0001144204-12-005935.txt : 20120206 0001144204-12-005935.hdr.sgml : 20120206 20120206100820 ACCESSION NUMBER: 0001144204-12-005935 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20111231 FILED AS OF DATE: 20120206 DATE AS OF CHANGE: 20120206 EFFECTIVENESS DATE: 20120206 FILER: COMPANY DATA: COMPANY CONFORMED NAME: AMERICAN CAPITAL MANAGEMENT INC CENTRAL INDEX KEY: 0001320168 IRS NUMBER: 133008848 STATE OF INCORPORATION: NY FISCAL YEAR END: 0331 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-11313 FILM NUMBER: 12572236 BUSINESS ADDRESS: STREET 1: 50 BROAD STREET STREET 2: SUITE 1609 CITY: NEW YORK STATE: NY ZIP: 10004 BUSINESS PHONE: 212-344-3300 MAIL ADDRESS: STREET 1: 50 BROAD STREET STREET 2: SUITE 1609 CITY: NEW YORK STATE: NY ZIP: 10004 13F-HR 1 v301348_13fhr.txt UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F Form 13F COVER PAGE Report for the Calendar Year or Quarter Ended: December 31, 2011 Check here if Amendment |_|; Amendment Number: This Amendment (Check only one.): |_| is a restatement. |_| adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Luke P. La Valle, Jr. Address: American Capital Management, Inc. 50 Broad Street - Suite 1609, New York, NY 10004 Form 13F File Number: 028-11313 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Arlene Francis Title: Office Manager Phone: 212-344-3300 Signature, Place, and Date of Signing: /s/ Arlene Francis New York, NY February 6, 2012 ---------------------- ------------- ---------------- [Signature] [City, State] [Date] Report Type (Check only one.): |X| 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) |_| 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) |_| 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) Form 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form 13F Information Table Entry Total: 91 Form 13F Information Table Value Total: $ 456031 ----------- (thousands) List of Other Included Managers: Provide a numbered list of the names(s) and Form 13F file numbers(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. NONE AMERICAN CAPITAL MANAGEMENT, INC. FORM 13F December 31, 2011 FORM 13F INFORMATION TABLE VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE ------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- -------- Charles River Labs Conv Sr No CONV 159864AB3 436 450000 PRN SOLE 450000 Hologic Conv Sr Notes CONV 436440AA9 6466 6780000 PRN SOLE 6720000 Nuvasive Conv Sr Notes CONV 670704AC9 6710 9160000 PRN SOLE 9020000 WebMD Health Conv Sr Notes CONV 94770VAE2 4181 4490000 PRN SOLE 4240000 Wright Medical Conv Sr Notes CONV 98235TAA5 493 560000 PRN SOLE 560000 ACI Worldwide COM 004498101 3941 137600 SH SOLE 137600 Abaxis COM 002567105 3199 115600 SH SOLE 115600 Accuray COM 004397105 102 24142 SH SOLE 24142 Acxiom COM 005125109 2643 216500 SH SOLE 216500 Adobe Systems COM 00724F101 989 35000 SH SOLE 35000 Albany Molecular Research COM 012423109 1581 539550 SH SOLE 539550 Allscripts COM 01988P108 9767 515680 SH SOLE 505280 AngioDynamics COM 03475V101 1114 75200 SH SOLE 75200 Ansys COM 03662Q105 4836 84432 SH SOLE 81982 Arbitron COM 03875Q108 413 12000 SH SOLE 12000 ArthroCare COM 043136100 8143 257046 SH SOLE 253086 Atwood Oceanics COM 050095108 438 11000 SH SOLE 11000 Avid Technology COM 05367P100 912 106950 SH SOLE 106950 Bio Reference Labs COM 09057G602 5337 328020 SH SOLE 326520 Blackbaud COM 09227Q100 565 20385 SH SOLE 20385 Brady COM 104674106 2039 64600 SH SOLE 64600 CRA International COM 12618T105 978 49300 SH SOLE 49300 Cardinal Health COM 14149Y108 1218 30000 SH SOLE 30000 Celgene COM 151020104 2563 37915 SH SOLE 37915 Cepheid COM 15670R107 754 