-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, PzQUsqHl900k997wqaU3B5Ka62WU6LIzXvBw7RyMNvvvX5ezCSqbytXHvnIG0lxA WwDmA7AlQMseLj1cys1cqw== 0000950123-09-002790.txt : 20090213 0000950123-09-002790.hdr.sgml : 20090213 20090213164949 ACCESSION NUMBER: 0000950123-09-002790 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20081231 FILED AS OF DATE: 20090213 DATE AS OF CHANGE: 20090213 EFFECTIVENESS DATE: 20090213 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Empire Capital Management, L.L.C. CENTRAL INDEX KEY: 0001321711 IRS NUMBER: 133888075 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-11506 FILM NUMBER: 09604659 BUSINESS ADDRESS: STREET 1: 1 GORHAM ISLAND CITY: WESTPORT STATE: CT ZIP: 06880 BUSINESS PHONE: 203-454-1019 MAIL ADDRESS: STREET 1: 1 GORHAM ISLAND CITY: WESTPORT STATE: CT ZIP: 06880 13F-HR 1 y74534e13fvhr.txt FORM 13F UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F Form 13F COVER PAGE Report for the Calendar Year or Quarter Ended: 12/31/08 Check here if Amendment: [ ]; Amendment Number: __________ This Amendment (Check only one): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Empire Capital Management, LLC Address: 1 Gorham Island, Suite 201 Westport, CT 06880 Form 13F File Number: 28-_____________ The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: J. Markham Penrod, IACCPsm Title: Chief Compliance Officer Phone: 203-454-6925 Signature, Place, and Date of Signing: /s/ J. Markham Penrod, IACCPsm Westport, CT 2/13/08 - ------------------------------------- ------------------- ------------------ [Signature] [City, State] [Date] Report Type (Check one only): [X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) List of Other Managers Reporting for this Manager: None [If there are no entries in this list, omit this section.] Form 13F File Number Name - -------------------- ---- 28-___________________ _____________________________ [Repeat as necessary.] Form 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: None Form 13F Information Table Entry Total: 50 Form 13F Information Table Value Total: $319,282 -------- (thousands) List of Other Included Managers: NONE Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. [If there are no entries in this list, state "NONE" and omit the column headings and list entries.] No. Form 13F File Number Name - ---- -------------------- ---- NONE _______________ ____ [Repeat as necessary.] EMPIRE CAPITAL MANAGEMENT, LLC USD FORM 13F - Q4 2008
Item 1 Item 2 Item 3 Item 4 Item 5 Item 6 Item 7 Item 8 ------ --------- --------- --------------- ------------------ -------------- ------- ------------- INVESTMENT VOTING SHARES OR DISCRETION AUTHORITY TITLE OF FAIR MARKET PRINCIPAL SH PUT SOLE / SOLE / NAME OF ISSUER CLASS CUSIP VALUE AMOUNT PRN CALL SHARED / OTHER MANAGER SHARED / NONE - ---------------------------------- --------- --------- --------------- --------- --- ---- -------------- ------- ------------- AGILENT TECHNOLOGIES INC COM 00846U101 $ 4,298,250.00 275000 SH SOLE FINE SOLE AGILYSYS INC COM 00847J105 $ 1,385,991.75 323075 SH SOLE FINE SOLE ALLOT COMMUNICATIONS LTD SHS M0854Q105 $ 1,079,595.00 654300 SH SOLE FINE SOLE APPLE INC COM 037833100 $ 16,643,250.00 195000 SH SOLE FINE SOLE ARIBA INC COM NEW 04033V203 $ 20,151,950.00 2795000 SH SOLE FINE SOLE ARUBA NETWORKS INC COM 043176106 $ 9,600,750.00 3765000 SH SOLE FINE SOLE ARUBA NETWORKS INC COM 