0001321711-11-000052.txt : 20111114
0001321711-11-000052.hdr.sgml : 20111111
20111114163015
ACCESSION NUMBER: 0001321711-11-000052
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20110930
FILED AS OF DATE: 20111114
DATE AS OF CHANGE: 20111114
EFFECTIVENESS DATE: 20111114
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: Empire Capital Management, L.L.C.
CENTRAL INDEX KEY: 0001321711
IRS NUMBER: 133888075
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-11506
FILM NUMBER: 111203118
BUSINESS ADDRESS:
STREET 1: 1 GORHAM ISLAND
CITY: WESTPORT
STATE: CT
ZIP: 06880
BUSINESS PHONE: 203-454-1019
MAIL ADDRESS:
STREET 1: 1 GORHAM ISLAND
CITY: WESTPORT
STATE: CT
ZIP: 06880
13F-HR
1
sc13f-093011.txt
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
Form 13F
Form 13F COVER PAGE
Report for the Calendar Year or Quarter Ended: 09/30/2011
Check here if Amendment: [ ]; Amendment Number:
This Amendment (Check only one):
[ ] is a restatement.
[ ] adds new holdings entries.
Institutional Investment Manager Filing this Report:
Name: Empire Capital Management, LLC
Address: 1 Gorham Island, Suite 201
Westport, CT 06880
Form 13F File Number: 28-11506
The institutional investment manager filing this report and the person by whom
it is signed hereby represent that the person signing the report is authorized
to submit it, that all information contained herein is true, correct and
complete, and that it is understood that all required items, statements,
schedules, lists, and tables, are considered integral parts of this form.
Person Signing this Report on Behalf of Reporting Manager:
Name: J. Markham Penrod, IACCPSM
Title: Chief Compliance Officer
Phone: 203-454-6925
Signature, Place, and Date of Signing:
/s/ J. Markham Penrod, IACCPSM Westport, CT 11/14/2011
-------------------------------- --------------- ------------
[Signature] [City, State] [Date]
Report Type (Check one only):
[X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager
are reported in this report.)
[ ] 13F NOTICE. (Check here if no holdings reported are in this report, and
all holdings are reported by other reporting manager(s).)
[ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for
this reporting manager are reported in this report and a portion are
reported by other reporting manager(s).)
List of Other Managers Reporting for this Manager: None
[If there are no entries in this list, omit this section.]
Form 13F File Number Name
28-___________________________ _____________________________
[Repeat as necessary.]
Form 13F SUMMARY PAGE
Report Summary:
Number of Other Included Managers: NONE
Form 13F Information Table Entry Total: 38
Form 13F Information Table Value Total: $439,387
(thousands)
List of Other Included Managers: NONE
Provide a numbered list of the name(s) and Form 13F file number(s) of all
institutional investment managers with respect to which this report is filed,
other than the manager filing this report.
[If there are no entries in this list, state "NONE" and omit the column headings
and list entries.]
