FORM 4 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940 |
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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b). |
1. Name and Address of Reporting Person*
(Street)
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2. Issuer Name and Ticker or Trading Symbol
WELLPOINT, INC [ WLP ] |
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
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3. Date of Earliest Transaction
(Month/Day/Year) 09/04/2013 | ||||||||||||||||||||||||||
4. If Amendment, Date of Original Filed
(Month/Day/Year) |
6. Individual or Joint/Group Filing (Check Applicable Line)
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Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned | ||||||||||
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1. Title of Security (Instr. 3) | 2. Transaction Date (Month/Day/Year) | 2A. Deemed Execution Date, if any (Month/Day/Year) | 3. Transaction Code (Instr. 8) | 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) | 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) | 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) | 7. Nature of Indirect Beneficial Ownership (Instr. 4) | |||
Code | V | Amount | (A) or (D) | Price | ||||||
Common Stock | 09/04/2013 | M | 53,333 | A | $76.59 | 83,665 | D | |||
Common Stock | 09/04/2013 | M | 61,867 | A | $80.81 | 145,532 | D | |||
Common Stock | 09/04/2013 | M | 58,244 | A | $70.8 | 203,776 | D | |||
Common Stock | 09/04/2013 | M | 23,872 | A | $62.06 | 227,648 | D | |||
Common Stock | 09/04/2013 | M | 13,595 | A | $65.98 | 241,243 | D | |||
Common Stock | 09/04/2013 | M | 9,252 | A | $66.23 | 250,495 | D | |||
Common Stock | 09/04/2013 | M | 3,484 | A | $61.88 | 253,979 | D | |||
Common Stock | 09/04/2013 | S | 223,647 | D | $86.86(1) | 30,332 | D | |||
Common Stock | 3,548 | I | IRA |
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities) | |||||||||||||||
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1. Title of Derivative Security (Instr. 3) | 2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) | 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) | 6. Date Exercisable and Expiration Date (Month/Day/Year) | 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) | 8. Price of Derivative Security (Instr. 5) | 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) | 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) | 11. Nature of Indirect Beneficial Ownership (Instr. 4) | ||||
Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
Employee Stock Option (Right to Buy) | $76.59 | 09/04/2013 | M | 53,333 | (2) | 03/01/2016 | Common Stock | 53,333 | $0 | 0 | D | ||||
Employee Stock Option (Right to Buy) | $80.81 | 09/04/2013 | M | 61,867 | (3) | 03/01/2017 | Common Stock | 61,867 | $0 | 0 | D | ||||
Employee Stock Option (Right to Buy) | $70.8 | 09/04/2013 | M | 58,244 | (4) | 03/03/2015 | Common Stock | 58,244 | $0 | 0 | D | ||||
Employee Stock Option (Right to Buy) | $62.06 | 09/04/2013 | M | 23,872 | (5) | 03/01/2017 | Common Stock | 23,872 | $0 | 0 | D | ||||
Employee Stock Option (Right to Buy) | $65.98 | 09/04/2013 | M | 13,595 | (6) | 03/01/2018 | Common Stock | 13,595 | $0 | 2,720 | D | ||||
Employee Stock Option (Right to Buy) | $66.23 | 09/04/2013 | M | 9,252 | (7) | 03/01/2019 | Common Stock | 9,252 | $0 | 9,254 | D | ||||
Employee Stock Option (Right to Buy) | $61.88 | 09/04/2013 | M | 3,484 | (8) | 03/01/2020 | Common Stock | 3,484 | $0 | 17,420 | D |
Explanation of Responses: |
1. This transaction was executed in multiple trades at prices ranging from $86.50 to $87.20. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was affected. |
2. The option, representing a right to purchase a total of 53,333 shares, became exercisable in one semi-annual installment of 8,888 shares and five equal semi-annual installments of 8,889 shares each beginning on September 1, 2006, which was the six-month anniversary of the date on which the option was granted. |
3. The option, representing a right to purchase a total of 61,867 shares, became exercisable in five equal semi-annual installments of 10,311 shares each and one semi-annual installment of 10,312 shares beginning on September 1, 2007, which was the six-month anniversary of the date on which the option was granted. |
4. The option, representing a right to purchase a total of 58,244 shares, became exercisable in four equal semi-annual installments of 9,707 shares each and two equal semi-annual installments of 9,708 shares each beginning on September 3, 2008, which was the six-month anniversary of the date on which the option was granted. |
5. The option, representing a right to purchase a total of 35,807 shares, became exercisable in one semi-annual installment of 5,967 shares and five equal semi-annual installments of 5,968 shares each beginning on September 1, 2010, which was the six-month anniversary of the date on which the option was granted. |
6. The option, representing a right to purchase a total of 16,315 shares, became exercisable in five equal semi-annual installments of 2,719 shares each and one semi-annual installment of 2,720 shares beginning on September 1, 2011, which was the six-month anniversary of the date on which the option was granted. |
7. The option, representing a right to purchase a total of 18,506 shares, became exercisable in four equal semi-annual installments of 3,084 shares each and two equal semi-annual installments of 3,085 shares each beginning on September 1, 2012, which was the six-month anniversary of the date on which the option was granted. |
8. The option, representing a right to purchase a total of 20,904 shares, became exercisable in six equal semi-annual installments of 3,484 shares each beginning on September 1, 2013, which was the six-month anniversary of the date on which the option was granted. |
/s/ Kathleen S. Kiefer, Attorney in fact | 09/06/2013 | |
** Signature of Reporting Person | Date | |
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | ||
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v). | ||
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). | ||
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure. | ||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number. |