Group, Inc COM 02209S103 19 620 OTHER SH 0 SOLE American Express Co COM 025816109 536 9322 SOLE SH 0 SOLE AngloGold Ashanti Ltd. COM 2386 76065 SOLE SH 0 SOLE Apple Computer Inc. COM 037833100 1900 3570 SOLE SH 0 SOLE Apple Computer Inc. COM 037833100 1796 3374 OTHER SH 0 SOLE Astrazeneca PLC (ADR) COM 046353108 4223 89346 SOLE SH 0 SOLE Astrazeneca PLC (ADR) COM 046353108 32 670 OTHER SH 0 SOLE AT&T Inc. Com COM 00206R102 743 22032 SOLE SH 0 SOLE AT&T Inc. Com COM 00206R102 13 380 OTHER SH 0 SOLE Atmel Corp. COM 049513104 167 25500 SOLE SH 0 SOLE Autoliv COM 052800109 4226 62709 SOLE SH 0 SOLE Bank of America Corp. COM 060505104 345 29755 SOLE SH 0 SOLE Bank of America Corp. COM 060505104 184 15870 OTHER SH 0 SOLE Beam Inc. COM 214 3500 SOLE SH 0 SOLE Berkshire Hathaway Inc Cl A COM 084670108 268 2 OTHER SH 0 SOLE Berkshire Hathaway Inc. Cl A COM 084670108 402 3 SOLE SH 0 SOLE Berkshire Hathaway Inc. Cl B COM 084670207 1097 12225 SOLE SH 0 SOLE Berkshire Hathaway Inc. Cl B COM 084670207 112 1250 OTHER SH 0 SOLE BlackRock, Inc. COM 09247X101 4688 22679 SOLE SH 0 SOLE BlackRock, Inc. COM 09247X101 1 7 OTHER SH 0 SOLE Boeing Co COM 097023105 3041 40350 SOLE SH 0 SOLE Boeing Co COM 097023105 18 242 OTHER SH 0 SOLE BroadSoft, Inc. COM 492 13541 SOLE SH 0 SOLE CH Robinson Worldwide COM 12541W209 2760 43664 SOLE SH 0 SOLE Check Point Software Technolog COM M22465104 202 4250 SOLE SH 0 SOLE ChevronTexaco Corporation COM 166764100 576 5328 SOLE SH 0 SOLE ChevronTexaco Corporation COM 166764100 15 135 OTHER SH 0 SOLE Chicago Mercantile Exchange Ho COM 12572Q105 1296 25583 SOLE SH 0 SOLE ChromaDex Corporation COM 10 18400 SOLE SH 0 SOLE Cisco Systems, Inc. COM 17275R102 5094 259262 SOLE SH 0 SOLE Cisco Systems, Inc. COM 17275R102 15 765 OTHER SH 0 SOLE Citigroup Inc. COM 172967101 315 7954 SOLE SH 0 SOLE Coach, Inc. COM 189754104 4365 78630 SOLE SH 0 SOLE Coca-Cola Company COM 191216100 526 14519 SOLE SH 0 SOLE Coca-Cola Company COM 191216100 50 1370 OTHER SH 0 SOLE Colgate-Palmolive Company COM 194162103 331 3168 SOLE SH 0 SOLE Cronus Corp. COM 226903102 0 10000 SOLE SH 0 SOLE CSX Corporation COM 126408103 4276 216716 SOLE SH 0 SOLE Curis, Inc. COM 231269101 58 17000 SOLE SH 0 SOLE Diageo plc COM 25243Q205 236 2026 SOLE SH 0 SOLE Diageo plc COM 25243Q205 58 500 OTHER SH 0 SOLE Direct TV COM CL A COM 25459L106 2671 53245 SOLE SH 0 SOLE Direct TV COM CL A COM 25459L106 2 33 OTHER SH 0 SOLE Dollar Tree, Inc. COM 2705 66685 SOLE SH 0 SOLE Dominion Resources, Inc. COM 25746U109 425 8209 SOLE SH 0 SOLE Dominion Resources, Inc. COM 25746U109 10 200 OTHER SH 0 SOLE Dr