0001321993-12-000010.txt : 20121031 0001321993-12-000010.hdr.sgml : 20121031 20121031102413 ACCESSION NUMBER: 0001321993-12-000010 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20120930 FILED AS OF DATE: 20121031 DATE AS OF CHANGE: 20121031 EFFECTIVENESS DATE: 20121031 FILER: COMPANY DATA: COMPANY CONFORMED NAME: GRIMES & COMPANY, INC. CENTRAL INDEX KEY: 0001321993 IRS NUMBER: 046906504 STATE OF INCORPORATION: MA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-11551 FILM NUMBER: 121169847 BUSINESS ADDRESS: STREET 1: 110 TURNPIKE RD, STE 100 CITY: WESTBOROUGH STATE: MA ZIP: 01581 BUSINESS PHONE: 508-366-3883 MAIL ADDRESS: STREET 1: 110 TURNPIKE RD, STE 100 CITY: WESTBOROUGH STATE: MA ZIP: 01581 13F-HR 1 final3rdqtr2012.txt UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: 9/30/12 Check here if Amendment [ ]; Amendment Number: This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Grimes & Company, Inc. Address: 110 Turnpike Road, Suite 100 Westborough, MA 01581 Form 13F File Number: 28-11551 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements,schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Gerald S. Connolly Title: CCO Phone: 508-366-3883 Signature, Place, and Date of Signing: Gerald S. Connolly Westborough, MA 01581 10/31/12 Report Type (Check only one.): [x] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s). [ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s). List of Other Managers Reporting for this Manager: [If there are no entries in this list, omit this section.] Form 13F File Number Name 28-__________________ ________________________________________________ FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form 13FInformation Table Entry Total: 189 Form 13F Information Table Value Total(thousands): 240670 List of Other Included Managers: None Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed,other than the manager filing this report. [If there are no entries in this list, state NONE and omit the column headings and list entries.] No. Form 13F File Number Name 28-________________________
Name Class CUSIP Value Quantity Type Inv. Other Voting 3M Company COM 88579Y101 1311 14186 SOLE SH 64 SOLE 3M Company COM 88579Y101 11 120 OTHER SH 857 SOLE Abbott Laboratories Inc. COM 002824100 5220 76138 SOLE SH 70 SOLE Accenture Ltd COM G1151C101 6040 86245 SOLE SH 71 SOLE Acorn Energy, Inc. COM 259 29082 SOLE SH 72 SOLE Activision Blizzard, Inc. COM 00507V109 1788 158580 SOLE SH 74 SOLE Acusphere, Inc. COM 5 16238 SOLE SH 76 SOLE Advance Auto Parts Inc. COM 2312 33780 SOLE SH 77 SOLE Aethlon Medical Inc. COM 5 50000 SOLE SH 78 SOLE AFLAC Inc. COM 001055102 141 2950 SOLE SH 67 SOLE AFLAC Inc. COM 001055102 62 1285 OTHER SH 861 SOLE Alcoa Inc. COM 013817101 94 10650 SOLE SH 82 SOLE Altria Group, Inc COM 02209S103 21 620 OTHER SH 4 SOLE Altria Group, Inc COM 02209S103 500 14964 SOLE SH 93 SOLE American Express Co COM 025816109 530 9322 SOLE SH 104 SOLE Apple Computer Inc. COM 037833100 2253 3378 OTHER SH 5 SOLE Apple Computer Inc. COM 037833100 2567 3848 SOLE SH 114 SOLE Astrazeneca PLC (ADR) COM 046353108 4295 89739 SOLE SH 123 SOLE Astrazeneca PLC (ADR) COM 046353108 42 870 OTHER SH 882 SOLE AT&T Inc. Com COM 00206R102 53 1405 OTHER SH 1 SOLE AT&T Inc. Com COM 00206R102 737 19536 SOLE SH 69 SOLE Atmel Corp. COM 049513104 134 25500 SOLE SH 124 SOLE Autoliv