0001321993-12-000010.txt : 20121031
0001321993-12-000010.hdr.sgml : 20121031
20121031102413
ACCESSION NUMBER: 0001321993-12-000010
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20120930
FILED AS OF DATE: 20121031
DATE AS OF CHANGE: 20121031
EFFECTIVENESS DATE: 20121031
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: GRIMES & COMPANY, INC.
CENTRAL INDEX KEY: 0001321993
IRS NUMBER: 046906504
STATE OF INCORPORATION: MA
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-11551
FILM NUMBER: 121169847
BUSINESS ADDRESS:
STREET 1: 110 TURNPIKE RD, STE 100
CITY: WESTBOROUGH
STATE: MA
ZIP: 01581
BUSINESS PHONE: 508-366-3883
MAIL ADDRESS:
STREET 1: 110 TURNPIKE RD, STE 100
CITY: WESTBOROUGH
STATE: MA
ZIP: 01581
13F-HR
1
final3rdqtr2012.txt
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
Form 13F
FORM 13F COVER PAGE
Report for the Calendar Year or Quarter Ended: 9/30/12
Check here if Amendment [ ]; Amendment Number:
This Amendment (Check only one.): [ ] is a restatement.
[ ] adds new holdings entries.
Institutional Investment Manager Filing this Report:
Name: Grimes & Company, Inc.
Address: 110 Turnpike Road, Suite 100
Westborough, MA 01581
Form 13F File Number: 28-11551
The institutional investment manager filing this report and the person by
whom it is signed hereby represent that the person signing the report is
authorized to submit it, that all information contained herein is true,
correct and complete, and that it is understood that all required items,
statements,schedules, lists, and tables, are considered integral parts of
this form.
Person Signing this Report on Behalf of Reporting Manager:
Name: Gerald S. Connolly
Title: CCO
Phone: 508-366-3883
Signature, Place, and Date of Signing:
Gerald S. Connolly
Westborough, MA 01581 10/31/12
Report Type (Check only one.):
[x] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting
manager are reported in this report.)
[ ] 13F NOTICE. (Check here if no holdings reported are in this report,
and all holdings are reported by other reporting manager(s).
[ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings
for this reporting manager are reported in this report and a portion are
reported by other reporting manager(s).
List of Other Managers Reporting for this Manager:
[If there are no entries in this list, omit this section.]
Form 13F File Number Name
28-__________________ ________________________________________________
FORM 13F SUMMARY PAGE
Report Summary:
Number of Other Included Managers: 0
Form 13FInformation Table Entry Total: 189
Form 13F Information Table Value Total(thousands): 240670
List of Other Included Managers: None
Provide a numbered list of the name(s) and Form 13F file number(s) of all
institutional investment managers with respect to which this report is
filed,other than the manager filing this report.
[If there are no entries in this list, state NONE and omit the column
headings and list entries.]
