0000909012-13-000212.txt : 20130514 0000909012-13-000212.hdr.sgml : 20130514 20130514115115 ACCESSION NUMBER: 0000909012-13-000212 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20130331 FILED AS OF DATE: 20130514 DATE AS OF CHANGE: 20130514 EFFECTIVENESS DATE: 20130514 FILER: COMPANY DATA: COMPANY CONFORMED NAME: HERNDON CAPITAL MANAGEMENT CENTRAL INDEX KEY: 0001320005 IRS NUMBER: 263757865 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-11315 FILM NUMBER: 13840106 BUSINESS ADDRESS: STREET 1: 191 PEACHTREE ST. N E STREET 2: SUITE 2500 CITY: ATLANTA STATE: GA ZIP: 30303 BUSINESS PHONE: 404-232-8836 MAIL ADDRESS: STREET 1: 191 PEACHTREE ST. N E STREET 2: SUITE 2500 CITY: ATLANTA STATE: GA ZIP: 30303 FORMER COMPANY: FORMER CONFORMED NAME: Atlanta Life Investment Advisors, Inc. DATE OF NAME CHANGE: 20050307 13F-HR 1 t307135.txt HCM 13F-HR FORM 13F HOLDINGS REPORT UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington DC 20549 FORM 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: March 31, 2013 Check here if Amendment [X]; Amendment Number: 1 This Amendment: [X] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Herndon Capital Management, LLC Address: 191 Peachtree Street, NE Suite 2500 Atlanta, GA 30303 Form 13F File Number: 28-11315 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it that all information contained herein is true, correct and complete and that it is understood that all required items, statements schedules, lists and tables are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Todd L. Campbell Title: Compliance Officer Phone: 404-232-8831 Signature City State and Date of Signing: /S/ TODD L. CAMPBELL Atlanta, GA 5/13/13 -------------------------------------------------------------------------- Signature City State Date Report Type: [X] 13F HOLDINGS REPORT [ ] 13F NOTICE [ ] 13F COMBINATION REPORT FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form 13F Information Table Entry Total: 186 Form 13F Information Table Value Total: $6,489,214,119.64 List of Other Included Managers: NONE
ISSUER TITLE OF CUSIP MKT SHARES/ INVESTMENT OTHER VOTING AUTHORITY NAME CLASS NUMBER VAL PRINC AMT SOLE(A) SHARED MNGRS SOLE SHARED NONE ABB LIMITED ADR ADR 000375204 350276.4 15390 15390 - ALL 15390 0 0 ACCENTURE PLC CL A Common Stock G1151C101 129744948.8 1692060 1692060 - ALL 1195604 0 496456 ACTAVIS INC COM Common Stock 00507K103 2941532.85 31935 31935 - ALL 21476 0 10459 ADR SBERBANK RUSSIA ADR ADR 80585Y308 327908.67 25844 25844 - ALL 25844 0 0 AES Common Stock 00130H105 4467403.14 355402 355402 - ALL 201683 0 153719 AFLAC INC Common Stock 001055102 182285155.5 3481480 3481480 - ALL 2514392 0 967088 ALTRIA GROUP INC Common Stock 02209S103 145263906.6 4178462 4178462 - ALL 3126174 0 1052288 AMAZON.COM INC Common Stock 023135106 4387224.87 16463 16463 - ALL 16463 0 0 AMERICAN CAP AGY CORP COM Common Stock 02503X105 127588025.8 3910398 3910398 - ALL 2566019 0 1344379 AMERICAN EXPRESS Common Stock 025816109 6212796.16 92096 92096 - ALL 92096 