043176106 $ 510,000.00 200000 SH CALL SOLE FINE ATHEROS COMMUNICATIONS INC COM 04743P108 $ 4,149,900.00 290000 SH SOLE FINE SOLE CA INC COM 12673P105 $ 10,897,270.64 588088 SH SOLE FINE SOLE CAPSTONE TURBINE CORP COM 14067D102 $ 2,340,408.00 2786200 SH SOLE FINE SOLE CAVIUM NETWORKS COM 14965A101 $ 8,408,000.00 800000 SH SOLE FINE SOLE CERAGON NETWORKS LTD ORD M22013102 $ 3,146,150.00 623000 SH CALL SOLE FINE CISCO SYSTEMS INC COM 17275R102 $ 18,582,000.00 1140000 SH SOLE FINE SOLE ELECTRONIC ARTS COM 285512109 $ 9,624,000.00 600000 SH SOLE FINE SOLE EMC CORP MASSACHUSETTS COM 268648102 $ 13,611,000.00 1300000 SH SOLE FINE SOLE ENERGY CONVERSION DEVICES INC COM 292659109 $ 2,521,000.00 100000 SH SOLE FINE SOLE ENTRUST INC COM 293848107 $ 17,776,106.00 11250700 SH SOLE FINE SOLE EQUINIX INC COM NEW 29444U502 $ 11,701,800.00 220000 SH SOLE FINE SOLE FUEL SYSTEMS SOLUTIONS INC COM 35952W103 $ 17,199,000.00 525000 SH SOLE FINE SOLE GOOGLE INC CLA 38259P508 $ 7,691,250.00 25000 SH SOLE FINE SOLE JUNIPER NETWORKS COM 48203R104 $ 11,293,950.00 645000 SH SOLE FINE SOLE LANTRONIX INC COM 516548104 $ 3,488,800.00 6230000 SH SOLE FINE SOLE LONGTOP FINANCIAL TECHNOLOGIES LTD ADR 54318P108 $ 1,531,656.00 101300 SH CALL SOLE FINE LONGTOP FINANCIAL TECHNOLOGIES LTD ADR 54318P108 $ 119,448.00 7900 SH CALL SOLE FINE LONGTOP FINANCIAL TECHNOLOGIES LTD ADR 54318P108 $ 32,400,648.00 2142900 SH SOLE FINE SOLE MELLANOX TECHNOLOGIES LTD SHS M51363113 $ 943,200.00 120000 SH CALL SOLE FINE NETEASE.COM INC SPONS ADR 64110W102 $ 6,077,500.00 275000 SH SOLE FINE SOLE NETFLIX INC COM 64110L106 $ 3,138,450.00 105000 SH SOLE FINE SOLE NOVELL INC COM 670006105 $ 6,755,720.21 1736689 SH SOLE FINE SOLE NVIDIA CORP COM 67066G104 $ 6,052,500.00 750000 SH SOLE FINE SOLE POWERWAVE TECHNOLOGIES INC COM 739363109 $ 768,392.00 1536784 SH SOLE FINE SOLE PROSHARES ULTRA QQQ PSHS 74347R206 $ 8,739,250.00 325000 SH SOLE FINE SOLE QUANTUM CORPORATION COM DSSG 747906204 $ 720,000.00 2000000 SH SOLE FINE SOLE RED HAT INC COM 756577102 $ 1,322,000.00 100000 SH SOLE FINE SOLE RESEARCH IN MOTION LTD NEW COM 760975102 $ 7,913,100.00 195000 SH SOLE FINE SOLE RIVERBED TECHNOLOGY INC COM 768573107 $ 2,050,200.00 180000 SH SOLE FINE SOLE
SANDISK CORP COM 80004C101 $ 1,344,000.00 140000 SH CALL SOLE FINE SANDISK CORP COM 80004C101 $ 288,000.00 30000 SH CALL SOLE FINE SANDISK CORP COM 80004C101 $ 7,571,299.20 788677 SH SOLE FINE SOLE SBA COMMUNICATIONS CP/TELECOM INC COM 78388J106 $ 13,211,040.00 809500 SH SOLE FINE SOLE SEAGATE TECHNOLOGY SHS G7945J104 $ 1,107,500.00 250000 SH SOLE FINE SOLE SHANDA INTERACTIVE ENTERTAINMENT SPONS ADR 81941Q203 $ 2,022,500.00 62500 SH SOLE FINE SOLE SILICON LABORATORIES COM 826919102 $ 805,350.00 32500 SH SOLE FINE SOLE SIRF TECHNOLOGY HOLDINGS INC COM 82967H101 $ 2,826,085.12 2207879 SH SOLE FINE SOLE STOCKERYALE INC COM NEW 86126T203 $ 825,522.76 5492500 SH SOLE FINE SOLE XILINX INC COM 983919101 $ 2,227,500.00 125000 SH SOLE FINE SOLE YUCHENG TECHNOLOGIES LTD COM G98777108 $ 412,614.00 56600 SH CALL SOLE FINE YUCHENG TECHNOLOGIES LTD COM G98777108 $ 656,100.00 90000 SH CALL SOLE FINE YUCHENG TECHNOLOGIES LTD COM G98777108 $ 36,450.00 5000 SH CALL SOLE FINE YUCHENG TECHNOLOGIES LTD COM G98777108 $ 11,315,501.55 1552195 SH SOLE FINE SOLE --------------- $319,281,948.23 ===============
ENTRY TOTAL 50 TABLE VALUE IN THOUSANDS $319,282 -----END PRIVACY-ENHANCED MESSAGE-----