No. Form 13F File Number Name
28-________________________
Name Class CUSIP Value Quantity Type Inv. Other Voting
3M Company COM 88579Y101 1311 14186 SOLE SH 64 SOLE
3M Company COM 88579Y101 11 120 OTHER SH 857 SOLE
Abbott Laboratories Inc. COM 002824100 5220 76138 SOLE SH 70 SOLE
Accenture Ltd COM G1151C101 6040 86245 SOLE SH 71 SOLE
Acorn Energy, Inc. COM 259 29082 SOLE SH 72 SOLE
Activision Blizzard, Inc. COM 00507V109 1788 158580 SOLE SH 74 SOLE
Acusphere, Inc. COM 5 16238 SOLE SH 76 SOLE
Advance Auto Parts Inc. COM 2312 33780 SOLE SH 77 SOLE
Aethlon Medical Inc. COM 5 50000 SOLE SH 78 SOLE
AFLAC Inc. COM 001055102 141 2950 SOLE SH 67 SOLE
AFLAC Inc. COM 001055102 62 1285 OTHER SH 861 SOLE
Alcoa Inc. COM 013817101 94 10650 SOLE SH 82 SOLE
Altria Group, Inc COM 02209S103 21 620 OTHER SH 4 SOLE
Altria Group, Inc COM 02209S103 500 14964 SOLE SH 93 SOLE
American Express Co COM 025816109 530 9322 SOLE SH 104 SOLE
Apple Computer Inc. COM 037833100 2253 3378 OTHER SH 5 SOLE
Apple Computer Inc. COM 037833100 2567 3848 SOLE SH 114 SOLE
Astrazeneca PLC (ADR) COM 046353108 4295 89739 SOLE SH 123 SOLE
Astrazeneca PLC (ADR) COM 046353108 42 870 OTHER SH 882 SOLE
AT&T Inc. Com COM 00206R102 53 1405 OTHER SH 1 SOLE
AT&T Inc. Com COM 00206R102 737 19536 SOLE SH 69 SOLE
Atmel Corp. COM 049513104 134 25500 SOLE SH 124 SOLE
Autoliv COM 052800109 3784 61055 SOLE SH 126 SOLE
Bank of America Corp. COM 060505104 140 15870 OTHER SH 7 SOLE
Bank of America Corp. COM 060505104 273 30970 SOLE SH 145 SOLE
Beam Inc. COM 213 3700 SOLE SH 151 SOLE
Berkshire Hathaway Inc Cl A COM 084670108 265 2 OTHER SH 8 SOLE
Berkshire Hathaway Inc. Cl A COM 084670108 398 3 SOLE SH 153 SOLE
Berkshire Hathaway Inc. Cl B COM 084670207 110 1250 OTHER SH 9 SOLE
Berkshire Hathaway Inc. Cl B COM 084670207 1180 13375 SOLE SH 154 SOLE
BlackRock, Inc. COM 09247X101 4072 22836 SOLE SH 163 SOLE
BlackRock, Inc. COM 09247X101 1 7 OTHER SH 892 SOLE
Boeing Co COM 097023105 4027 57860 SOLE SH 164 SOLE
Boeing Co COM 097023105 15 214 OTHER SH 894 SOLE
BroadSoft, Inc. COM 837 20406 SOLE SH 169 SOLE
CH Robinson Worldwide COM 12541W209 3763 64230 SOLE SH 176 SOLE
Check Point Software Technolog COM M22465104 205 4250 SOLE SH 196 SOLE
Check Point Software Technolog COM M22465104 3 72 OTHER SH 912 SOLE
ChevronTexaco Corporation COM 166764100 600 5150 SOLE SH 200 SOLE
ChevronTexaco Corporation COM 166764100 16 135 OTHER SH 914 SOLE
Chicago Mercantile Exchange Ho COM 12572Q105 4242 74041 SOLE SH 201 SOLE
ChromaDex Corporation COM 9 12000 SOLE SH 203 SOLE
Cisco Systems, Inc. COM 17275R102 15 765 OTHER SH 12 SOLE
Cisco Systems, Inc. COM 17275R102 4968 260156 SOLE SH 206 SOLE
Citigroup Inc. COM 172967101 270 8254 SOLE SH 209 SOLE
Coach, Inc. COM 189754104 4277 76355 SOLE SH 215 SOLE
Coca-Cola Company COM 191216100 51 1340 OTHER SH 13 SOLE
Coca-Cola Company COM 191216100 607 16016 SOLE SH 216 SOLE
