0001099409-11-000033.txt : 20110802
0001099409-11-000033.hdr.sgml : 20110802
20110802144246
ACCESSION NUMBER: 0001099409-11-000033
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20110801
FILED AS OF DATE: 20110802
DATE AS OF CHANGE: 20110802
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Kraton Performance Polymers, Inc.
CENTRAL INDEX KEY: 0001321646
STANDARD INDUSTRIAL CLASSIFICATION: PLASTICS, MATERIALS, SYNTH RESINS & NONVULCAN ELASTOMERS [2821]
IRS NUMBER: 200411521
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 15710 JOHN F. KENNEDY BLVD.
STREET 2: SUITE 300
CITY: HOUSTON
STATE: TX
ZIP: 77032
BUSINESS PHONE: 800 457-2866
MAIL ADDRESS:
STREET 1: 15710 JOHN F. KENNEDY BLVD.
STREET 2: SUITE 300
CITY: HOUSTON
STATE: TX
ZIP: 77032
FORMER COMPANY:
FORMER CONFORMED NAME: Polymer Holdings LLC
DATE OF NAME CHANGE: 20050324
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: GMT CAPITAL CORP
CENTRAL INDEX KEY: 0001106191
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-34581
FILM NUMBER: 111003212
BUSINESS ADDRESS:
STREET 1: GMT CAPITAL CORP
STREET 2: 2100 RIVEREDGE PARKWAY SUITE 840
CITY: ATLANTA
STATE: GA
ZIP: 30328
BUSINESS PHONE: 7709898261
MAIL ADDRESS:
STREET 1: GMT CAPITAL CORP
STREET 2: 2100 RIVEREDGE PARKWAY SUITE 840
CITY: ATLANTA
STATE: GA
ZIP: 30328
4
1
primary_doc.xml
PRIMARY DOCUMENT
X0304
4
2011-08-01
0
0001321646
Kraton Performance Polymers, Inc.
KRA
0001106191
GMT CAPITAL CORP
GMT CAPITAL CORP
2300 WINDY RIDGE PKWY, SUITE 550 SOUTH
ATLANTA
GA
30339
0
0
1
0
Common Stock
2011-08-01
4
P
0
60000
36.72
A
3628155
D
Common Stock
2011-08-01
4
P
0
10000
36.81
A
3638155
D
Common Stock
2011-08-02
4
P
0
7600
36.63
A
3645755
D
This Form 4 is being jointly filed by Bay Resource Partners, L.P., a Delaware limited partnership ("Bay"), Bay II Resource Partners, L.P., a Delaware limited partnership ("Bay II"), Bay Resource Partners Offshore Master Fund, L.P., an exempted limited partnership organized under the laws of the Cayman Islands ("Offshore Fund"), GMT Capital Corp., a Georgia corporation ("GMT Capital"), and Thomas E. Claugus, a United States citizen ("Claugus"). The foregoing persons are hereinafter sometimes collectively referred to as the Reporting Persons.
GMT Capital, the general partner of Bay and Bay II, has the power to direct the affairs of Bay and Bay II, including the voting and disposition of shares. As the discretionary investment manager of the Offshore Fund and certain other accounts, GMT Capital has power to direct the voting and disposition of shares held by the Offshore Fund and such accounts. Mr. Claugus is the President of GMT Capital and in that capacity directs the operations of each of Bay and Bay II and the voting and disposition of shares held by the Offshore Fund and separate client accounts managed by GMT Capital. GMT Capital and Mr. Claugus may be deemed to beneficially own indirect pecuniary interest as the result of performance-based fees and profit allocations. Each of GMT Capital and Mr. Claugus disclaims such beneficial ownership except to the extent ultimately realized.
The aggregate number of shares of common stock purchased was 60,000 shares and such shares were purchased by the Reporting Persons in the following amounts: Bay = 9,000 shares; Bay II = 11,500 shares; Offshore Fund = 34,900 shares; GMT Capital = 2,700 shares; Claugus = 1,900 shares.
3,628,155 shares of common stock is the aggregate number of shares of common stock owned by the Reporting Persons and is owned as follows: Bay = 496,300 shares directly owned by it; Bay II = 1,009,400 shares directly owned by it; Offshore Fund = 1,877,555 shares directly owned by it; GMT Capital = 148,200 shares of common stock beneficially owned by it with respect to separate client accounts managed by it; Claugus = 96,700 shares directly owned by him.
The aggregate number of shares of common stock purchased was 10,000 shares and such shares were purchased by the Reporting Persons in the following amounts: Bay = 1,500 shares; Bay II = 1,900 shares; Offshore Fund = 5,800 shares; GMT Capital = 500 shares; Claugus = 300 shares.
3,638,155 shares of common stock is the aggregate number of shares of common stock owned by the Reporting Persons and is owned as follows: Bay = 497,800 shares directly owned by it; Bay II = 1,011,300 shares directly owned by it; Offshore Fund = 1,883,355 shares directly owned by it; GMT Capital = 148,700 shares of common stock beneficially owned by it with respect to separate client accounts managed by it; Claugus = 97,000 shares directly owned by him.
The aggregate number of shares of common stock purchased was 7,600 shares and such shares were purchased by the Reporting Persons in the following amounts: Bay = 1,200 shares; Bay II = 1,500 shares; Offshore Fund = 4,300 shares; GMT Capital = 300 shares; Claugus = 300 shares.
3,645,755 shares of common stock is the aggregate number of shares of common stock owned by the Reporting Persons and is owned as follows: Bay = 499,000 shares directly owned by it; Bay II = 1,012,800 shares directly owned by it; Offshore Fund = 1,887,655 shares directly owned by it; GMT Capital = 149,000 shares of common stock beneficially owned by it with respect to separate client accounts managed by it; Claugus = 97,300 shares directly owned by him.
Thomas E. Claugus
2011-08-02