-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, V4A6zhrfPo+ygXAMQJlhVTE6qDQDKUGWQ6HELmxXj91HVYEpSXptjvnkbUeTeiOn 2NaJn/j27S2EXh3YoiPEmQ== 0001321711-09-000041.txt : 20090814 0001321711-09-000041.hdr.sgml : 20090814 20090814165954 ACCESSION NUMBER: 0001321711-09-000041 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20090630 FILED AS OF DATE: 20090814 DATE AS OF CHANGE: 20090814 EFFECTIVENESS DATE: 20090814 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Empire Capital Management, L.L.C. CENTRAL INDEX KEY: 0001321711 IRS NUMBER: 133888075 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-11506 FILM NUMBER: 091016766 BUSINESS ADDRESS: STREET 1: 1 GORHAM ISLAND CITY: WESTPORT STATE: CT ZIP: 06880 BUSINESS PHONE: 203-454-1019 MAIL ADDRESS: STREET 1: 1 GORHAM ISLAND CITY: WESTPORT STATE: CT ZIP: 06880 13F-HR 1 sc13f-063009.txt ---------------------------- OMB APPROVAL ---------------------------- OMB Number: Expires: Estimated average burden hours per response..... ---------------------------- SEC USE ONLY ---------------------------- ---------------------------- UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F Cover Page Report for the Calendar Year or Quarter Ended 06/30/09 If amended report check here: |_| Amendment Number: ____ This Amendment (Check only one): |_| is a restatement |_| adds new holding entries. - -------------------------------------------------------------------------------- Name of Institutional Investment Manager Name: Empire Capital Management, LLC Address: 1 Gorham Island, Suite 201 Westport, CT 06880 - -------------------------------------------------------------------------------- 13F File Number: 28-11506 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: J. Markham Penrod, IACCPsm Title: Chief Compliance Officer Phone: 203-454-6925 - -------------------------------------------------------------------------------- Signature, Place and Date of Signing: /s/ J. Markham Penrod, IACCPsm Westport, CT 8/14/2009 - ------------------------------- ---------------- ------------- Report Type: [X] 13F HOLDINGS REPORT. [ ] 13F NOTICE. [ ] 13F COMBINATION REPORT. Form 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: NONE Form 13F Information Table Entry Total: 46 Form 13F Information Table Value Total: $432,619 (thousands) List of Other Included Managers: NONE Name and 13F file numbers of ALL Institutional Investment Managers with respect to which this schedule is filed (other than the one filing this report): (List in alphabetical order). [If there are no entries in this list, state "NONE" and omit the column headings and list entries.] 13F File Numbers will be assigned to Institutional Investment Managers after they file their first report. 13F File No.: Name: 13F File No.: Name: ------------- --------------------- ------------- --------------------- NONE FORM 13F INFORMATION TABLE
- ----------------------------------------------------------------------------------------------------------------------------------- ITEM 1 ITEM 2 ITEM 3 ITEM 4 ITEM 5 ITEM 6 ITEM 7 ITEM 8 INVESTMENT VOTING DISCRETION AUTHORITY SHARES OR SOLE/ SOLE/ TITLE OF FAIR MARKET PRINCIPAL SH/ PUT/ SHARED/ SHARED/ NAME OF ISSUER CLASS CUSIP VALUE AMOUNT PRN CALL OTHER MANAGER OTHER - ----------------------------------------------------------------------------------------------------------------------------------- - ----------------------------------------------------------------------------------------------------------------------------------- - ----------------------------------------------------------------------------------------------------------------------------------- Accenture Ltd CL A G1150G111 $4,851,700 145,000 SH SOLE FINE SOLE - ----------------------------------------------------------------------------------------------------------------------------------- - ----------------------------------------------------------------------------------------------------------------------------------- Adtran Inc COM 00738A106 $1,073,500 50,000 SH SOLE FINE SOLE - ----------------------------------------------------------------------------------------------------------------------------------- - ----------------------------------------------------------------------------------------------------------------------------------- Alcatel-Lucent SPN ADR 013904305 $32,326,800 13,035,000 SH SOLE FINE SOLE - ----------------------------------------------------------------------------------------------------------------------------------- - ----------------------------------------------------------------------------------------------------------------------------------- Altera Corp COM 021441100 $15,068,250 925,000 SH SOLE FINE SOLE - ----------------------------------------------------------------------------------------------------------------------------------- - ----------------------------------------------------------------------------------------------------------------------------------- American Tower Corp CL A 029912201 $23,647,500 750,000 SH SOLE FINE SOLE - ----------------------------------------------------------------------------------------------------------------------------------- - ----------------------------------------------------------------------------------------------------------------------------------- Analog Devices Inc COM 032654105 $5,823,300 235,000 SH SOLE FINE SOLE - ----------------------------------------------------------------------------------------------------------------------------------- - ----------------------------------------------------------------------------------------------------------------------------------- Apple Inc COM 037833100 $24,141,885 169,500 SH SOLE FINE SOLE - ----------------------------------------------------------------------------------------------------------------------------------- - ----------------------------------------------------------------------------------------------------------------------------------- Ariba Inc COM NEW 04033V203 $4,920,000 500,000 SH SOLE FINE SOLE - ----------------------------------------------------------------------------------------------------------------------------------- - ----------------------------------------------------------------------------------------------------------------------------------- Aruba Networks Inc COM 043176106 $42,651,200 4,880,000 SH SOLE FINE SOLE - ----------------------------------------------------------------------------------------------------------------------------------- - ----------------------------------------------------------------------------------------------------------------------------------- AsiaInfo Holdings Inc COM 04518A104 $7,744,500 450,000 SH SOLE FINE SOLE - ----------------------------------------------------------------------------------------------------------------------------------- - ----------------------------------------------------------------------------------------------------------------------------------- Atheros