Pepper Snapple Group, Inc. COM 4227 95678 SOLE SH 0 SOLE Duke Energy Corporation COM 26441C105 450 7054 SOLE SH 0 SOLE E. I. du Pont de Nemours and C COM 263534109 4319 96030 SOLE SH 0 SOLE E. I. du Pont de Nemours and C COM 263534109 9 190 OTHER SH 0 SOLE Eaton COM 278058102 260 4800 SOLE SH 0 SOLE Eaton Vance Corp. COM 278265103 255 8000 SOLE SH 0 SOLE Eaton Vance Corp. COM 278265103 36 1140 OTHER SH 0 SOLE EMC Corporation COM 268648102 3705 146432 SOLE SH 0 SOLE Emerson Electric Co. COM 291011104 3676 69415 SOLE SH 0 SOLE ENSCO International Incorporat COM 26874Q100 1631 27506 SOLE SH 0 SOLE EvoLucia, Inc. COM 0 20000 SOLE SH 0 SOLE Exxon Mobil Corporation COM 30231G102 5026 58076 SOLE SH 0 SOLE Exxon Mobil Corporation COM 30231G102 143 1656 OTHER SH 0 SOLE Ford Motor Company COM 345370860 145 11213 SOLE SH 0 SOLE Fortune Nat Res Corp No Stockh COM 349681106 0 18000 SOLE SH 0 SOLE General Dynamics Corporation COM 369550108 3802 54890 SOLE SH 0 SOLE General Electric Company COM 369604103 2539 120969 SOLE SH 0 SOLE General Electric Company COM 369604103 58 2761 OTHER SH 0 SOLE Genuine Parts Company COM 372460105 1603 25213 SOLE SH 0 SOLE Genuine Parts Company COM 372460105 15 240 OTHER SH 0 SOLE Gerber Scientific, Inc. Escrow COM 37373ESC5 0 10000 SOLE SH 0 SOLE Global Payments Inc. COM 2048 45203 SOLE SH 0 SOLE GLV Inc Cl A Sub Vtg COM 49 25000 OTHER SH 0 SOLE Gold Fields Ltd. COM 4509 361025 SOLE SH 0 SOLE Google COM 38259P508 4193 5927 SOLE SH 0 SOLE Google COM 38259P508 52 73 OTHER SH 0 SOLE HMZ Metals Inc. COM 0 11900 SOLE SH 0 SOLE Hudson Valley Holding Corp. Co COM 549 35256 OTHER SH 0 SOLE IDEXX Laboratories, Inc. COM 45168D104 353 3800 SOLE SH 0 SOLE Infosys Technologies Limited COM 456788108 2414 57064 SOLE SH 0 SOLE Ingersoll-Rand Company Limited COM G47791101 905 18860 SOLE SH 0 SOLE Intel Corporation COM 458140100 5174 250923 SOLE SH 0 SOLE Intel Corporation COM 458140100 47 2262 OTHER SH 0 SOLE International Business Machine COM 459200101 5281 27569 SOLE SH 0 SOLE International Business Machine COM 459200101 4 21 OTHER SH 0 SOLE J.P. Morgan Chase & Co. COM 46625H100 499 11347 SOLE SH 0 SOLE J.P. Morgan Chase & Co. COM 46625H100 8 185 OTHER SH 0 SOLE Johnson & Johnson COM 478160104 1141 16271 SOLE SH 0 SOLE Johnson & Johnson COM 478160104 317 4528 OTHER SH 0 SOLE Kimberly-Clark Corporation COM 494368103 511 6056 SOLE SH 0 SOLE Kimberly-Clark Corporation COM 494368103 13 150 OTHER SH 0 SOLE Lehman Bros Hldgs Inc. Escrow PREF 0 669500 SOLE SH 0 SOLE Manulife Finl Corp COM 56501R106 135 9968 SOLE SH 0 SOLE Manulife Finl Corp COM 56501R106 