-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, PNO4uTuwL++bU7bgeQDjBPv+9mif55sxNTF/QgIkBk6fPtjcsjpdmb+uTNJik+V6 F1pnWXy0z2mKm7FnUeaxcQ== 0000950123-08-005753.txt : 20080515 0000950123-08-005753.hdr.sgml : 20080515 20080515161557 ACCESSION NUMBER: 0000950123-08-005753 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20080331 FILED AS OF DATE: 20080515 DATE AS OF CHANGE: 20080515 EFFECTIVENESS DATE: 20080515 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Empire Capital Management, L.L.C. CENTRAL INDEX KEY: 0001321711 IRS NUMBER: 133888075 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-11506 FILM NUMBER: 08837873 BUSINESS ADDRESS: STREET 1: 1 GORHAM ISLAND CITY: WESTPORT STATE: CT ZIP: 06880 BUSINESS PHONE: 203-454-1019 MAIL ADDRESS: STREET 1: 1 GORHAM ISLAND CITY: WESTPORT STATE: CT ZIP: 06880 13F-HR 1 y57606e13fvhr.txt 13F-HR UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F Form 13F COVER PAGE Report for the Calendar Year or Quarter Ended: 03/31/2008 Check here if Amendment: [ ]; Amendment Number: _______ This Amendment (Check only one): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Empire Capital Management, LLC Address: 1 Gorham Island Westport, CT 06880 Form 13F File Number: 28-_____________ The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: J. Markham Penrod Title: Chief Compliance Officer Phone: 203-454-6925 Signature, Place, and Date of Signing: J. Markham Penrod Westport, CT 05/15/2008 - ------------------------------------- ------------- ---------- [Signature] [City, State] [Date] Report Type (Check one only): [X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) List of Other Managers Reporting for this Manager: [If there are no entries in this list, omit this section.] Form 13F File Number Name 28-_________________ _______________________________ [Repeat as necessary.] Form 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: None Form 13F Information Table Entry Total: 79 Form 13F Information Table Value Total: $531,859 (thousands) List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. [If there are no entries in this list, state "NONE" and omit the column headings and list entries.] No. Form 13F File Number Name _______ ____________________ __________________________________ [Repeat as necessary.] 3/31/2008 EMPIRE CAPITAL MANAGEMENT, LLC USD FORM 13F - Q1 2008
Item 1 Item 2 Item 3 Item 4 Item 5 Item 6 Item 7 Item 8 SHARES OF INVESTMENT TITLE OF FAIR MARKET PRINCIPAL DISCRETION VOTING AUTHORITY NAME OF ISSUER CLASS CUSIP VALUE AMOUNT SOLE SHARED OTHER MANAGERS SOLE SHARED OTHER - ------------------------------- --------- --------- --------------- --------- ---------- ------ ----- -------- -------- ------ ----- AKEENA SOLAR INC Eq-OTC 009720103 $ 332,041.20 44500 X FINE 44500 0 0 ALLOT COMMUNICATIONS LTD Eq-OTC M0854Q105 $ 3,655,994.40 750000 X FINE 750000 0 0 ALTERA CORP Eq-OTC 021441100 $ 5,491,811.20 295000 X FINE 295000 0 0 AMERICAN TOWER SYSTEM CORP CL A Eq-Listed 029912201 $ 6,164,431.80 160000 X FINE 160000 0 0 APPLE