0 0 AMERICAN TOWER CORP Common Stock 03027x100 2061917.52 26806 26806 - ALL 17988 0 8818 ANHEUSER-BUSCH INBEV NV ADR ADR 03524A108 443793.9 4458 4458 - ALL 4458 0 0 APACHE CORP Common Stock 037411105 134078827.7 1716726 1716726 - ALL 1231113 0 485613 APARTMENT INVST/MGMT Common Stock 03748R101 134935780.2 4390807 4390807 - ALL 2888786 0 1502021 APOLLO GROUP Common Stock 037604105 3959250.86 227674 227674 - ALL 136395 0 91279 APPLE INC Common Stock 037833100 113179927.9 254871 254871 - ALL 180917 0 73954 ATWOOD OCEANICS Common Stock 050095108 8302108.1 158015 158015 - ALL 94365 0 63650 AUSTRALIA&N ZEA BKG GP SPONSORED ADR ADR 052528304 206274.66 6935 6935 - ALL 6935 0 0 AXA SA ADR ADR 054536107 194654.88 11304 11304 - ALL 11304 0 0 BAXTER INTERNATIONAL Common Stock 071813109 1986503.13 27351 27351 - ALL 27351 0 0 BG GROUP PLC ADR FIN INST N Common Stock 055434203 286305.24 16701 16701 - ALL 16701 0 0 BHP BILLITON PLC ADR ADR 088606108 325110.93 4751 4751 - ALL 4751 0 0 BIG LOTS INC Common Stock 089302103 6215878.99 176237 176237 - ALL 100038 0 76199 BMC SOFTWARE Common Stock 055921100 2465960.58 53226 53226 - ALL 35760 0 17466 BNP PARIBAS ADR ADR 05565A202 262632.93 10216 10216 - ALL 10216 0 0 BOEING COM /THE Common Stock 097023105 4512104.3 52558 52558 - ALL 52558 0 0 BRINKER INTERNATIONAL Common Stock 109641100 4501998.75 119575 119575 - ALL 80278 0 39297 BRITISH AMERICAN TOBACCO PLC -ADR ADR 110448107 331533.85 3097 3097 - ALL 3097 0 0 BROWN-FORMAN 'B' Common Stock 115637209 2957673.6 41424 41424 - ALL 22922 0 18502 CADENCE DESIGN SYS INC Common Stock 127387108 4288085.83 307831 307831 - ALL 206671 0 101160 CAMPBELL SOUP Common Stock 134429109 11670913 1747377 1747377 - ALL 1218814 0 528563 CATAMARAN CORP Common Stock 148887102 4298611.8 81060 81060 - ALL 54253 0 26807 CATERPILLAR INC Common Stock 149123101 82302490.88 943183 943183 - ALL 670339 0 272844 CBOE HOLDINGS Common Stock 12503M108 161680779.3 4326715 4326715 - ALL 3071112 0 1255603 CBRE GROUP INC. Common Stock 12504L109 5263312 208448 208448 - ALL 118359 0 90089 CELGENE CORP Common Stock 151020104 3350958.1 28910 28910 - ALL 19410 0 9500 CF INDUSTRIES HOLDINGS INC Common Stock 125269100 118714349.3 621341 621341 - ALL 434034 0 187307 CHEVRON CORP Common Stock 166764100 127252268.4 1065003 1065003 - ALL 767496 0 297507 CHINA CONSTRUCT - UNSPON ADR ADR 168919108 168642.54 10324 10324 - ALL 10324 0 0 CHINA MOBILE LIMITED ADR ADR 16941M109 272238.12 5124 5124 - ALL 5124 0 0 CIGNA CORP Common Stock 125509109 5893653.15 94495 94495 - ALL 53617 0 40878 CLIFFS NATURAL RESOURCES INC Common Stock 18683K101 84011646.08 4265254 4265254 - ALL 2990464 0 1274790 CNOOC LIMITED ADR ADR 126132109 340487 1778 1778 - ALL 1778 0 0 COACH INC Common Stock 189754104 124499495.7 2418746 2418746 - ALL 1717443 0 701303 COCA-COLA COMPANY Common Stock 191216100 1472986.56 36424 36424 - ALL 0 0 36424 COLGATE-PALMOLIVE CO Common Stock 194162103 105475178.3 890681 890681 - ALL 630437 0 260244 COMCAST CORP NEW CL A Common Stock 20030N101 