-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, QCEWtENZFmJHhVDs2VuV8WkiCCrVMZbf/+S7ApNF+z81Qw8mJFhWOJNWKr4/WSW2 kg1C7I9gT4mBq8s2rYmE2w== 0001321711-09-000009.txt : 20090515 0001321711-09-000009.hdr.sgml : 20090515 20090515160338 ACCESSION NUMBER: 0001321711-09-000009 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20090331 FILED AS OF DATE: 20090515 DATE AS OF CHANGE: 20090515 EFFECTIVENESS DATE: 20090515 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Empire Capital Management, L.L.C. CENTRAL INDEX KEY: 0001321711 IRS NUMBER: 133888075 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-11506 FILM NUMBER: 09832958 BUSINESS ADDRESS: STREET 1: 1 GORHAM ISLAND CITY: WESTPORT STATE: CT ZIP: 06880 BUSINESS PHONE: 203-454-1019 MAIL ADDRESS: STREET 1: 1 GORHAM ISLAND CITY: WESTPORT STATE: CT ZIP: 06880 13F-HR 1 sc13f-033109.txt ---------------------------- OMB APPROVAL ---------------------------- OMB Number: Expires: Estimated average burden hours per response..... ---------------------------- SEC USE ONLY ---------------------------- ---------------------------- UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F Cover Page Report for the Calendar Year or Quarter Ended 03/31/09 If amended report check here: |_| Amendment Number: ____ This Amendment (Check only one): |_| is a restatement |_| adds new holding entries. - -------------------------------------------------------------------------------- Institutional Investment Manager Filing this Report: Name: Empire Capital Management, LLC Address: 1 Gorham Island, Suite 201 Westport, CT 06880 - -------------------------------------------------------------------------------- 13F File Number: 28-11506 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: J. Markham Penrod, IACCPsm Title: Chief Compliance Officer Phone: 203-454-6925 - -------------------------------------------------------------------------------- Signature, Place and Date of Signing: /s/ J. Markham Penrod, IACCPsm Westport, CT 5/15/2009 - ------------------------------- ---------------- ------------- Report Type: [X] 13F HOLDINGS REPORT. [ ] 13F NOTICE. [ ] 13F COMBINATION REPORT. Form 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: NONE Form 13F Information Table Entry Total: 60 Form 13F Information Table Value Total: $391,132 (thousands) List of Other Included Managers: NONE Name and 13F file numbers of ALL Institutional Investment Managers with respect to which this schedule is filed (other than the one filing this report): (List in alphabetical order). [If there are no entries in this list, state "NONE" and omit the column headings and list entries.] 13F File Numbers will be assigned to Institutional Investment Managers after they file their first report. 13F File No.: Name: ------------- --------------------- NONE FORM 13F INFORMATION TABLE
- ------------------------------------------------------------------------------------------------------------------------------------ Item 1 Item 2 Item 3 Item 4 Item 5 Item 6 Item 7 Item 8 INVESTMENT VOTING DISCRETION AUHTORITY SHARES OR SOLE/ SOLE/ TITLE OF FAIR MARKET PRINCIPAL SH PUT SHARED/ SHARED/ NAME OF ISSUER CLASS CUSIP VALUE AMOUNT PRN CALL OTHER MANAGER OTHER - ---------------------------------------------------------------------------------------------------------------------------------- - -------------------------------------------------------------------------------------------------------------------------------- - -------------------------------------------------------------------------------------------------------------------------------- AKAMAI TECHNOLOGIES INC COM 00971T101 $ 4,500,800 232,000 SH SOLE FINE SOLE - --------------------------------------------------------------------------------------------------------------------------------- - --------------------------------------------------------------------------------------------------------------------------------- ALCATEL-LUCENT SPN ADR 013904305 $ 6,742,500 3,625,000 SH SOLE FINE SOLE - --------------------------------------------------------------------------------------------------------------------------------- - --------------------------------------------------------------------------------------------------------------------------------- ALTERA CORP COM 021441100 $ 5,265,000 300,000 SH SOLE FINE SOLE - --------------------------------------------------------------------------------------------------------------------------------- - --------------------------------------------------------------------------------------------------------------------------------- ANALOG DEVICES INC COM 032654105 $ 1,927,000 100,000 SH SOLE FINE SOLE - --------------------------------------------------------------------------------------------------------------------------------- - --------------------------------------------------------------------------------------------------------------------------------- ANSYS INC COM 03662Q105 $ 3,263,000 130,000 SH SOLE FINE SOLE - --------------------------------------------------------------------------------------------------------------------------------- - --------------------------------------------------------------------------------------------------------------------------------- ARIBA INC COM NEW 04033V203 $ 11,305,350 1,295,000 SH SOLE FINE SOLE - -------------------------------------------------------------------------------------------------------------------------------- - ------------------------------------------------------------------------------------------------------------------------------- ARROW ELECTRONICS INC COM 042735100 $ 4,059,780 213,000 SH SOLE FINE SOLE - --------------------------------------------------------------------------------------------------------------------------------- - --------------------------------------------------------------------------------------------------------------------------------- ARUBA NETWORKS INC COM 043176106 $ 17,207,200 5,480,000 SH SOLE FINE SOLE - --------------------------------------------------------------------------------------------------------------------------------- - --------------------------------------------------------------------------------------------------------------------------------- ASML HOLDING NV NY REG SHS N07059186 $ 1,751,000 100,000 SH SOLE FINE SOLE - --------------------------------------------------------------------------------------------------------------------------------- - --------------------------------------------------------------------------------------------------------------------------------- ATHEROS COMMUNICATIONS INC COM 04743P108 $ 5,864,000 400,000 SH SOLE FINE SOLE - ---------------------------------------------------------------------------------------------------------------------------------- - ---------------------------------------------------------------------------------------------------------------------------------- ATHEROS COMMUNICATIONS INC COM 04743P108 $ 26,000,000 200,000 SH CALL SOLE FINE - ---------------------------------------------------------------------------------------------------------------------------------- - --------------------------------------------------------------------------------------------------------------------------------- AUTODESK INC COM 052769106 $ 1,681,000 100,000 SH SOLE FINE SOLE - --------------------------------------------------------------------------------------------------------------------------------- - --------------------------------------------------------------------------------------------------------------------------------- BMC SOFTWARE INC COM 055921100 $ 18,975,000 575,000 SH SOLE FINE SOLE - --------------------------------------------------------------------------------------------------------------------------------- - --------------------------------------------------------------------------------------------------------------------------------- BROADCOM CORP CL A 111320107 $ 6,993,000 350,000 SH SOLE FINE SOLE - --------------------------------------------------------------------------------------------------------------------------------- - ---------------------------------------------------------------------------------------------------------------------------------- BROCADE COMMUNICATIONS SYSTEMS INC COM NEW 111621306 $ 11,663,253 3,380,653 SH SOLE FINE SOLE - ---------------------------------------------------------------------------------------------------------------------------------- - ---------------------------------------------------------------------------------------------------------------------------------- BROOKS AUTOMATION INC COM 114340102 $ 396,460 86,000 SH SOLE FINE SOLE - ---------------------------------------------------------------------------------------------------------------------------------- - ---------------------------------------------------------------------------------------------------------------------------------- CELESTICA INC SUB VTG SHS 15101Q108 $ 8,650,800 2,430,000 SH SOLE FINE SOLE - ----------------------------------------------------------------------------------------------------------------------------------- - ----------------------------------------------------------------------------------------------------------------------------------- CORNING INC COM 219350105 $ 3,251,150 245,000 SH SOLE FINE SOLE - ----------------------------------------------------------------------------------------------------------------------------------- - ----------------------------------------------------------------------------------------------------------------------------------- CYPRESS SEMICONDUCTOR CORP COM 232806109 $ 1,354,000 200,000 SH SOLE FINE SOLE - ----------------------------------------------------------------------------------------------------------------------------------- - ---------------------------------------------------------------------------------------------------------------------------------- DATA DOMAIN INC COM 23767P109 $ 38,250,000 450,000 SH PUT SOLE FINE SOLE - ----------------------------------------------------------------------------------------------------------------------------------- - ----------------------------------------------------------------------------------------------------------------------------------- DELL INC COM 24702R101 $ 11,850,000 1,250,000 SH SOLE FINE SOLE - ----------------------------------------------------------------------------------------------------------------------------------- - ----------------------------------------------------------------------------------------------------------------------------------- DIGITAL REALTY TRUST INC COM 253868103 $ 8,241,912 248,400 SH SOLE FINE SOLE - ----------------------------------------------------------------------------------------------------------------------------------- - ----------------------------------------------------------------------------------------------------------------------------------- DIGITAL RIVER INC COM 25388B104 $ 2,982,000 100,000 SH SOLE FINE SOLE - ----------------------------------------------------------------------------------------------------------------------------------- - ----------------------------------------------------------------------------------------------------------------------------------- DOLBY LABORATORIES INC COM 25659T107 $ 511,650 15,000 SH SOLE FINE SOLE - ----------------------------------------------------------------------------------------------------------------------------------- - ----------------------------------------------------------------------------------------------------------------------------------- ENERGY CONVERSION DEVICES INC COM 292659109 $ 2,521,300 190,000 SH SOLE FINE SOLE - ----------------------------------------------------------------------------------------------------------------------------------- - ----------------------------------------------------------------------------------------------------------------------------------- ENTRUST INC COM 293848107 $ 16,988,557 11,250,700 SH SOLE FINE SOLE - ----------------------------------------------------------------------------------------------------------------------------------- - ----------------------------------------------------------------------------------------------------------------------------------- F5 NETWORKS INC COM 315616102 $ 3,142,500 150,000 SH SOLE FINE SOLE - ----------------------------------------------------------------------------------------------------------------------------------- - ----------------------------------------------------------------------------------------------------------------------------------- FUEL