0001140361-16-047141.txt : 20160107
0001140361-16-047141.hdr.sgml : 20160107
20160107161930
ACCESSION NUMBER: 0001140361-16-047141
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20160105
FILED AS OF DATE: 20160107
DATE AS OF CHANGE: 20160107
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Diamond Foods Inc
CENTRAL INDEX KEY: 0001320947
STANDARD INDUSTRIAL CLASSIFICATION: MISCELLANEOUS FOOD PREPARATIONS & KINDRED PRODUCTS [2090]
IRS NUMBER: 941365192
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0731
BUSINESS ADDRESS:
STREET 1: 1050 SOUTH DIAMOND STREET
CITY: STOCKTON
STATE: CA
ZIP: 95205 7087
BUSINESS PHONE: 209 467 6000
MAIL ADDRESS:
STREET 1: 1050 SOUTH DIAMOND STREET
CITY: STOCKTON
STATE: CA
ZIP: 95205 7087
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Lea Robert M
CENTRAL INDEX KEY: 0001333501
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-51439
FILM NUMBER: 161330453
MAIL ADDRESS:
STREET 1: CO DIAMOND FOODS INC
STREET 2: 1050 SOUTH DIAMOND STREET
CITY: STOCKTON
STATE: CA
ZIP: 95205
4
1
doc1.xml
FORM 4
X0306
4
2016-01-05
0
0001320947
Diamond Foods Inc
DMND
0001333501
Lea Robert M
C/O DIAMOND FOODS, INC.
600 MONTGOMERY STREET, 13TH FLOOR
SAN FRANCISCO
CA
94111
1
0
0
0
Common Stock
2016-01-05
4
M
0
10000
15.01
A
48057
D
Common Stock
2016-01-05
4
M
0
10000
17.03
A
58057
D
Common Stock
2016-01-05
4
S
0
20000
37.9836
D
38057
D
Director Stock Option (Right to Buy)
15.01
2016-01-05
4
M
0
10000
0
D
2016-07-19
Common Stock
10000
0
D
Director Stock Option (Right to Buy)
17.03
2016-01-05
4
M
0
10000
0
D
2017-07-19
Common Stock
10000
0
D
Represents the aggregate of sales effected on the same day at different prices.
Represents the weighted average sales price per share. The shares sold at prices ranging from $37.86 to $38.13 per share. Full information regarding the number of shares sold at each price shall be provided upon request to the staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer.
The stock option grant fully vested on July 20, 2007.
The stock option grant fully vested on July 20, 2008.
/s/ Robert Lea by Isobel Jones, Attorney-in-Fact
2016-01-07