3502877.82 83382 83382 - ALL 55759 0 27623 COMPANHIA ENERGETICA SP ADR N-V PFD ADR 204409601 3067135.5 258830 258830 - ALL 145851 0 112979 CONOCOPHILLIPS Common Stock 20825C104 124521883.4 2060817 2060817 - ALL 1478863 0 581954 COPA HOLDINGS SA Common Stock P31076105 171791137.2 1418768 1418768 - ALL 988771 0 429997 CUMMINS INC Common Stock 231021106 1607509.67 13889 13889 - ALL 13889 0 0 DBS GROUP HOLDINGS LIMITED ADR ADR 23304Y100 337075.98 6534 6534 - ALL 6534 0 0 DEERE & COMPANY Common Stock 244199105 6258742.14 72793 72793 - ALL 64814 0 7979 DELL INC Common Stock 24702R101 1256325.43 87671 87671 - ALL 87671 0 0 DELPHI AUTOMOTIVE PLC SHS Common Stock G27823106 2877430.8 64807 64807 - ALL 43594 0 21213 DESARROLLADORA HOMEX SPONSORED ADR ADR 25030W100 118240.44 13226 13226 - ALL 13226 0 0 DIAGEO PLC SP ADR ADR 25243Q205 418921.36 3329 3329 - ALL 3329 0 0 DIAMOND OFFSHORE DRILLING Common Stock 25271C102 354060.4 5090 5090 - ALL 5090 0 0 DISCOVER FINANCIAL SERVICES Common Stock 254709108 149505235.2 3323503 3323503 - ALL 2449881 0 873622 DOLLAR TREE Common Stock 256746108 2708496.18 55926 55926 - ALL 37644 0 18282 DST SYSTEMS INC Common Stock 233326107 5909423.32 82916 82916 - ALL 47859 0 35057 DUPONT Common Stock 263534109 1122617.76 22836 22836 - ALL 22836 0 0 EASTMAN CHEMICAL Common Stock 277432100 2494079.52 35696 35696 - ALL 24044 0 11652 EATON VANCE Common Stock 278265103 165312361.1 3961077 3961077 - ALL 2820900 0 1140177 ELI LILLY & CO Common Stock 532457108 8900242.38 156722 156722 - ALL 130201 0 26521 ENDO HEALTH SOLUTIONS INC Common Stock 29264F205 71613095.68 2280660 2280660 - ALL 1594135 0 686525 EQUINIX INC Common Stock 29444U502 5116596.74 23654 23654 - ALL 15794 0 7860 ETABLISSEMENTS DELHAIZ SPONSORED ADR ADR 29759W101 299589.92 5488 5488 - ALL 5488 0 0 EXXON MOBIL CORP Common Stock 30231G102 148811403.2 1651358 1651358 - ALL 1182663 0 468695 FAMILY DOLLAR STORES Common Stock 307000109 6220327 105340 105340 - ALL 59700 0 45640 FEDERATED INVESTORS INC CL B Common Stock 314211103 6226422.08 263042 263042 - ALL 149406 0 113636 FORD MOTOR Common Stock 345370860 2246414.5 170830 170830 - ALL 114828 0 56002 FRANKLIN RESOURCES Common Stock 354613101 4451006.34 29514 29514 - ALL 29514 0 0 FREEPORT-MCMORAN COPPER & GOLD Common Stock 35671D857 298363.4 9014 9014 - ALL 9014 0 0 FRESENIUS MEDICAL CARE AG & CO KGAA ADR ADR 358029106 156873.38 4633 4633 - ALL 4633 0 0 GAP (THE) Common Stock 364760108 2450777.4 69231 69231 - ALL 46578 0 22653 GARTNER INC Common Stock 366651107 4155454.93 76373 76373 - ALL 51251 0 25122 GAZPROM O A O SP ADR ADR 368287207 1579546.65 185664 185664 - ALL 105652 0 80012 GENERAL MOTORS CO COM Common Stock 37045V100 990364.18 35599 35599 - ALL 35599 0 0 GILEAD SCIENCES Common Stock 375558103 136196545.1 2750075 2750075 - ALL 1964605 0 785470 GLAXOSMITHKLINE PLC SPONSORED ADR ADR 37733W105 286807.74 6114 6114 - ALL 6114 0 0 GRACO INC Common Stock 384109104 6793920.28 117076 117076 - ALL 67070 0 50006 GUESS? INC Common Stock 401617105 4162550.86 