Colgate-Palmolive Company COM 194162103 348 3243 SOLE SH 217 SOLE
Cronus Corp. COM 226903102 0 10000 SOLE SH 233 SOLE
Curis, Inc. COM 231269101 70 17000 SOLE SH 238 SOLE
Diageo plc COM 25243Q205 201 1785 SOLE SH 253 SOLE
Diageo plc COM 25243Q205 86 762 OTHER SH 931 SOLE
Direct TV COM CL A COM 25459L106 2814 53663 SOLE SH 259 SOLE
Direct TV COM CL A COM 25459L106 2 33 OTHER SH 932 SOLE
Dominion Resources, Inc. COM 25746U109 435 8209 SOLE SH 260 SOLE
Dominion Resources, Inc. COM 25746U109 11 200 OTHER SH 935 SOLE
Dr Pepper Snapple Group, Inc. COM 4329 97223 SOLE SH 263 SOLE
Duke Energy Corporation COM 26441C105 402 6202 SOLE SH 265 SOLE
E. I. du Pont de Nemours and C COM 263534109 4761 94710 SOLE SH 268 SOLE
E. I. du Pont de Nemours and C COM 263534109 10 190 OTHER SH 938 SOLE
Eaton COM 278058102 227 4800 SOLE SH 275 SOLE
Eaton Vance Corp. COM 278265103 232 8000 SOLE SH 276 SOLE
Eaton Vance Corp. COM 278265103 33 1140 OTHER SH 939 SOLE
Elan Corporation, plc COM 284131208 106 9850 OTHER SH 17 SOLE
Elan Corporation, plc COM 284131208 55 5150 SOLE SH 278 SOLE
EMC Corporation COM 268648102 4061 148913 SOLE SH 269 SOLE
Emerson Electric Co. COM 291011104 3286 68070 SOLE SH 282 SOLE
ENSCO International Incorporat COM 26874Q100 3902 71523 SOLE SH 270 SOLE
EvoLucia, Inc. COM 1 20000 SOLE SH 294 SOLE
Exelon Corporation COM 30161N101 250 7021 SOLE SH 297 SOLE
Exxon Mobil Corporation COM 30231G102 343 3746 OTHER SH 19 SOLE
Exxon Mobil Corporation COM 30231G102 5533 60504 SOLE SH 300 SOLE
Federal National Mortgage Asso COM 3 12000 SOLE SH 307 SOLE
Ford Motor Company COM 345370860 107 10813 SOLE SH 316 SOLE
Fortune Nat Res Corp No Stockh COM 349681106 0 18000 SOLE SH 319 SOLE
General Electric Company COM 369604103 69 3043 OTHER SH 22 SOLE
General Electric Company COM 369604103 2725 119992 SOLE SH 331 SOLE
Genuine Parts Company COM 372460105 363 5947 SOLE SH 339 SOLE
Genuine Parts Company COM 372460105 15 240 OTHER SH 954 SOLE
Gerber Scientific, Inc. Escrow COM 37373ESC5 0 10000 SOLE SH 340 SOLE
Global Payments Inc. COM 1876 44855 SOLE SH 343 SOLE
GLV Inc Cl A Sub Vtg COM 43 25000 OTHER SH 21 SOLE
Google COM 38259P508 59 78 OTHER SH 23 SOLE
Google COM 38259P508 4866 6449 SOLE SH 345 SOLE
HMZ Metals Inc. COM 0 11900 SOLE SH 351 SOLE
Hudson Valley Holding Corp. Co COM 601 35256 OTHER SH 24 SOLE
IDEXX Laboratories, Inc. COM 45168D104 378 3800 SOLE SH 374 SOLE
Infosys Technologies Limited COM 456788108 2779 57243 SOLE SH 389 SOLE
Ingersoll-Rand Company Limited COM G47791101 845 18860 SOLE SH 390 SOLE
Intel Corporation COM 458140100 51 2256 OTHER SH 26 SOLE
Intel Corporation COM 458140100 5498 242695 SOLE SH 393 SOLE
International Business Machine COM 459200101 9830 47382 SOLE SH 395 SOLE
International Business Machine COM 459200101 3 15 OTHER SH 973 SOLE
J.P. Morgan Chase & Co. COM 46625H100 422 10420 SOLE SH 402 SOLE