SYSTEMS SOLUTIONS INC COM 35952W103 $ 4,040,000 300,000 SH SOLE FINE SOLE - ----------------------------------------------------------------------------------------------------------------------------------- - ----------------------------------------------------------------------------------------------------------------------------------- HEWLETT-PACKARD CO COM 428236103 $ 3,686,900 115,000 SH SOLE FINE SOLE - ----------------------------------------------------------------------------------------------------------------------------------- - --------------------------------------------------------------------------------------------------------------------------------- INGRAM MICRO INC CL A 457153104 $ 2,797,232 221,300 SH SOLE FINE SOLE - --------------------------------------------------------------------------------------------------------------------------------- - --------------------------------------------------------------------------------------------------------------------------------- INTERSIL CORP CL A 46069S109 $ 1,725,000 150,000 SH SOLE FINE SOLE - --------------------------------------------------------------------------------------------------------------------------------- - --------------------------------------------------------------------------------------------------------------------------------- LANTRONIX INC COM 516548104 $ 2,866,423 6,230,000 SH SOLE FINE SOLE - --------------------------------------------------------------------------------------------------------------------------------- - ---------------------------------------------------------------------------------------------------------------------------- LINEAR TECHNOLOGY CORP COM 535678106 $ 3,447,000 150,000 SH SOLE FINE SOLE - ---------------------------------------------------------------------------------------------------------------------------------- - ---------------------------------------------------------------------------------------------------------------------------------- LONGTOP FINANCIAL TECHNOLOGIES LTD ADR 54318P108 $ 21,230,000 1,000,000 SH SOLE FINE SOLE - ---------------------------------------------------------------------------------------------------------------------------------- - ---------------------------------------------------------------------------------------------------------------------------------- MARVELL TECHNOLOGY GROUP LTD ORD G5876H105 $ 3,343,400 365,000 SH SOLE FINE SOLE - ---------------------------------------------------------------------------------------------------------------------------------- - ----------------------------------------------------------------------------------------------------------------------------------- MAXIM INTEGRATED PRODUCTS INC COM 57772K101 $ 11,558,750 875,000 SH SOLE FINE SOLE - ---------------------------------------------------------------------------------------------------------------------------------- - ---------------------------------------------------------------------------------------------------------------------------------- METROPCS COMMUNICATIONS INC COM 591708102 $ 3,843,000 225,000 SH SOLE FINE SOLE - ---------------------------------------------------------------------------------------------------------------------------------- - ---------------------------------------------------------------------------------------------------------------------------------- MONSTER WORLDWIDE INC COM 611742107 $ 1,344,750 165,000 SH SOLE FINE SOLE - ---------------------------------------------------------------------------------------------------------------------------------- - ---------------------------------------------------------------------------------------------------------------------------------- NETAPP INC COM 64110D104 $ 1,855,000 125,000 SH SOLE FINE SOLE - ---------------------------------------------------------------------------------------------------------------------------------- - ---------------------------------------------------------------------------------------------------------------------------------- ORACLE CORP COM 68389X105 $ 4,969,250 275,000 SH SOLE FINE SOLE - --------------------------------------------------------------------------------------------------------------------------------- - --------------------------------------------------------------------------------------------------------------------------------- PALM INC COM 696643105 $ 3,436,000 400,000 SH SOLE FINE SOLE - --------------------------------------------------------------------------------------------------------------------------------- - --------------------------------------------------------------------------------------------------------------------------------- QUALCOMM INC COM 747525103 $ 4,474,650 115,000 SH SOLE FINE SOLE - --------------------------------------------------------------------------------------------------------------------------------- - --------------------------------------------------------------------------------------------------------------------------------- QUANTUM CORP COM DSSG 747906204 $ 3,278,276 4,892,949 SH SOLE FINE SOLE - --------------------------------------------------------------------------------------------------------------------------------- - ---------------------------------------------------------------------------------------------------------------------------------- RESEARCH IN MOTION LTD COM 760975102 $ 11,575,000 50,000 SH CALL SOLE FINE - ----------------------------------------------------------------------------------------------------------------------------------- - --------------------------------------------------------------------------------------------------------------------------------- SALESFORCE.COM INC COM 79466L302 $ 5,858,670 179,000 SH SOLE FINE SOLE - --------------------------------------------------------------------------------------------------------------------------------- - --------------------------------------------------------------------------------------------------------------------------------- SANDISK CORP COM 80004C101 $ 2,213,750 175,000 SH SOLE FINE SOLE - --------------------------------------------------------------------------------------------------------------------------------- - --------------------------------------------------------------------------------------------------------------------------------- SEAGATE