177 13027 OTHER SH 0 SOLE McDonald's Corporation COM 580135101 4999 56671 SOLE SH 0 SOLE McDonald's Corporation COM 580135101 3 30 OTHER SH 0 SOLE Medtronic, Inc. COM 585055106 3879 94575 SOLE SH 0 SOLE Medtronic, Inc. COM 585055106 1 29 OTHER SH 0 SOLE Microsoft Corporation COM 594918104 4255 159303 SOLE SH 0 SOLE Microsoft Corporation COM 594918104 96 3603 OTHER SH 0 SOLE National-Oilwell Varco Inc. COM 637071101 1712 25047 SOLE SH 0 SOLE Nestle S.A. COM 641069406 245 3762 SOLE SH 0 SOLE Nestle S.A. COM 641069406 88 1348 OTHER SH 0 SOLE Net Tel International Inc COM 0 255000 SOLE SH 0 SOLE New York Community Bancorp, In COM 361 27524 SOLE SH 0 SOLE Northeast Utilities System COM 270 6899 SOLE SH 0 SOLE Novartis AG COM 66987V109 4542 71756 SOLE SH 0 SOLE Novartis AG COM 66987V109 47 740 OTHER SH 0 SOLE NTT DoCoMo, Inc. (ADR) COM 62942M201 1088 75525 SOLE SH 0 SOLE Occidental Petroleum Corporati COM 674599105 4288 55972 SOLE SH 0 SOLE Occidental Petroleum Corporati COM 674599105 113 1470 OTHER SH 0 SOLE Oracle Corporation COM 68389X105 4178 125389 SOLE SH 0 SOLE Oracle Corporation COM 68389X105 142 4250 OTHER SH 0 SOLE PACCAR Inc COM 693718108 227 5022 SOLE SH 0 SOLE Paychex, Inc. COM 704326107 306 9846 SOLE SH 0 SOLE PepsiCo, Inc. COM 713448108 861 12584 SOLE SH 0 SOLE Pfizer Inc COM 717081103 948 37783 SOLE SH 0 SOLE Philip Morris International In COM 718172109 862 10305 SOLE SH 0 SOLE Philip Morris International In COM 718172109 30 360 OTHER SH 0 SOLE Plasticon Int'l Inc. Com COM 0 1060000 SOLE SH 0 SOLE Power 3 Medical Products Inc. COM 0 10000 SOLE SH 0 SOLE PPG Industries, Inc. COM 693506107 251 1852 SOLE SH 0 SOLE Procter & Gamble Company COM 742718109 1386 20415 SOLE SH 0 SOLE QUALCOMM Incorporated COM 747525103 4198 67867 SOLE SH 0 SOLE QUALCOMM Incorporated COM 747525103 60 970 OTHER SH 0 SOLE ResMed Inc. COM 761152107 2977 71603 SOLE SH 0 SOLE Robert Half International Inc. COM 770323103 2295 72130 SOLE SH 0 SOLE Royal Dutch Petroleum (ADR) COM 780259206 210 3050 SOLE SH 0 SOLE Sandhaven Resources PLC COM COM 0 400000 SOLE SH 0 SOLE SanDisk COM 220 5050 SOLE SH 0 SOLE Sasol Limited COM 803866300 3592 82986 SOLE SH 0 SOLE Savient Pharmaceuticals Inc COM 80517Q100 105 100100 SOLE SH 0 SOLE Schlumberger Limited COM 806857108 202 2918 SOLE SH 0 SOLE Scripps Networks Interactive COM 3104 53586 SOLE SH 0 SOLE Smith & Nephew PLC COM 83175M205 2548 46001 SOLE SH 0 SOLE Southern Company COM 842587107 377 8812 SOLE SH 0 SOLE St. Jude Medical COM 790849103 2277 62998 SOLE SH 0 SOLE Superior Energy Services Inc. COM 868157108 1813 87490 SOLE SH 0 SOLE