J.P. Morgan Chase & Co. COM 46625H100 7 185 OTHER SH 978 SOLE
Johnson & Johnson COM 478160104 364 5278 OTHER SH 28 SOLE
Johnson & Johnson COM 478160104 1170 16981 SOLE SH 405 SOLE
Kellogg Company COM 487836108 4966 96131 SOLE SH 413 SOLE
Kimberly-Clark Corporation COM 494368103 525 6121 SOLE SH 415 SOLE
Kimberly-Clark Corporation COM 494368103 13 150 OTHER SH 982 SOLE
Lehman Bros Hldgs Inc. Escrow PREF 0 669500 SOLE SH 818 SOLE
Manulife Finl Corp COM 56501R106 157 13006 OTHER SH 31 SOLE
Manulife Finl Corp COM 56501R106 122 10168 SOLE SH 455 SOLE
McDonald's Corporation COM 580135101 957 10429 SOLE SH 464 SOLE
McDonald's Corporation COM 580135101 3 30 OTHER SH 996 SOLE
Medtronic, Inc. COM 585055106 4099 95049 SOLE SH 469 SOLE
Medtronic, Inc. COM 585055106 1 29 OTHER SH 998 SOLE
Microsoft Corporation COM 594918104 107 3603 OTHER SH 33 SOLE
Microsoft Corporation COM 594918104 4720 158598 SOLE SH 478 SOLE
National-Oilwell Varco Inc. COM 637071101 1989 24832 SOLE SH 495 SOLE
Nestle S.A. COM 641069406 119 1888 OTHER SH 35 SOLE
Nestle S.A. COM 641069406 178 2827 SOLE SH 500 SOLE
Net Tel International Inc COM 0 255000 SOLE SH 501 SOLE
New York Community Bancorp, In COM 649445103 389 27492 SOLE SH 505 SOLE
NextEra Energy, Inc. COM 231 3282 SOLE SH 510 SOLE
NextEra Energy, Inc. COM 14 200 OTHER SH 1011 SOLE
Northeast Utilities System COM 280 7321 SOLE SH 520 SOLE
Novartis AG COM 66987V109 4334 70747 SOLE SH 523 SOLE
Novartis AG COM 66987V109 81 1320 OTHER SH 1017 SOLE
NTT DoCoMo, Inc. (ADR) COM 62942M201 3047 188530 SOLE SH 493 SOLE
Occidental Petroleum Corporati COM 674599105 125 1451 OTHER SH 38 SOLE
Occidental Petroleum Corporati COM 674599105 226 2629 SOLE SH 530 SOLE
Oracle Corporation COM 68389X105 168 5350 OTHER SH 39 SOLE
Oracle Corporation COM 68389X105 3919 124565 SOLE SH 538 SOLE
PACCAR Inc COM 693718108 201 5022 SOLE SH 541 SOLE
Paychex, Inc. COM 704326107 4579 137543 SOLE SH 555 SOLE
PepsiCo, Inc. COM 713448108 932 13169 SOLE SH 561 SOLE
Pfizer Inc COM 717081103 933 37530 SOLE SH 564 SOLE
Philip Morris International In COM 718172109 32 360 OTHER SH 41 SOLE
Philip Morris International In COM 718172109 827 9200 SOLE SH 566 SOLE
Plasticon Int'l Inc. Com COM 0 1060000 SOLE SH 571 SOLE
PPG Industries, Inc. COM 693506107 374 3252 SOLE SH 545 SOLE
Procter & Gamble Company COM 742718109 1411 20341 SOLE SH 575 SOLE
QUALCOMM Incorporated COM 747525103 4148 66407 SOLE SH 580 SOLE
QUALCOMM Incorporated COM 747525103 61 970 OTHER SH 1035 SOLE
ResMed Inc. COM 761152107 2961 73171 SOLE SH 593 SOLE
Royal Dutch Petroleum (ADR) COM 780259206 226 3250 SOLE SH 600 SOLE
Sandhaven Resources PLC COM COM 0 400000 SOLE SH 609 SOLE
SanDisk COM 219 5050 SOLE SH 606 SOLE
Sasol Limited COM 803866300 3687 82698 SOLE SH 612 SOLE
Savient Pharmaceuticals Inc COM 80517Q100 250 100100 SOLE SH 615 SOLE
Schlumberger Limited COM 806857108 211 2918 SOLE SH 616 SOLE
