0001099409-13-000003.txt : 20130111
0001099409-13-000003.hdr.sgml : 20130111
20130111113110
ACCESSION NUMBER: 0001099409-13-000003
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20130109
FILED AS OF DATE: 20130111
DATE AS OF CHANGE: 20130111
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Kraton Performance Polymers, Inc.
CENTRAL INDEX KEY: 0001321646
STANDARD INDUSTRIAL CLASSIFICATION: PLASTICS, MATERIALS, SYNTH RESINS & NONVULCAN ELASTOMERS [2821]
IRS NUMBER: 200411521
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 15710 JOHN F. KENNEDY BLVD.
STREET 2: SUITE 300
CITY: HOUSTON
STATE: TX
ZIP: 77032
BUSINESS PHONE: 800 457-2866
MAIL ADDRESS:
STREET 1: 15710 JOHN F. KENNEDY BLVD.
STREET 2: SUITE 300
CITY: HOUSTON
STATE: TX
ZIP: 77032
FORMER COMPANY:
FORMER CONFORMED NAME: Polymer Holdings LLC
DATE OF NAME CHANGE: 20050324
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: GMT CAPITAL CORP
CENTRAL INDEX KEY: 0001106191
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-34581
FILM NUMBER: 13524687
BUSINESS ADDRESS:
STREET 1: GMT CAPITAL CORP
STREET 2: 2300 WINDY RIDGE PARKWAY SUITE 550 SOUTH
CITY: ATLANTA
STATE: GA
ZIP: 30339
BUSINESS PHONE: 7709898250
MAIL ADDRESS:
STREET 1: GMT CAPITAL CORP
STREET 2: 2300 WINDY RIDGE PARKWAY SUITE 550 SOUTH
CITY: ATLANTA
STATE: GA
ZIP: 30339
4
1
primary_doc.xml
PRIMARY DOCUMENT
X0306
4
2013-01-09
0
0001321646
Kraton Performance Polymers, Inc.
KRA
0001106191
GMT CAPITAL CORP
2300 WINDY RIDGE PARKWAY SUITE 550 SOUTH
ATLANTA
GA
30339
0
0
1
0
Common Stock
2013-01-09
4
S
0
16069
25.15
D
3946806
D
Common Stock
2013-01-10
4
S
0
12816
25.18
D
3933990
D
This Form 4 is being jointly filed by Bay Resource Partners, L.P., a Delaware limited partnership ("Bay"), Bay II Resource Partners, L.P., a Delaware limited partnership ("Bay II"), Bay Resource Partners Offshore Master Fund, L.P., an exempted limited partnership organized under the laws of the Cayman Islands ("Offshore Fund"), GMT Capital Corp., a Georgia corporation ("GMT Capital"), and Thomas E. Claugus, a United States citizen ("Claugus"). The foregoing persons are hereinafter sometimes collectively referred to as the Reporting Persons.
GMT Capital, the general partner of Bay and Bay II, has the power to direct the affairs of Bay and Bay II, including the voting and disposition of shares. As the discretionary investment manager of the Offshore Fund and certain other accounts, GMT Capital has power to direct the voting and disposition of shares held by the Offshore Fund and such accounts. Mr. Claugus is the President of GMT Capital and in that capacity directs the operations of each of Bay and Bay II and the voting and disposition of shares held by the Offshore Fund and separate client accounts managed by GMT Capital. GMT Capital and Mr. Claugus may be deemed to beneficially own indirect pecuniary interest as the result of performance-based fees and profit allocations. Each of GMT Capital and Mr. Claugus disclaims such beneficial ownership except to the extent ultimately realized.
The aggregate number of shares of common stock sold was 16,069 shares and such shares were sold by the Reporting Persons in the following amounts: Bay = 2,200 shares; Bay II = 4,200 shares; Offshore Fund = 8,569 shares; GMT Capital = 700 shares; Claugus = 400 shares.
3,946,806 shares of common stock is the aggregate number of shares of common stock owned by the Reporting Persons and is owned as follows: Bay = 548,900 shares directly owned by it; Bay II = 1,035,500 shares directly owned by it; Offshore Fund = 2,087,706 shares directly owned by it; GMT Capital = 163,100 shares of common stock beneficially owned by it with respect to separate client accounts managed by it; Claugus = 111,600 shares directly owned by him.
The aggregate number of shares of common stock sold was 12,816 shares and such shares were sold by the Reporting Persons in the following amounts: Bay = 1,800 shares; Bay II = 3,400 shares; Offshore Fund = 6,716 shares; GMT Capital = 500 shares; Claugus = 400 shares.
3,933,990 shares of common stock is the aggregate number of shares of common stock owned by the Reporting Persons and is owned as follows: Bay = 547,100 shares directly owned by it; Bay II = 1,032,100 shares directly owned by it; Offshore Fund = 2,080,990 shares directly owned by it; GMT Capital = 162,600 shares of common stock beneficially owned by it with respect to separate client accounts managed by it; Claugus = 111,200 shares directly owned by him.
George E. Case, III
2013-01-11