0001321711-11-000052.txt : 20111114 0001321711-11-000052.hdr.sgml : 20111111 20111114163015 ACCESSION NUMBER: 0001321711-11-000052 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20110930 FILED AS OF DATE: 20111114 DATE AS OF CHANGE: 20111114 EFFECTIVENESS DATE: 20111114 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Empire Capital Management, L.L.C. CENTRAL INDEX KEY: 0001321711 IRS NUMBER: 133888075 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-11506 FILM NUMBER: 111203118 BUSINESS ADDRESS: STREET 1: 1 GORHAM ISLAND CITY: WESTPORT STATE: CT ZIP: 06880 BUSINESS PHONE: 203-454-1019 MAIL ADDRESS: STREET 1: 1 GORHAM ISLAND CITY: WESTPORT STATE: CT ZIP: 06880 13F-HR 1 sc13f-093011.txt UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F Form 13F COVER PAGE Report for the Calendar Year or Quarter Ended: 09/30/2011 Check here if Amendment: [ ]; Amendment Number: This Amendment (Check only one): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Empire Capital Management, LLC Address: 1 Gorham Island, Suite 201 Westport, CT 06880 Form 13F File Number: 28-11506 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: J. Markham Penrod, IACCPSM Title: Chief Compliance Officer Phone: 203-454-6925 Signature, Place, and Date of Signing: /s/ J. Markham Penrod, IACCPSM Westport, CT 11/14/2011 -------------------------------- --------------- ------------ [Signature] [City, State] [Date] Report Type (Check one only): [X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) List of Other Managers Reporting for this Manager: None [If there are no entries in this list, omit this section.] Form 13F File Number Name 28-___________________________ _____________________________ [Repeat as necessary.] Form 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: NONE Form 13F Information Table Entry Total: 38 Form 13F Information Table Value Total: $439,387 (thousands) List of Other Included Managers: NONE Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. [If there are no entries in this list, state "NONE" and omit the column headings and list entries.] No. Form 13F File Number Name NONE
ITEM 1 ITEM 2 ITEM 3 ITEM 4 ITEM 5 ITEM 6 ITEM 7 ITEM 8 INVESTMENT VOTING SHARES DISCRETION AUTHORITY NAME TITLE FAIR OR SOLE SOLE OF OF MARKET PRINCIPAL SH SHARED SHARED ISSUER CLASS CUSIP VALUE AMOUNT PRN OTHER MANAGER OTHER ACACIA RESEARCH CORP ACACIA TCH COM 003881307 3,599,000 100,000 SOLE FINE SOLE ACTIVISION BLIZZARD INC COM 00507V109 5,177,000 435,000 SOLE FINE SOLE APPLE INC COM 037833100 22,879,000 60,000 SOLE FINE SOLE APPLIED MATERIALS INC COM 038222105 5,178,000 500,000 SOLE FINE SOLE ARM HOLDINGS PLC SPN ADR 042068106 5,100,000 200,000 SOLE FINE SOLE AVAGO TECHNOLOGIES LTD SHS Y0486S104 7,701,000 235,000 SOLE FINE SOLE BAIDU INC SPN ADR REP A 056752108 6,949,000 65,000 SOLE FINE SOLE BROADSOFT INC COM 11133B409 9,560,000 315,000 SOLE FINE SOLE CHECK POINT SOFTWARE TECH LTD ORD M22465104 2,638,000 50,000 SOLE FINE SOLE CIENA ORD COM NEW 171779309 35,840,000 3,200,000 SOLE FINE SOLE CISCO SYSTEMS INC COM 17275R102 10,075,000 650,000 SOLE FINE SOLE CORNING INC COM 219350105 12,051,000 975,000 SOLE FINE SOLE ELECTRONIC ARTS INC COM 285512109 4,704,000 230,000 SOLE FINE SOLE ERICSSON L M TEL CO ADR B SEK 10 294821608 2,149,000 225,000 SOLE FINE SOLE ERICSSON L M TEL CO - CALL ADR B SEK 10 294821608 9,550,000 1,000,000 CALL SOLE FINE EZCHIP SEMICONDUCTOR LIMITED ORD M4146Y108 6,644,000 200,000 SOLE FINE SOLE FORTINET INC COM 34959E109 6,720,000 400,000 SOLE FINE SOLE FUSION-IO INC COM 36112J107 1,425,000 75,000 SOLE FINE SOLE INFORMATICA CORP COM 45666Q102 11,466,000 280,000 SOLE FINE SOLE INTERDIGITAL INC COM 45867G101 11,645,000 250,000 SOLE FINE SOLE J2 GLOBAL COMMUNICATIONS INC COM NEW 46626E205 3,094,000 115,000 SOLE FINE SOLE KEYNOTE SYSTEMS INC COM 493308100 23,243,000 1,100,000 SOLE FINE SOLE LOGITECH INTERNATIONAL S A SHS H50430232 1,054,000 135,000 SOLE FINE SOLE MITEK SYSTEMS INC COM NEW 606710200 1,119,000 121,000 SOLE FINE SOLE NETSUITE INC COM 64118Q107 9,859,000 365,000 SOLE FINE SOLE OCZ TECHNOLOGY GROUP INC COM 67086E303 15,520,000 3,200,000 SOLE FINE SOLE OCZ TECHNOLOGY GROUP INC - CALL COM 67086E303 1,688,000 348,000 CALL SOLE FINE OCZ TECHNOLOGY GROUP INC - CALL COM 67086E303 1,006,000 207,500 CALL SOLE FINE QLIK TECHNOLOGIES INC COM 74733T105 21,306,000 985,000 SOLE FINE SOLE SALESFORCE.COM INC COM 79466L302 23,999,000 210,000 SOLE FINE SOLE SIFY TECHNOLOGIES LIMITED SPN ADR 82655M107 1,995,000 500,000 SOLE FINE SOLE SINA CORP ORD G81477104 25,780,000 360,000 SOLE FINE SOLE SONUS NETWORKS INC COM 835916107 42,775,000 19,803,357 SOLE FINE SOLE SPREADTRUM COMMUNICATIONS INC ADR 849415203 3,590,000 200,000 SOLE FINE SOLE SUCCESSFACTORS INC COM 864596101 72,993,000 3,175,000 SOLE FINE SOLE TEKELEC COM 879101103 1,208,000 200,000 SOLE FINE SOLE TIBCO SOFTWARE INC COM 88632Q103 6,717,000 300,000 SOLE FINE SOLE UNIVERSAL DISPLAY CORP COM 91347P105 1,393,000 29,050 SOLE FINE SOLE 439,387,000 ENTRY TOTAL 38 TABLE VALUE IN THOUSANDS $ 439,387