0001099409-12-000035.txt : 20121213 0001099409-12-000035.hdr.sgml : 20121213 20121213121434 ACCESSION NUMBER: 0001099409-12-000035 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20121207 FILED AS OF DATE: 20121213 DATE AS OF CHANGE: 20121213 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Kraton Performance Polymers, Inc. CENTRAL INDEX KEY: 0001321646 STANDARD INDUSTRIAL CLASSIFICATION: PLASTICS, MATERIALS, SYNTH RESINS & NONVULCAN ELASTOMERS [2821] IRS NUMBER: 200411521 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 15710 JOHN F. KENNEDY BLVD. STREET 2: SUITE 300 CITY: HOUSTON STATE: TX ZIP: 77032 BUSINESS PHONE: 800 457-2866 MAIL ADDRESS: STREET 1: 15710 JOHN F. KENNEDY BLVD. STREET 2: SUITE 300 CITY: HOUSTON STATE: TX ZIP: 77032 FORMER COMPANY: FORMER CONFORMED NAME: Polymer Holdings LLC DATE OF NAME CHANGE: 20050324 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: GMT CAPITAL CORP CENTRAL INDEX KEY: 0001106191 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-34581 FILM NUMBER: 121261473 BUSINESS ADDRESS: STREET 1: GMT CAPITAL CORP STREET 2: 2300 WINDY RIDGE PARKWAY SUITE 550 SOUTH CITY: ATLANTA STATE: GA ZIP: 30339 BUSINESS PHONE: 7709898250 MAIL ADDRESS: STREET 1: GMT CAPITAL CORP STREET 2: 2300 WINDY RIDGE PARKWAY SUITE 550 SOUTH CITY: ATLANTA STATE: GA ZIP: 30339 4 1 primary_doc.xml PRIMARY DOCUMENT X0306 4 2012-12-07 0 0001321646 Kraton Performance Polymers, Inc. KRA 0001106191 GMT CAPITAL CORP 2300 WINDY RIDGE PARKWAY SUITE 550 SOUTH ATLANTA GA 30339 0 0 1 0 Common Stock 2012-12-07 4 S 0 39600 23.42 D 4274190 D Common Stock 2012-12-10 4 S 0 62562 23.55 D 4211628 D Common Stock 2012-12-11 4 S 0 31600 23.94 D 4180028 D Common Stock 2012-04-12 4 S 0 338 23.99 D 4179690 D This Form 4 is being jointly filed by Bay Resource Partners, L.P., a Delaware limited partnership ("Bay"), Bay II Resource Partners, L.P., a Delaware limited partnership ("Bay II"), Bay Resource Partners Offshore Master Fund, L.P., an exempted limited partnership organized under the laws of the Cayman Islands ("Offshore Fund"), GMT Capital Corp., a Georgia corporation ("GMT Capital"), and Thomas E. Claugus, a United States citizen ("Claugus"). The foregoing persons are hereinafter sometimes collectively referred to as the Reporting Persons. GMT Capital, the general partner of Bay and Bay II, has the power to direct the affairs of Bay and Bay II, including the voting and disposition of shares. As the discretionary investment manager of the Offshore Fund and certain other accounts, GMT Capital has power to direct the voting and disposition of shares held by the Offshore Fund and such accounts. Mr. Claugus is the President of GMT Capital and in that capacity directs the operations of each of Bay and Bay II and the voting and disposition of shares held by the Offshore Fund and separate client accounts managed by GMT Capital. GMT Capital and Mr. Claugus may be deemed to beneficially own indirect pecuniary interest as the result of performance-based fees and profit allocations. Each of GMT Capital and Mr. Claugus disclaims such beneficial ownership except to the extent ultimately realized. The aggregate number of shares of common stock sold was 39,600 shares and such shares were sold by the Reporting Persons in the following amounts: Bay = 5,500 shares; Bay II = 10,400 shares; Offshore Fund = 21,000 shares; GMT Capital = 1,600 shares; Claugus = 1,100 shares. 4,274,190 shares of common stock is the aggregate number of shares of common stock owned by the Reporting Persons and is owned as follows: Bay = 594,300 shares directly owned by it; Bay II = 1,121,400 shares directly owned by it; Offshore Fund = 2,260,990 shares directly owned by it; GMT Capital = 176,600 shares of common stock beneficially owned by it with respect to separate client accounts managed by it; Claugus = 120,900 shares directly owned by him. The aggregate number of shares of common stock sold was 62,562 shares and such shares were sold by the Reporting Persons in the following amounts: Bay = 8,700 shares; Bay II = 16,400 shares; Offshore Fund = 33,062 shares; GMT Capital = 2,600 shares; Claugus = 1,800 shares. 4,211,628 shares of common stock is the aggregate number of shares of common stock owned by the Reporting Persons and is owned as follows: Bay = 585,600 shares directly owned by it; Bay II = 1,105,000 shares directly owned by it; Offshore Fund = 2,227,928 shares directly owned by it; GMT Capital = 174,000 shares of common stock beneficially owned by it with respect to separate client accounts managed by it; Claugus = 119,100 shares directly owned by him. The aggregate number of shares of common stock sold was 31,600 shares and such shares were sold by the Reporting Persons in the following amounts: Bay = 4,400 shares; Bay II = 8,300 shares; Offshore Fund = 16,700 shares; GMT Capital = 1,300 shares; Claugus = 900 shares. 4,180,028 shares of common stock is the aggregate number of shares of common stock owned by the Reporting Persons and is owned as follows: Bay = 581,200 shares directly owned by it; Bay II = 1,096,700 shares directly owned by it; Offshore Fund = 2,211,228 shares directly owned by it; GMT Capital = 172,700 shares of common stock beneficially owned by it with respect to separate client accounts managed by it; Claugus = 118,200 shares directly owned by him. The aggregate number of shares of common stock sold was 338 shares and such shares were sold by the Reporting Persons in the following amounts: Bay II = 100 shares; Offshore Fund = 238 shares. 4,179,690 shares of common stock is the aggregate number of shares of common stock owned by the Reporting Persons and is owned as follows: Bay = 581,200 shares directly owned by it; Bay II = 1,096,600 shares directly owned by it; Offshore Fund = 2,210,990 shares directly owned by it; GMT Capital = 172,700 shares of common stock beneficially owned by it with respect to separate client accounts managed by it; Claugus = 118,200 shares directly owned by him. Philip Meyers 2012-12-13