T. Rowe Price Group COM 74144T108 4025 61810 SOLE SH 0 SOLE Target Corporation COM 87612E106 4163 70348 SOLE SH 0 SOLE Teradyne, Inc. COM 880770102 3 173 SOLE SH 0 SOLE Teradyne, Inc. COM 880770102 503 29761 OTHER SH 0 SOLE Teva Pharmaceutical Industries COM 881624209 3373 90325 SOLE SH 0 SOLE Teva Pharmaceutical Industries COM 881624209 46 1240 OTHER SH 0 SOLE Texas Instruments Incorporated COM 882508104 262 8475 SOLE SH 0 SOLE Texas Instruments Incorporated COM 882508104 6 200 OTHER SH 0 SOLE The Hanover Insurance Group, I COM 410867105 58 1500 SOLE SH 0 SOLE The Hanover Insurance Group, I COM 410867105 1167 30115 OTHER SH 0 SOLE The Mosaic Company COM 61945A107 2882 50890 SOLE SH 0 SOLE The Mosaic Company COM 61945A107 2 42 OTHER SH 0 SOLE The Toronto-Dominion Bank (USA COM 891160509 1360 16129 SOLE SH 0 SOLE The Toronto-Dominion Bank (USA COM 891160509 187 2212 OTHER SH 0 SOLE Tivus, Inc. COM 0 1108000 SOLE SH 0 SOLE Tower Semiconductor Ltd. COM 133 16792 SOLE SH 0 SOLE Treasury Wine Estate COM 15 3100 SOLE SH 0 SOLE Treasury Wine Estate COM 47 9755 OTHER SH 0 SOLE Tupperware Corporation COM 2937 45820 SOLE SH 0 SOLE U.S. Bancorp COM 902973304 59 1854 SOLE SH 0 SOLE U.S. Bancorp COM 902973304 862 26980 OTHER SH 0 SOLE UCAP Inc Suspended 07/27/05 COM 0 165000 SOLE SH 0 SOLE United Financial Bancorp COM 91030T109 19 1238 SOLE SH 0 SOLE United Financial Bancorp COM 91030T109 207 13140 OTHER SH 0 SOLE United Parcel Service, Inc. COM 911312106 4186 56779 SOLE SH 0 SOLE United Parcel Service, Inc. COM 911312106 2 31 OTHER SH 0 SOLE United Technologies Corporatio COM 913017109 2259 27550 SOLE SH 0 SOLE UnitedHealth Group COM 91324P102 2521 46474 SOLE SH 0 SOLE Universal Express Inc COM 91349P103 0 32000 SOLE SH 0 SOLE Verizon Communications Inc. COM 92343V104 5179 119687 SOLE SH 0 SOLE Verizon Communications Inc. COM 92343V104 14 325 OTHER SH 0 SOLE Vodafone Group PLC COM 92857W209 1420 56361 SOLE SH 0 SOLE Vodafone Group PLC COM 92857W209 49 1930 OTHER SH 0 SOLE W.R. Berkley Corporation COM 226 6000 SOLE SH 0 SOLE Wal-Mart Stores, Inc. COM 931142103 354 5181 SOLE SH 0 SOLE Walt Disney Company COM 254687106 377 7562 SOLE SH 0 SOLE Walt Disney Company COM 254687106 6 116 OTHER SH 0 SOLE Wastech Inc COM 94107F101 0 21600 SOLE SH 0 SOLE Western Union COM 959802109 4128 303331 SOLE SH 0 SOLE Western Union COM 959802109 40 2970 OTHER SH 0 SOLE WorldGate Communications, Inc. COM 0 159718 OTHER SH 0 SOLE Xilinx, Inc. COM 983919101 4058 113148 SOLE SH 0 SOLE Xilinx, Inc. COM 983919101 21 576 OTHER SH 0 SOLE Xylem Inc. Common Stock New COM 2413 89040 SOLE SH 0 SOLE