No. Form 13F File Number Name
NONE
ITEM 1 ITEM 2 ITEM 3 ITEM 4 ITEM 5 ITEM 6 ITEM 7 ITEM 8
INVESTMENT VOTING
SHARES DISCRETION AUTHORITY
NAME TITLE FAIR OR SOLE SOLE
OF OF MARKET PRINCIPAL SH SHARED SHARED
ISSUER CLASS CUSIP VALUE AMOUNT PRN OTHER MANAGER OTHER
ACACIA RESEARCH CORP ACACIA TCH COM 003881307 3,599,000 100,000 SOLE FINE SOLE
ACTIVISION BLIZZARD INC COM 00507V109 5,177,000 435,000 SOLE FINE SOLE
APPLE INC COM 037833100 22,879,000 60,000 SOLE FINE SOLE
APPLIED MATERIALS INC COM 038222105 5,178,000 500,000 SOLE FINE SOLE
ARM HOLDINGS PLC SPN ADR 042068106 5,100,000 200,000 SOLE FINE SOLE
AVAGO TECHNOLOGIES LTD SHS Y0486S104 7,701,000 235,000 SOLE FINE SOLE
BAIDU INC SPN ADR REP A 056752108 6,949,000 65,000 SOLE FINE SOLE
BROADSOFT INC COM 11133B409 9,560,000 315,000 SOLE FINE SOLE
CHECK POINT SOFTWARE TECH LTD ORD M22465104 2,638,000 50,000 SOLE FINE SOLE
CIENA ORD COM NEW 171779309 35,840,000 3,200,000 SOLE FINE SOLE
CISCO SYSTEMS INC COM 17275R102 10,075,000 650,000 SOLE FINE SOLE
CORNING INC COM 219350105 12,051,000 975,000 SOLE FINE SOLE
ELECTRONIC ARTS INC COM 285512109 4,704,000 230,000 SOLE FINE SOLE
ERICSSON L M TEL CO ADR B SEK 10 294821608 2,149,000 225,000 SOLE FINE SOLE
ERICSSON L M TEL CO - CALL ADR B SEK 10 294821608 9,550,000 1,000,000 CALL SOLE FINE
EZCHIP SEMICONDUCTOR LIMITED ORD M4146Y108 6,644,000 200,000 SOLE FINE SOLE
FORTINET INC COM 34959E109 6,720,000 400,000 SOLE FINE SOLE
FUSION-IO INC COM 36112J107 1,425,000 75,000 SOLE FINE SOLE
INFORMATICA CORP COM 45666Q102 11,466,000 280,000 SOLE FINE SOLE
INTERDIGITAL INC COM 45867G101 11,645,000 250,000 SOLE FINE SOLE
J2 GLOBAL COMMUNICATIONS INC COM NEW 46626E205 3,094,000 115,000 SOLE FINE SOLE
KEYNOTE SYSTEMS INC COM 493308100 23,243,000 1,100,000 SOLE FINE SOLE
LOGITECH INTERNATIONAL S A SHS H50430232 1,054,000 135,000 SOLE FINE SOLE
MITEK SYSTEMS INC COM NEW 606710200 1,119,000 121,000 SOLE FINE SOLE
NETSUITE INC COM 64118Q107 9,859,000 365,000 SOLE FINE SOLE
OCZ TECHNOLOGY GROUP INC COM 67086E303 15,520,000 3,200,000 SOLE FINE SOLE
OCZ TECHNOLOGY GROUP INC - CALL COM 67086E303 1,688,000 348,000 CALL SOLE FINE
OCZ TECHNOLOGY GROUP INC - CALL COM 67086E303 1,006,000 207,500 CALL SOLE FINE
QLIK TECHNOLOGIES INC COM 74733T105 21,306,000 985,000 SOLE FINE SOLE
SALESFORCE.COM INC COM 79466L302 23,999,000 210,000 SOLE FINE SOLE
SIFY TECHNOLOGIES LIMITED SPN ADR 82655M107 1,995,000 500,000 SOLE FINE SOLE
SINA CORP ORD G81477104 25,780,000 360,000 SOLE FINE SOLE
SONUS NETWORKS INC COM 835916107 42,775,000 19,803,357 SOLE FINE SOLE
SPREADTRUM COMMUNICATIONS INC ADR 849415203 3,590,000 200,000 SOLE FINE SOLE
SUCCESSFACTORS INC COM 864596101 72,993,000 3,175,000 SOLE FINE SOLE
TEKELEC COM 879101103 1,208,000 200,000 SOLE FINE SOLE
TIBCO SOFTWARE INC COM 88632Q103 6,717,000 300,000 SOLE FINE SOLE
UNIVERSAL DISPLAY CORP COM 91347P105 1,393,000 29,050 SOLE FINE SOLE
439,387,000
ENTRY TOTAL 38
TABLE VALUE IN THOUSANDS $ 439,387