0001321732-23-000064.txt : 20230503
0001321732-23-000064.hdr.sgml : 20230503
20230503195002
ACCESSION NUMBER: 0001321732-23-000064
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20230501
FILED AS OF DATE: 20230503
DATE AS OF CHANGE: 20230503
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Bose Arani
CENTRAL INDEX KEY: 0001651318
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-37557
FILM NUMBER: 23885963
MAIL ADDRESS:
STREET 1: 1351 HARBOR BAY PARKWAY
CITY: ALAMEDA
STATE: CA
ZIP: 94502
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Penumbra Inc
CENTRAL INDEX KEY: 0001321732
STANDARD INDUSTRIAL CLASSIFICATION: SURGICAL & MEDICAL INSTRUMENTS & APPARATUS [3841]
IRS NUMBER: 000000000
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: ONE PENUMBRA PLACE
CITY: ALAMEDA
STATE: CA
ZIP: 94502
BUSINESS PHONE: (510) 995-2486
MAIL ADDRESS:
STREET 1: ONE PENUMBRA PLACE
CITY: ALAMEDA
STATE: CA
ZIP: 94502
4
1
wf-form4_168315778940381.xml
FORM 4
X0407
4
2023-05-01
0
0001321732
Penumbra Inc
PEN
0001651318
Bose Arani
ONE PENUMBRA PLACE
ALAMEDA
CA
94502
1
0
0
0
1
Common Stock
2023-05-01
4
S
0
1316
284.92
D
186313
D
Common Stock
2023-05-01
4
S
0
2290
285.73
D
184023
D
Common Stock
2023-05-01
4
S
0
972
286.79
D
183051
D
Common Stock
2023-05-01
4
S
0
422
287.42
D
182629
D
Common Stock
243713
I
By GRAT
The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan.
This transaction was executed in multiple trades at prices ranging from $284.25 to $285.23. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected.
A portion of these shares is subject to vesting.
This transaction was executed in multiple trades at prices ranging from $285.29 to $286.23. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected.
This transaction was executed in multiple trades at prices ranging from $286.30 to $287.18. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected.
This transaction was executed in multiple trades at prices ranging from $287.25 to $287.58. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected.
Shares are held by the Arani Bose 2022 GRAT.
Any changes between direct and indirect holdings through the Arani Bose 2022 GRAT are in transactions exempt from Section 16 pursuant to Rule 16a-13 under the Securities Exchange Act of 1934 as mere changes in form of beneficial ownership.
/s/ Johanna Roberts, as attorney-in-fact for Arani Bose
2023-05-03