COM 052800109 3784 61055 SOLE SH 126 SOLE Bank of America Corp. COM 060505104 140 15870 OTHER SH 7 SOLE Bank of America Corp. COM 060505104 273 30970 SOLE SH 145 SOLE Beam Inc. COM 213 3700 SOLE SH 151 SOLE Berkshire Hathaway Inc Cl A COM 084670108 265 2 OTHER SH 8 SOLE Berkshire Hathaway Inc. Cl A COM 084670108 398 3 SOLE SH 153 SOLE Berkshire Hathaway Inc. Cl B COM 084670207 110 1250 OTHER SH 9 SOLE Berkshire Hathaway Inc. Cl B COM 084670207 1180 13375 SOLE SH 154 SOLE BlackRock, Inc. COM 09247X101 4072 22836 SOLE SH 163 SOLE BlackRock, Inc. COM 09247X101 1 7 OTHER SH 892 SOLE Boeing Co COM 097023105 4027 57860 SOLE SH 164 SOLE Boeing Co COM 097023105 15 214 OTHER SH 894 SOLE BroadSoft, Inc. COM 837 20406 SOLE SH 169 SOLE CH Robinson Worldwide COM 12541W209 3763 64230 SOLE SH 176 SOLE Check Point Software Technolog COM M22465104 205 4250 SOLE SH 196 SOLE Check Point Software Technolog COM M22465104 3 72 OTHER SH 912 SOLE ChevronTexaco Corporation COM 166764100 600 5150 SOLE SH 200 SOLE ChevronTexaco Corporation COM 166764100 16 135 OTHER SH 914 SOLE Chicago Mercantile Exchange Ho COM 12572Q105 4242 74041 SOLE SH 201 SOLE ChromaDex Corporation COM 9 12000 SOLE SH 203 SOLE Cisco Systems, Inc. COM 17275R102 15 765 OTHER SH 12 SOLE Cisco Systems, Inc. COM 17275R102 4968 260156 SOLE SH 206 SOLE Citigroup Inc. COM 172967101 270 8254 SOLE SH 209 SOLE Coach, Inc. COM 189754104 4277 76355 SOLE SH 215 SOLE Coca-Cola Company COM 191216100 51 1340 OTHER SH 13 SOLE Coca-Cola Company COM 191216100 607 16016 SOLE SH 216 SOLE Colgate-Palmolive Company COM 194162103 348 3243 SOLE SH 217 SOLE Cronus Corp. COM 226903102 0 10000 SOLE SH 233 SOLE Curis, Inc. COM 231269101 70 17000 SOLE SH 238 SOLE Diageo plc COM 25243Q205 201 1785 SOLE SH 253 SOLE Diageo plc COM 25243Q205 86 762 OTHER SH 931 SOLE Direct TV COM CL A COM 25459L106 2814 53663 SOLE SH 259 SOLE Direct TV COM CL A COM 25459L106 2 33 OTHER SH 932 SOLE Dominion Resources, Inc. COM 25746U109 435 8209 SOLE SH 260 SOLE Dominion Resources, Inc. COM 25746U109 11 200 OTHER SH 935 SOLE Dr Pepper Snapple Group, Inc. COM 4329 97223 SOLE SH 263 SOLE Duke Energy Corporation COM 26441C105 402 6202 SOLE SH 265 SOLE E. I. du Pont de Nemours and C COM 263534109 4761 94710 SOLE SH 268 SOLE E. I. du Pont de Nemours and C COM 263534109 10 190 OTHER SH 938 SOLE Eaton COM 278058102 227 4800 SOLE SH 275 SOLE Eaton Vance Corp. COM 278265103 232 8000 SOLE SH 276 SOLE Eaton Vance Corp. COM 278265103 33 1140 OTHER SH 939 SOLE Elan Corporation, plc COM 284131208 106 9850 OTHER SH 17 SOLE Elan Corporation, plc COM 284131208 55 5150 SOLE SH 278 SOLE EMC Corporation COM 268648102 4061 148913 SOLE SH 269 SOLE Emerson Electric Co. COM 291011104 3286 68070 SOLE SH 282 SOLE ENSCO International Incorporat COM 26874Q100 3902 71523 SOLE SH 270 SOLE EvoLucia, Inc. COM 1 20000 SOLE SH 294 SOLE Exelon Corporation COM 30161N101 250 7021 SOLE SH 297 SOLE Exxon Mobil Corporation COM 30231G102 343 3746 OTHER SH 19 SOLE Exxon Mobil Corporation COM 30231G102 5533 60504 SOLE SH 300 SOLE Federal National Mortgage Asso COM 3 12000 SOLE SH 307 SOLE Ford Motor Company COM 345370860 107 10813 SOLE SH 316 SOLE Fortune Nat Res Corp No Stockh COM 349681106 0 18000 SOLE SH 319 SOLE General Electric Company COM 369604103 69 3043 OTHER SH 22 SOLE General Electric Company COM 369604103 2725 119992 SOLE SH 331 SOLE Genuine