0001321732-23-000044.txt : 20230331 0001321732-23-000044.hdr.sgml : 20230331 20230331200605 ACCESSION NUMBER: 0001321732-23-000044 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20230329 FILED AS OF DATE: 20230331 DATE AS OF CHANGE: 20230331 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Grewal Harpreet CENTRAL INDEX KEY: 0001375889 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-37557 FILM NUMBER: 23789988 MAIL ADDRESS: STREET 1: C/O VISTAPRINT USA, INCORPORATED STREET 2: 100 HAYDEN AVE. CITY: LEXINGTON STATE: MA ZIP: 02050 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Penumbra Inc CENTRAL INDEX KEY: 0001321732 STANDARD INDUSTRIAL CLASSIFICATION: SURGICAL & MEDICAL INSTRUMENTS & APPARATUS [3841] IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: ONE PENUMBRA PLACE CITY: ALAMEDA STATE: CA ZIP: 94502 BUSINESS PHONE: (510) 995-2486 MAIL ADDRESS: STREET 1: ONE PENUMBRA PLACE CITY: ALAMEDA STATE: CA ZIP: 94502 4 1 wf-form4_168030755258028.xml FORM 4 X0407 4 2023-03-29 0 0001321732 Penumbra Inc PEN 0001375889 Grewal Harpreet ONE PENUMBRA PLACE ALAMEDA CA 94502 1 0 0 0 1 Common Stock 2023-03-29 4 S 0 875 271 D 9660 D The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan. A portion of these shares is subject to vesting. /s/ Johanna Roberts, as attorney-in-fact for Harpreet Grewal 2023-03-31