0001140361-16-047141.txt : 20160107 0001140361-16-047141.hdr.sgml : 20160107 20160107161930 ACCESSION NUMBER: 0001140361-16-047141 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20160105 FILED AS OF DATE: 20160107 DATE AS OF CHANGE: 20160107 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Diamond Foods Inc CENTRAL INDEX KEY: 0001320947 STANDARD INDUSTRIAL CLASSIFICATION: MISCELLANEOUS FOOD PREPARATIONS & KINDRED PRODUCTS [2090] IRS NUMBER: 941365192 STATE OF INCORPORATION: DE FISCAL YEAR END: 0731 BUSINESS ADDRESS: STREET 1: 1050 SOUTH DIAMOND STREET CITY: STOCKTON STATE: CA ZIP: 95205 7087 BUSINESS PHONE: 209 467 6000 MAIL ADDRESS: STREET 1: 1050 SOUTH DIAMOND STREET CITY: STOCKTON STATE: CA ZIP: 95205 7087 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Lea Robert M CENTRAL INDEX KEY: 0001333501 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-51439 FILM NUMBER: 161330453 MAIL ADDRESS: STREET 1: CO DIAMOND FOODS INC STREET 2: 1050 SOUTH DIAMOND STREET CITY: STOCKTON STATE: CA ZIP: 95205 4 1 doc1.xml FORM 4 X0306 4 2016-01-05 0 0001320947 Diamond Foods Inc DMND 0001333501 Lea Robert M C/O DIAMOND FOODS, INC. 600 MONTGOMERY STREET, 13TH FLOOR SAN FRANCISCO CA 94111 1 0 0 0 Common Stock 2016-01-05 4 M 0 10000 15.01 A 48057 D Common Stock 2016-01-05 4 M 0 10000 17.03 A 58057 D Common Stock 2016-01-05 4 S 0 20000 37.9836 D 38057 D Director Stock Option (Right to Buy) 15.01 2016-01-05 4 M 0 10000 0 D 2016-07-19 Common Stock 10000 0 D Director Stock Option (Right to Buy) 17.03 2016-01-05 4 M 0 10000 0 D 2017-07-19 Common Stock 10000 0 D Represents the aggregate of sales effected on the same day at different prices. Represents the weighted average sales price per share. The shares sold at prices ranging from $37.86 to $38.13 per share. Full information regarding the number of shares sold at each price shall be provided upon request to the staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer. The stock option grant fully vested on July 20, 2007. The stock option grant fully vested on July 20, 2008. /s/ Robert Lea by Isobel Jones, Attorney-in-Fact 2016-01-07