TECHNOLOGY COM G7945J104 $ 4,357,250 725,000 SH SOLE FINE SOLE - --------------------------------------------------------------------------------------------------------------------------------- - --------------------------------------------------------------------------------------------------------------------------------- SILICON LABORATORIES INC SHS 826919102 $ 3,300,000 125,000 SH SOLE FINE SOLE - --------------------------------------------------------------------------------------------------------------------------------- - --------------------------------------------------------------------------------------------------------------------------------- SONUS NETWORKS INC COM 835916107 $ 706,500 450,000 SH SOLE FINE SOLE - --------------------------------------------------------------------------------------------------------------------------------- - --------------------------------------------------------------------------------------------------------------------------------- SONY CORP ADR NEW 835699307 $ 2,650,955 128,500 SH SOLE FINE SOLE - --------------------------------------------------------------------------------------------------------------------------------- - --------------------------------------------------------------------------------------------------------------------------------- SPRINT NEXTEL CORP COM SER 1 852061100 $ 10,228,050 2,865,000 SH SOLE FINE SOLE - --------------------------------------------------------------------------------------------------------------------------------- - --------------------------------------------------------------------------------------------------------------------------------- STOCKERYALE INC COM NEW 86126T203 $ 748,401 5,492,500 SH SOLE FINE SOLE - ----------------------------------------------------------------------------------------------------------------------------------- - ----------------------------------------------------------------------------------------------------------------------------------- SYMANTEC CORP COM 871503108 $ 18,675,000 1,250,000 SH SOLE FINE SOLE - --------------------------------------------------------------------------------------------------------------------------------- - --------------------------------------------------------------------------------------------------------------------------------- TAKE TWO INTERACTIVE SOFTWARE INC COM 874054109 $ 2,045,750 245,000 SH SOLE FINE SOLE - --------------------------------------------------------------------------------------------------------------------------------- - --------------------------------------------------------------------------------------------------------------------------------- TELEFONOS DE MEXICO SAB DE CV SPON ADR ORD L 879403780 $ 3,008,000 200,000 SH SOLE FINE SOLE - --------------------------------------------------------------------------------------------------------------------------------- - --------------------------------------------------------------------------------------------------------------------------------- TELLABS INC COM 879664100 $ 1,374,000 300,000 SH SOLE FINE SOLE - --------------------------------------------------------------------------------------------------------------------------------- - ----------------------------------------------------------------------------------------------------------------------------- UNITED MICRO ELECTRONICS CORP SPON ADR NEW 910873405 $ 491,931 194,439 SH SOLE FINE SOLE - --------------------------------------------------------------------------------------------------------------------------------- - --------------------------------------------------------------------------------------------------------------------------------- VERISIGN INC COM 92343E102 $ 4,528,800 240,000 SH SOLE FINE SOLE - --------------------------------------------------------------------------------------------------------------------------------- - --------------------------------------------------------------------------------------------------------------------------------- YAHOO! INC COM 984332106 $ 3,843,000 300,000 SH SOLE FINE SOLE - --------------------------------------------------------------------------------------------------------------------------------- - --------------------------------------------------------------------------------------------------------------------------------- YUCHENG TECHNOLOGIES LTD COM G98777108 $ 12,294,100 1,930,000 SH SOLE FINE SOLE - ---------------------------------------------------------------------------------------------------------------------------------- - ---------------------------------------------------------------------------------------------------------------------------------- - ---------------------------------------------------------------------------------------------------------------------------------- - ---------------------------------------------------------------------------------------------------------------------------------- $ 391,132,999 - ---------------------------------------------------------------------------------------------------------------------------------- - ---------------------------------------------------------------------------------------------------------------------------------- - ---------------------------------------------------------------------------------------------------------------------------------- - ---------------------------------------------------------------------------------------------------------------------------------- - ---------------------------------------------------------------------------------------------------------------------------------- - ---------------------------------------------------------------------------------------------------------------------------------- ENTRY TOTAL 60 - ---------------------------------------------------------------------------------------------------------------------------------- - ---------------------------------------------------------------------------------------------------------------------------------- TABLE VALUE IN THOUSANDS 391,132 - ----------------------------------------------------------------------------------------------------------------------------------
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