Scripps Networks Interactive COM 3206 52354 SOLE SH 617 SOLE
Smith & Nephew PLC COM 83175M205 2596 47093 SOLE SH 632 SOLE
Southern Company COM 842587107 464 10077 SOLE SH 636 SOLE
St. Jude Medical COM 790849103 2335 55415 SOLE SH 641 SOLE
Superior Energy Services Inc. COM 868157108 1841 89735 SOLE SH 652 SOLE
Target Corporation COM 87612E106 4323 68107 SOLE SH 662 SOLE
Teradyne, Inc. COM 880770102 413 29056 OTHER SH 51 SOLE
Teradyne, Inc. COM 880770102 2 173 SOLE SH 669 SOLE
Teva Pharmaceutical Industries COM 881624209 3658 88338 SOLE SH 671 SOLE
Teva Pharmaceutical Industries COM 881624209 51 1240 OTHER SH 1074 SOLE
Texas Instruments Incorporated COM 882508104 6 200 OTHER SH 52 SOLE
Texas Instruments Incorporated COM 882508104 269 9773 SOLE SH 672 SOLE
The Hanover Insurance Group, I COM 410867105 1122 30115 OTHER SH 53 SOLE
The Hanover Insurance Group, I COM 410867105 56 1500 SOLE SH 676 SOLE
The Toronto-Dominion Bank (USA COM 891160509 184 2212 OTHER SH 54 SOLE
The Toronto-Dominion Bank (USA COM 891160509 1344 16129 SOLE SH 679 SOLE
Thomson Reuters Corp. COM 89579K109 3690 127845 SOLE SH 682 SOLE
Tivus, Inc. COM 0 1108000 SOLE SH 690 SOLE
Tower Semiconductor Ltd. COM 148 16792 SOLE SH 693 SOLE
Treasury Wine Estate COM 78 14905 OTHER SH 1081 SOLE
Tupperware Corporation COM 3688 68825 SOLE SH 696 SOLE
U.S. Bancorp COM 902973304 925 26980 OTHER SH 55 SOLE
U.S. Bancorp COM 902973304 64 1854 SOLE SH 699 SOLE
UCAP Inc Suspended 07/27/05 COM 0 165000 SOLE SH 701 SOLE
United Financial Bancorp COM 91030T109 190 13140 OTHER SH 56 SOLE
United Financial Bancorp COM 91030T109 18 1238 SOLE SH 706 SOLE
United Parcel Service, Inc. COM 911312106 3925 54835 SOLE SH 708 SOLE
United Parcel Service, Inc. COM 911312106 2 21 OTHER SH 1090 SOLE
United Technologies Corporatio COM 913017109 4986 63683 SOLE SH 710 SOLE
UnitedHealth Group COM 91324P102 2472 44607 SOLE SH 711 SOLE
Universal Express Inc COM 91349P103 0 32000 SOLE SH 713 SOLE
Verizon Communications Inc. COM 92343V104 5358 117585 SOLE SH 722 SOLE
Verizon Communications Inc. COM 92343V104 15 325 OTHER SH 1097 SOLE
Vodafone Group PLC COM 92857W209 4388 153951 SOLE SH 725 SOLE
Vodafone Group PLC COM 92857W209 87 3060 OTHER SH 1099 SOLE
W.R. Berkley Corporation COM 225 6000 SOLE SH 728 SOLE
Wal-Mart Stores, Inc. COM 931142103 473 6406 SOLE SH 732 SOLE
Walt Disney Company COM 254687106 4 74 OTHER SH 59 SOLE
Walt Disney Company COM 254687106 430 8231 SOLE SH 734 SOLE
Wastech Inc COM 94107F101 0 21600 SOLE SH 738 SOLE
Western Union COM 959802109 3531 193822 SOLE SH 746 SOLE
Western Union COM 959802109 54 2970 OTHER SH 1100 SOLE
WorldGate Communications, Inc. COM 0 159718 OTHER SH 60 SOLE
Xilinx, Inc. COM 983919101 19 576 OTHER SH 61 SOLE
Xilinx, Inc. COM 983919101 3787 113361 SOLE SH 763 SOLE
Xylem Inc. Common Stock New COM 2129 84640 SOLE SH 764 SOLE