21900 SH SOLE 19000 Cerner COM 156782104 1868 30490 SH SOLE 30490 Charles River Labs COM 159864107 4110 150400 SH SOLE 150400 Chevron COM 166764100 426 4000 SH SOLE 4000 CitiGroup COM 172967424 488 18535 SH SOLE 18535 Cognex COM 192422103 16957 473785 SH SOLE 468685 Computer Programs & Systems COM 205306103 3760 73575 SH SOLE 73025 Digital River COM 25388b104 1078 71750 SH SOLE 71750 Dolby Laboratories COM 25659T107 2075 68000 SH SOLE 68000 FactSet Research System COM 303075105 11273 129160 SH SOLE 127960 Forrester Research COM 346563109 11832 348602 SH SOLE 345638 Forward Air COM 349853101 1847 57625 SH SOLE 57625 Franklin Electric COM 353514102 1065 24460 SH SOLE 21960 Fuel-Tech COM 359523107 796 121025 SH SOLE 121025 Furiex Pharmaceuticals COM 36106P101 854 51132 SH SOLE 50732 Gen-Probe COM 36866T103 14594 246855 SH SOLE 243325 Gentex COM 371901109 7448 251705 SH SOLE 244225 HMS Holdings COM 40425J101 3062 95745 SH SOLE 91665 Haemonetics COM 405024100 19272 314802 SH SOLE 310372 Healthcare Services Grp COM 421906108 3455 195315 SH SOLE 188115 Healthways COM 422245100 2278 332125 SH SOLE 332125 Hologic COM 436440101 11664 666136 SH SOLE 651533 Huron Consulting Grp COM 447462102 4835 124800 SH SOLE 120954 ICON PLC ADR COM 45103T107 12539 732835 SH SOLE 732835 IDEXX Laboratories COM 45168D104 19031 247286 SH SOLE 245188 IPC Hospitalist COM 44984A105 771 16865 SH SOLE 14320 ITRON COM 465741106 5993 167550 SH SOLE 167550 Illumina COM 452327109 3865 126800 SH SOLE 123450 Integra Lifesciences COM 457985208 1295 42000 SH SOLE 42000 Jack Henry & Associates COM 426281101 9862 293410 SH SOLE 289810 KV Pharmaceutical Cl A COM 482740206 422 301625 SH SOLE 301625 Kaydon COM 486587108 5676 186100 SH SOLE 186100 LKQ COM 501889208 12970 431172 SH SOLE 420114 Linear Tech COM 535678106 923 30720 SH SOLE 30720 M*Modal COM 58506K102 794 82500 SH SOLE 82500 Manhattan Associates COM 562750109 18853 465725 SH SOLE 459721 Medicis Pharmaceutical COM 584690309 12910 388260 SH SOLE 388260 Meridian Bioscience COM 589584101 1809 96000 SH SOLE 96000 Merit Medical Systems COM 589889104 4582 342475 SH SOLE 342475 Micros Systems COM 594901100 4489 96365 SH SOLE 93225 Morningstar COM 617700109 6604 111085 SH SOLE 110585 National Instruments COM 636518102 937 36100 SH SOLE 36100 NeuStar COM 64126x201 1452 42500 SH SOLE 42500 Newfield Exploration COM 651290108 223 5900 SH SOLE 5650 Nice Systems COM 653656108 1485 43100 SH SOLE 43100 NuVasive COM 670704105 213 16950 SH SOLE 16950 O'Reilly Automotive COM 67103H107 9200 115073 SH SOLE 113227 Orthofix COM N6748L102 3516 99800 SH SOLE 99800 Pengrowth Energy Tr COM 706902509 182 17300 SH SOLE 17300 Quaker Chemical COM 747316107 2750 70700 SH SOLE 70700 Quality Systems COM 747582104 3034 82020 SH SOLE 79100 ResMed COM 761152107 12886 507325 SH SOLE 500025 SAIC COM 78390x101 160 13000 SH SOLE 13000 SEI Investments COM 784117103 8682 500400 SH SOLE 500400 SM Energy COM 78454L100 453 6200 SH SOLE 6200 Sanmina-SCI COM 800907206 559 60000 SH SOLE 60000 Sanofi-Aventis SA COM 80105N113 183 152420 SH SOLE 152420 Skyworks Solutions COM 83088M102 1163 71680 SH SOLE 66680 Sourcefire COM 83616T108 2479 76550 SH SOLE 76550 Stem Cell Innovations COM 85857B100 0 225000 SH SOLE 225000 Tekelec COM 879101103 721 66000 SH SOLE 66000 Trimble Navigation COM 896239100 6171 142200 SH SOLE 139100 Valeant Pharmaceuticals Int'l COM 91911k102 67155 1438315 SH SOLE 1432968 Verint Systems COM 92343x100 1896 68850 SH SOLE 68850 Wright Medical COM 98235T107 899 54512 SH SOLE 53516 Zebra Technologies COM 989207105 11344 317050 SH SOLE 314150 Liquidia Technologies Series A PFD 48 30580 SH SOLE 30580