Parts Company COM 372460105 363 5947 SOLE SH 339 SOLE Genuine Parts Company COM 372460105 15 240 OTHER SH 954 SOLE Gerber Scientific, Inc. Escrow COM 37373ESC5 0 10000 SOLE SH 340 SOLE Global Payments Inc. COM 1876 44855 SOLE SH 343 SOLE GLV Inc Cl A Sub Vtg COM 43 25000 OTHER SH 21 SOLE Google COM 38259P508 59 78 OTHER SH 23 SOLE Google COM 38259P508 4866 6449 SOLE SH 345 SOLE HMZ Metals Inc. COM 0 11900 SOLE SH 351 SOLE Hudson Valley Holding Corp. Co COM 601 35256 OTHER SH 24 SOLE IDEXX Laboratories, Inc. COM 45168D104 378 3800 SOLE SH 374 SOLE Infosys Technologies Limited COM 456788108 2779 57243 SOLE SH 389 SOLE Ingersoll-Rand Company Limited COM G47791101 845 18860 SOLE SH 390 SOLE Intel Corporation COM 458140100 51 2256 OTHER SH 26 SOLE Intel Corporation COM 458140100 5498 242695 SOLE SH 393 SOLE International Business Machine COM 459200101 9830 47382 SOLE SH 395 SOLE International Business Machine COM 459200101 3 15 OTHER SH 973 SOLE J.P. Morgan Chase & Co. COM 46625H100 422 10420 SOLE SH 402 SOLE J.P. Morgan Chase & Co. COM 46625H100 7 185 OTHER SH 978 SOLE Johnson & Johnson COM 478160104 364 5278 OTHER SH 28 SOLE Johnson & Johnson COM 478160104 1170 16981 SOLE SH 405 SOLE Kellogg Company COM 487836108 4966 96131 SOLE SH 413 SOLE Kimberly-Clark Corporation COM 494368103 525 6121 SOLE SH 415 SOLE Kimberly-Clark Corporation COM 494368103 13 150 OTHER SH 982 SOLE Lehman Bros Hldgs Inc. Escrow PREF 0 669500 SOLE SH 818 SOLE Manulife Finl Corp COM 56501R106 157 13006 OTHER SH 31 SOLE Manulife Finl Corp COM 56501R106 122 10168 SOLE SH 455 SOLE McDonald's Corporation COM 580135101 957 10429 SOLE SH 464 SOLE McDonald's Corporation COM 580135101 3 30 OTHER SH 996 SOLE Medtronic, Inc. COM 585055106 4099 95049 SOLE SH 469 SOLE Medtronic, Inc. COM 585055106 1 29 OTHER SH 998 SOLE Microsoft Corporation COM 594918104 107 3603 OTHER SH 33 SOLE Microsoft Corporation COM 594918104 4720 158598 SOLE SH 478 SOLE National-Oilwell Varco Inc. COM 637071101 1989 24832 SOLE SH 495 SOLE Nestle S.A. COM 641069406 119 1888 OTHER SH 35 SOLE Nestle S.A. COM 641069406 178 2827 SOLE SH 500 SOLE Net Tel International Inc COM 0 255000 SOLE SH 501 SOLE New York Community Bancorp, In COM 649445103 389 27492 SOLE SH 505 SOLE NextEra Energy, Inc. COM 231 3282 SOLE SH 510 SOLE NextEra Energy, Inc. COM 14 200 OTHER SH 1011 SOLE Northeast Utilities System COM 280 7321 SOLE SH 520 SOLE Novartis AG COM 66987V109 4334 70747 SOLE SH 523 SOLE Novartis AG COM 66987V109 81 1320 OTHER SH 1017 SOLE NTT DoCoMo, Inc. (ADR) COM 62942M201 3047 188530 SOLE SH 493 SOLE Occidental Petroleum Corporati COM 674599105 125 1451 OTHER SH 38 SOLE Occidental Petroleum Corporati COM 674599105 226 2629 SOLE SH 530 SOLE Oracle Corporation COM 68389X105 168 5350 OTHER SH 39 SOLE Oracle Corporation COM 68389X105 3919 124565 SOLE SH 538 SOLE PACCAR Inc COM 693718108 201 5022 SOLE SH 541 SOLE Paychex, Inc. COM 704326107 4579 137543 SOLE SH 555 SOLE PepsiCo, Inc. COM 713448108 932 13169 SOLE SH 561 SOLE Pfizer Inc COM 717081103 933 37530 SOLE SH 564 SOLE Philip Morris International In COM 718172109 32 360 OTHER SH 41 SOLE Philip Morris International In COM 718172109 827 9200 SOLE SH 566 SOLE Plasticon Int'l Inc. Com COM 0 1060000 SOLE SH 571 SOLE PPG Industries, Inc. COM 693506107 374 3252 SOLE SH 545 SOLE Procter & Gamble Company COM 742718109 1411 20341 SOLE SH 575 