COMPUTER INC Eq-OTC 037833100 $ 4,612,149.70 35000 X FINE 35000 0 0 APPLIED MATERIALS INC Eq-OTC 038222105 $22,052,808.50 1165000 X FINE 1165000 0 0 APPLIED MICRO CIRCUITS CORP Eq-OTC 03822W406 $ 5,721,288.80 750000 X FINE 750000 0 0 ARUBA NETWORKS INC Eq-OTC 043176106 $18,011,515.70 2348869 X FINE 2348869 0 0 ASIAINFO HOLDINGS INC Eq-OTC 04518A104 $ 5,400,618.90 477174 X FINE 477174 0 0 AXT INC Eq-OTC 00246W103 $ 382,512.10 66000 X FINE 66000 0 0 BAIDU COM INC Eq-OTC 056752108 $ 3,652,051.50 15000 X FINE 15000 0 0 BROADCOM CORP Eq-OTC 111320107 $ 5,276,907.50 275000 X FINE 275000 0 0 CALL CREE INC JAN 20 Opt-Calls 2254479AD $ 2,014,594.30 320000 X FINE 320000 0 0 CALL EMCORE CORP APR 10 Opt-Calls 2908468DB $ 180,396.00 180000 X FINE 180000 0 0 CALL EMCORE CORP SEP 5 Opt-Calls 2908468IA $ 298,336.40 91500 X FINE 91500 0 0 CALL INFORMATICA CORP MAY 15 Opt-Calls 45666Q8EC $ 119,323.90 405000 X FINE 405000 0 0 CALL JABIL CIRCUIT IN JAN 15 Opt-Calls 4663139AC $ 2,221,922.70 800000 X FINE 800000 0 0 CALL LIMELIGHT NETWOR APR 5 Opt-Calls 53261M8DA $ 107,053.80 150000 X FINE 150000 0 0 CALL LIMELIGHT NETWOR APR 7.5 Opt-Calls 53261M8DA $ 402,197.70 575000 X FINE 575000 0 0 CALL LONGTOP FINANCIA SEP 12.5 Opt-Calls 54318P8IV $ 263,359.00 64400 X FINE 64400 0 0 CALL LONGTOP FINANCIA SEP 15 Opt-Calls 54318P8IC $ 136,437.00 26700 X FINE 26700 0 0 CALL YAHOO! INC APR 27.5 Opt-Calls 984332906 $ 817,339.30 465100 X FINE 465100 0 0 CALL YUCHENG TECHNOLO APR 12.5 Opt-Calls G987778DV $ 733,229.70 233100 X FINE 233100 0 0 CALL YUCHENG TECHNOLO JUL 10 Opt-Calls G987778GB $ 98,046.30 14600 X FINE 14600 0 0 CALL YUCHENG TECHNOLO JUL 12.5 Opt-Calls G987778GV $ 415,750.10 75000 X FINE 75000 0 0 CANADIAN SOLAR INC Eq-OTC 136635109 $ 1,915,656.00 91536 X FINE 91536 0 0 CAPSTONE TURBINE CORP Eq-OTC 14067D102 $ 2,707,303.60 1450000 X FINE 1450000 0 0 CHECK POINT SOFTWARE TECH LTD Eq-OTC M22465104 $ 14,438,526.20 625000 X FINE 625000 0 0 CHINA MOBILE HONG KONG LTD Eq-Listed 16941M109 $ 3,011,440.00 40000 X FINE 40000 0 0 CHINA SECURITY & SURVEILLANCE Eq-Listed 16942J105 $ 17,095,919.50 928884 X FINE 928884 0 0 CHUNGHWA TELECOM CO LTD Eq-Listed 17133Q304 $ 5,218,179.00 210000 X FINE 210000 0 0 CIENA CORP Eq-OTC 171779309 $ 3,551,525.00 125000 X FINE 125000 0 0 CREE INC Eq-OTC 225447101 $ 2,631,760.00 85000 X FINE 85000 0 0 CTRIP.COM INTL LTD Eq-OTC 22943F100 $ 3,761,436.00 66000 X FINE 66000 0 0 DIRECTV GROUP INC Eq-Listed 25459L106 $ 5,159,085.00 210000 X FINE 210000 0 0 EMCORE CORP Eq-OTC 290846104 $ 3,934,117.60 400000 X FINE 400000 0 0 ENERGY CONVERSION DEVICES INC Eq-OTC 292659109 $ 5,972,013.60 205000 X FINE 205000 0 0 ENERSYS COM Eq-Listed 29275Y102 $ 3,580,622.40 150000 X FINE 150000 0 0 ENTRUST INC Eq-OTC 293848107 $ 28,075,888.00 10241035 X FINE 10241035 0 0 EQUINIX INC Eq-OTC 29444U502 $ 28,959,013.10 425000 X FINE 425000 0 0 EXIDE TECHNOLOGIES Eq-OTC 302051206 $ 2,228,178.40 199847 X FINE 199847 0 0 I D SYSTEMS INC DEL Eq-OTC 449489103 $ 5,692,390.80 404656 X FINE 404656 0 0 INFORMATICA CORPORATION Eq-OTC 45666Q102 $ 8,287,058.00 470000 X FINE 470000 0 0 INTEGRATED DEVICE TECHNOLOGY Eq-OTC 458118106 $ 4,597,317.50 525000 X FINE 525000 0 0 INTERMEC INC Eq-Listed 458786100 $ 5,409,151.30 235000 X FINE 235000 0 0 ITRON INC Eq-OTC 465741106 $ 5,358,354.00 60000 X FINE 60000 0 0 LANTRONIX INC Eq-OTC 516548104 $ 7,403,794.00 6230000 X FINE 6230000 0 0 LIMELIGHT NETWORKS INC Eq-OTC 53261M104 $ 1,186,125.50 184700 X FINE 184700 0 0 LONGTOP FINANCIAL TECH LTD ADR Eq-Listed 54318P108 $ 29,512,825.70 1473500 X FINE 1473500 0 0 NATIONAL SEMICONDUCTOR CORP Eq-Listed 637640103 $ 5,549,871.50 300000 X FINE 300000 0 0 NETEZZA CORP COM Eq-Listed 64111N101 $ 15,858,915.50 1711588 X FINE 1711588 0 0 NETLOGIC MICROSYSTEMS INC Eq-OTC 64118B100 $ 4,910,306.90 210000 X FINE 210000 0 0 NEUTRAL TANDEM INC COM Eq-OTC 64128B108 $ 8,318,558.20 462000 X FINE 462000 0 0 NII HOLDINGS INC Eq-OTC 62913F201 $ 5,278,648.00 160000 X FINE 160000 0 0 NOKIA CORP-SPONSORED ADR Eq-Listed 654902204 $ 5,957,200.00 200000 X FINE 200000 0 0 NUANCE COMMUNICATIONS INC Eq-OTC 67020Y100 $ 12,750,433.90 710000 X FINE 710000 0 0 OMNIVISION TECHNOLOGIES INC Eq-OTC 682128103 $ 4,934,896.10 280500 X FINE 280500 0 0 PACKETEER INC Eq-OTC 695210104 $ 10,436,864.50 1450000 X FINE 1450000 0 0 PERFECT WORLD CO LTD SPNSRD ADR Eq-OTC 71372U104 $ 2,982,058.90 105000 X FINE 105000 0 0 PMC-SIERRA INC Eq-OTC 69344F106 $ 5,208,436.70 925000 X FINE 925000 0 0 QUALCOMM INC Eq-OTC 747525103 $ 15,463,317.80 381500 X FINE 381500 0 0 RAMBUS INC-DEL Eq-OTC 750917106 $ 5,224,177.30 235000 X FINE 235000 0 0 RESEARCH IN MOTION LTD NEW Eq-OTC 760975102 $ 17,350,889.10 167000 X FINE 260000 0 0 SALESFORCE.COM INC Eq-Listed 79466L302 $ 14,094,147.60 260000 X FINE 260000 0 0 SKYWORKS SOLUTIONS INC Eq-OTC 83088M102 $ 9,240,311.60 1150000 X FINE 1150000 0 0 STARENT NETWORKS CORP Eq-OTC 85528P108 $ 4,282,165.70 284300 X FINE 284300 0 0 STOCKERYALE INC Eq-OTC 86126T203 $ 5,748,365.70 5180000 X FINE 5180000 0 0 SYMANTEC CORP Eq-OTC 871503108 $ 2,426,932.70 142000 X FINE 142000 0 0 SYNIVERSE HLDG INC COM Eq-Listed 87163F106 $ 4,338,679.90 250000 X FINE 250000 0 0 ***TAIWAN SEMICONDUCTOR MFG CO Eq-Listed 874039100 $ 5,768,665.00 550000 X FINE 550000 0 0 TELEFONOS DE MEXICO SA DE Eq-Listed 879403780 $ 5,261,613.10 150000 X FINE 150000 0 0 TERADYNE INC Eq-Listed 880770102 $ 5,971,375.80 495000 X FINE 495000 0 0 TIVO INC Eq-OTC 888706108 $ 5,148,751.50 590000 X FINE 590000 0 0 TRIDENT MICROSYSTEMS INC Eq-OTC 895919108 $ 6,998,324.20 1405000 X FINE 1405000 0 0 TUMBLEWEED COMMUNICATIONS CORP Eq-OTC 899690101 $ 17,138,644.30 6613894 X FINE 6613894 0 0 VIVO PARTICIPACOES SA SPNSRD ADR Eq-Listed 92855S101 $ 5,862,775.00 1000000 X FINE 1000000 0 0 VOLTERRA SEMICONDUCTOR CORP Eq-OTC 928708106 $ 3,715,733.70 422048 X FINE 422048 0 0 YAHOO INC Eq-OTC 984332106 $ 5,675,805.00 200000 X FINE 200000 0 0 YUCHENG TECHNOLOGIES LTD Eq-OTC G98777108 $ 21,713,198.70 1611000 X FINE 1611000 0 0 $531,859,861.90 ENTRY TOTAL 79 TABLE VALUE IN THOUSANDS 531,859
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