Communications Inc COM 04743P108 $2,405,000 125,000 SH SOLE FINE SOLE - ----------------------------------------------------------------------------------------------------------------------------------- - ----------------------------------------------------------------------------------------------------------------------------------- Brocade Commun Systems Inc COM NEW 111621306 $28,224,000 3,600,000 SH SOLE FINE SOLE - ----------------------------------------------------------------------------------------------------------------------------------- - ----------------------------------------------------------------------------------------------------------------------------------- Aruba Networks Inc COM 043176106 $280,000 70,000 SH CALL SOLE FINE - ----------------------------------------------------------------------------------------------------------------------------------- - ----------------------------------------------------------------------------------------------------------------------------------- Aruba Networks Inc COM 043176106 $395,675 186,200 SH CALL SOLE FINE - ----------------------------------------------------------------------------------------------------------------------------------- - ----------------------------------------------------------------------------------------------------------------------------------- Sprint Nextel Corp COM SER 1 852061100 $18,950 379,000 SH CALL SOLE FINE - ----------------------------------------------------------------------------------------------------------------------------------- - ----------------------------------------------------------------------------------------------------------------------------------- ProShares Trust PSHS ULTRA R/EST 74347R552 $285,000 75,000 SH CALL SOLE FINE - ----------------------------------------------------------------------------------------------------------------------------------- - ----------------------------------------------------------------------------------------------------------------------------------- ProShares Trust PSHS ULTRA R/EST 74347R552 $306,250 250,000 SH CALL SOLE FINE - ----------------------------------------------------------------------------------------------------------------------------------- - ----------------------------------------------------------------------------------------------------------------------------------- Check Point Software Tech ORD M22465104 $4,107,250 175,000 SH SOLE FINE SOLE - ----------------------------------------------------------------------------------------------------------------------------------- - ----------------------------------------------------------------------------------------------------------------------------------- Chordiant Software Inc COM NEW 170404305 $3,993,000 1,100,000 SH SOLE FINE SOLE - ----------------------------------------------------------------------------------------------------------------------------------- - ----------------------------------------------------------------------------------------------------------------------------------- Cisco Systems Inc COM 17275R102 $13,055,000 700,000 SH SOLE FINE SOLE - ----------------------------------------------------------------------------------------------------------------------------------- - ----------------------------------------------------------------------------------------------------------------------------------- Dell Inc COM 24702R101 $12,494,300 910,000 SH SOLE FINE SOLE - ----------------------------------------------------------------------------------------------------------------------------------- - ----------------------------------------------------------------------------------------------------------------------------------- EMC Corp/Massachusetts COM 268648102 $12,576,000 960,000 SH SOLE FINE SOLE - ----------------------------------------------------------------------------------------------------------------------------------- - ----------------------------------------------------------------------------------------------------------------------------------- Entrust Inc COM 293848107 $20,363,767 11,250,700 SH SOLE FINE SOLE - ----------------------------------------------------------------------------------------------------------------------------------- - ----------------------------------------------------------------------------------------------------------------------------------- Equinix Inc COM NEW 29444U502 $20,003,500 275,000 SH SOLE FINE SOLE - ----------------------------------------------------------------------------------------------------------------------------------- - ----------------------------------------------------------------------------------------------------------------------------------- Google Inc CL A 38259P508 $14,755,650 35,000 SH SOLE FINE SOLE - ----------------------------------------------------------------------------------------------------------------------------------- - ----------------------------------------------------------------------------------------------------------------------------------- Harris Stratex Networks Inc CL A 41457P106 $6,512,400 1,005,000 SH SOLE FINE SOLE - ----------------------------------------------------------------------------------------------------------------------------------- - ----------------------------------------------------------------------------------------------------------------------------------- Informatica Corp COM 45666Q102 $12,118,950 705,000 SH SOLE FINE SOLE - ----------------------------------------------------------------------------------------------------------------------------------- - ----------------------------------------------------------------------------------------------------------------------------------- Lantronix Inc COM 516548104 $2,865,800 6,230,000 SH SOLE FINE SOLE - ----------------------------------------------------------------------------------------------------------------------------------- - ----------------------------------------------------------------------------------------------------------------------------------- Netapp Inc COM 64110D104 $6,606,200 335,000 SH SOLE FINE SOLE - ----------------------------------------------------------------------------------------------------------------------------------- - ----------------------------------------------------------------------------------------------------------------------------------- Novatel Wireless Inc COM NEW 66987M604 $3,427,600 380,000 SH SOLE FINE SOLE - ----------------------------------------------------------------------------------------------------------------------------------- - ----------------------------------------------------------------------------------------------------------------------------------- Power-One Inc COM 739308104 $5,513,000 3,700,000 SH SOLE FINE SOLE - ----------------------------------------------------------------------------------------------------------------------------------- - ----------------------------------------------------------------------------------------------------------------------------------- PowerShares QQQ Trust UNIT SER 1 73935A104 $31,000 200,000 SH PUT SOLE FINE - ----------------------------------------------------------------------------------------------------------------------------------- - ----------------------------------------------------------------------------------------------------------------------------------- PowerShares QQQ Trust UNIT SER 1 73935A104 $588,500 550,000 SH PUT SOLE FINE - ----------------------------------------------------------------------------------------------------------------------------------- - ----------------------------------------------------------------------------------------------------------------------------------- PowerShares QQQ Trust UNIT SER 1 73935A104 $1,286,250 105,000 SH PUT SOLE FINE - ----------------------------------------------------------------------------------------------------------------------------------- - ----------------------------------------------------------------------------------------------------------------------------------- PowerShares QQQ Trust UNIT SER 1 73935A104 $1,776,500 110,000 SH PUT SOLE FINE - ----------------------------------------------------------------------------------------------------------------------------------- - ----------------------------------------------------------------------------------------------------------------------------------- SPDR Trust UNIT SER 1 78462F103 $1,620,000 400,000 SH PUT SOLE FINE - ----------------------------------------------------------------------------------------------------------------------------------- - ----------------------------------------------------------------------------------------------------------------------------------- SPDR Trust UNIT SER 1 78462F103 $1,600,625 325,000 SH PUT SOLE FINE - ----------------------------------------------------------------------------------------------------------------------------------- - ----------------------------------------------------------------------------------------------------------------------------------- QLogic Corp COM 747277101 $7,379,760 582,000 SH SOLE FINE SOLE - ----------------------------------------------------------------------------------------------------------------------------------- - ----------------------------------------------------------------------------------------------------------------------------------- S1 Corp COM 78463B101 $2,536,381 366,529 SH SOLE FINE SOLE - ----------------------------------------------------------------------------------------------------------------------------------- - ----------------------------------------------------------------------------------------------------------------------------------- SanDisk Corp COM 80004C101 $12,649,350 860,500 SH SOLE FINE SOLE - ----------------------------------------------------------------------------------------------------------------------------------- - ----------------------------------------------------------------------------------------------------------------------------------- SBA Communications Corp COM 78388J106 $31,705,680 1,292,000 SH SOLE FINE SOLE - ----------------------------------------------------------------------------------------------------------------------------------- - ----------------------------------------------------------------------------------------------------------------------------------- Sun Microsystems Inc COM NEW 866810203 $8,327,504 903,200 SH SOLE FINE SOLE - ----------------------------------------------------------------------------------------------------------------------------------- - ----------------------------------------------------------------------------------------------------------------------------------- Taiwan Semicond Manufct Ltd SPN ADR 874039100 $2,352,500 250,000 SH SOLE FINE SOLE - ----------------------------------------------------------------------------------------------------------------------------------- - ----------------------------------------------------------------------------------------------------------------------------------- Tellabs Inc COM 879664100 $1,146,000 200,000 SH SOLE FINE SOLE - ----------------------------------------------------------------------------------------------------------------------------------- - ----------------------------------------------------------------------------------------------------------------------------------- Xilinx Inc COM 983919101 $11,559,900 565,000 SH SOLE FINE SOLE - ----------------------------------------------------------------------------------------------------------------------------------- - ----------------------------------------------------------------------------------------------------------------------------------- Yucheng Technologies Ltd COM G98777108 $15,503,275 1,817,500 SH SOLE FINE SOLE - ----------------------------------------------------------------------------------------------------------------------------------- - ----------------------------------------------------------------------------------------------------------------------------------- - ----------------------------------------------------------------------------------------------------------------------------------- - ----------------------------------------------------------------------------------------------------------------------------------- - ----------------------------------------------------------------------------------------------------------------------------------- - ----------------------------------------------------------------------------------------------------------------------------------- $432,619,152 - ----------------------------------------------------------------------------------------------------------------------------------- - ----------------------------------------------------------------------------------------------------------------------------------- - ----------------------------------------------------------------------------------------------------------------------------------- - ----------------------------------------------------------------------------------------------------------------------------------- ENTRY TOTAL 46 - ----------------------------------------------------------------------------------------------------------------------------------- - ----------------------------------------------------------------------------------------------------------------------------------- TABLE VALUE IN THOUSANDS $432,619 - -----------------------------------------------------------------------------------------------------------------------------------
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