SOLE QUALCOMM Incorporated COM 747525103 4148 66407 SOLE SH 580 SOLE QUALCOMM Incorporated COM 747525103 61 970 OTHER SH 1035 SOLE ResMed Inc. COM 761152107 2961 73171 SOLE SH 593 SOLE Royal Dutch Petroleum (ADR) COM 780259206 226 3250 SOLE SH 600 SOLE Sandhaven Resources PLC COM COM 0 400000 SOLE SH 609 SOLE SanDisk COM 219 5050 SOLE SH 606 SOLE Sasol Limited COM 803866300 3687 82698 SOLE SH 612 SOLE Savient Pharmaceuticals Inc COM 80517Q100 250 100100 SOLE SH 615 SOLE Schlumberger Limited COM 806857108 211 2918 SOLE SH 616 SOLE Scripps Networks Interactive COM 3206 52354 SOLE SH 617 SOLE Smith & Nephew PLC COM 83175M205 2596 47093 SOLE SH 632 SOLE Southern Company COM 842587107 464 10077 SOLE SH 636 SOLE St. Jude Medical COM 790849103 2335 55415 SOLE SH 641 SOLE Superior Energy Services Inc. COM 868157108 1841 89735 SOLE SH 652 SOLE Target Corporation COM 87612E106 4323 68107 SOLE SH 662 SOLE Teradyne, Inc. COM 880770102 413 29056 OTHER SH 51 SOLE Teradyne, Inc. COM 880770102 2 173 SOLE SH 669 SOLE Teva Pharmaceutical Industries COM 881624209 3658 88338 SOLE SH 671 SOLE Teva Pharmaceutical Industries COM 881624209 51 1240 OTHER SH 1074 SOLE Texas Instruments Incorporated COM 882508104 6 200 OTHER SH 52 SOLE Texas Instruments Incorporated COM 882508104 269 9773 SOLE SH 672 SOLE The Hanover Insurance Group, I COM 410867105 1122 30115 OTHER SH 53 SOLE The Hanover Insurance Group, I COM 410867105 56 1500 SOLE SH 676 SOLE The Toronto-Dominion Bank (USA COM 891160509 184 2212 OTHER SH 54 SOLE The Toronto-Dominion Bank (USA COM 891160509 1344 16129 SOLE SH 679 SOLE Thomson Reuters Corp. COM 89579K109 3690 127845 SOLE SH 682 SOLE Tivus, Inc. COM 0 1108000 SOLE SH 690 SOLE Tower Semiconductor Ltd. COM 148 16792 SOLE SH 693 SOLE Treasury Wine Estate COM 78 14905 OTHER SH 1081 SOLE Tupperware Corporation COM 3688 68825 SOLE SH 696 SOLE U.S. Bancorp COM 902973304 925 26980 OTHER SH 55 SOLE U.S. Bancorp COM 902973304 64 1854 SOLE SH 699 SOLE UCAP Inc Suspended 07/27/05 COM 0 165000 SOLE SH 701 SOLE United Financial Bancorp COM 91030T109 190 13140 OTHER SH 56 SOLE United Financial Bancorp COM 91030T109 18 1238 SOLE SH 706 SOLE United Parcel Service, Inc. COM 911312106 3925 54835 SOLE SH 708 SOLE United Parcel Service, Inc. COM 911312106 2 21 OTHER SH 1090 SOLE United Technologies Corporatio COM 913017109 4986 63683 SOLE SH 710 SOLE UnitedHealth Group COM 91324P102 2472 44607 SOLE SH 711 SOLE Universal Express Inc COM 91349P103 0 32000 SOLE SH 713 SOLE Verizon Communications Inc. COM 92343V104 5358 117585 SOLE SH 722 SOLE Verizon Communications Inc. COM 92343V104 15 325 OTHER SH 1097 SOLE Vodafone Group PLC COM 92857W209 4388 153951 SOLE SH 725 SOLE Vodafone Group PLC COM 92857W209 87 3060 OTHER SH 1099 SOLE W.R. Berkley Corporation COM 225 6000 SOLE SH 728 SOLE Wal-Mart Stores, Inc. COM 931142103 473 6406 SOLE SH 732 SOLE Walt Disney Company COM 254687106 4 74 OTHER SH 59 SOLE Walt Disney Company COM 254687106 430 8231 SOLE SH 734 SOLE Wastech Inc COM 94107F101 0 21600 SOLE SH 738 SOLE Western Union COM 959802109 3531 193822 SOLE SH 746 SOLE Western Union COM 959802109 54 2970 OTHER SH 1100 SOLE WorldGate Communications, Inc. COM 0 159718 OTHER SH 60 SOLE Xilinx, Inc. COM 983919101 19 576 OTHER SH 61 SOLE Xilinx, Inc. COM 983919101 3787 113361 SOLE SH 763 SOLE Xylem Inc. Common Stock New COM 2129 84640 SOLE SH 764 SOLE