167642 167642 - ALL 95148 0 72494 HALLIBURTON CO Common Stock 406216101 4871033.34 120522 120522 - ALL 120522 0 0 HARMONY GOLD MNG LTD SPONSORED ADR ADR 413216300 127411.57 19877 19877 - ALL 19877 0 0 HARRIS CORP Common Stock 413875105 41694529.24 888054 888054 - ALL 676108 0 211946 HEALTH MMGMT ASSOCIATION Common Stock 421933102 192183785.2 15227798 15227798 - ALL 10668834 0 4558964 HERBALIFE LIMITED Common Stock G4412G101 8812034.9 235232 235232 - ALL 142686 0 92546 HERSHEY CO (THE) Common Stock 427866108 79935980.21 912722 912722 - ALL 629434 0 283288 HEWLETT-PACKARD Common Stock 428236103 761592.64 31946 31946 - ALL 31946 0 0 HOLLYFRONTIER CORP COM Common Stock 436106108 172451330.4 3386763 3386763 - ALL 2371525 0 1015238 HUNT (J.B.)TRANSPORT SERVICES Common Stock 445658107 4605619.76 61837 61837 - ALL 41546 0 20291 HUNTSMAN Common Stock 447011107 5254537.86 282654 282654 - ALL 160419 0 122235 HUTCHISON WHAMPOA ADR ADR 448415208 381947.99 18325 18325 - ALL 18325 0 0 IMPERIAL TOBACCO GROUP PLC ADR ADR 453142101 270335.3 3872 3872 - ALL 3872 0 0 IND & COMM BANK of UNSPON ADR ADR 455807107 239028.86 17054 17054 - ALL 17054 0 0 INTEL CORPORATION Common Stock 458140100 821275.95 37587 37587 - ALL 37587 0 0 INTERNATIONAL BUSINESS MACHINES CORP Common Stock 459200101 145306491.7 685338 685338 - ALL 487580 0 197758 ITAU UNIBANCO HOLDINGS SA SPON ADR REP PFD ADR 465562106 359595.6 20202 20202 - ALL 20202 0 0 JABIL CIRCUIT Common Stock 466313103 4884541.2 264315 264315 - ALL 152531 0 111784 JOY GLOBAL INC Common Stock 481165108 117263204.6 1969174 1969174 - ALL 1377165 0 592009 KELLOGG CO Common Stock 487836108 4121458.24 63968 63968 - ALL 63968 0 0 KEPPEL CORP LIMITED ADR ADR 492051305 383346.91 21231 21231 - ALL 21231 0 0 KIMBERLY-CLARK Common Stock 494368103 2561825.68 26129 26129 - ALL 17741 0 8388 KONINKLIJKE AHOLD - SP ADR ADR 500467402 314449.88 20484 20484 - ALL 20484 0 0 KROGER Common Stock 501044101 2877612.48 86832 86832 - ALL 58298 0 28534 KRONOS WORLDWIDE INC COM Common Stock 50105F105 4381812.2 279988 279988 - ALL 167807 0 112181 LANDSTAR SYSTEM INC Common Stock 515098101 4834552.47 84683 84683 - ALL 48038 0 36645 LENDER PROCESSING SERVICES Common Stock 52602E102 5143734.72 202032 202032 - ALL 116706 0 85326 LEXMARK INTERNATIONAL Common Stock 529771107 4200055.2 159093 159093 - ALL 77736 0 81357 LOCKHEED MARTIN Common Stock 539830109 134509810.4 1381724 1381724 - ALL 1022228 0 359496 LSI Common Stock 502161102 339183.06 50027 50027 - ALL 50027 0 0 LUKOIL OAO ADR ADR 677862104 5091501 78938 78938 - ALL 48979 0 29959 LVMH ADR ADR 502441306 300069.69 8726 8726 - ALL 8726 0 0 LYONDELLBASELL INDUSTRIES SHS - A - Common Stock N53745100 1801486.56 28464 28464 - ALL 28464 0 0 MARATHON PETE CORP COM Common Stock 56585A102 217723834.8 2481812 2481812 - ALL 1766695 0 715117 MARKS & SPENCER GROUP SP ADR ADR 570912105 307446.58 25958 25958 - ALL 25958 0 0 MASTERCARD INC CL A Common Stock 57636Q104 5343117.62 9874 9874 - ALL 7411 0 2463 MCDONALD'S Common Stock 580135101 1155008.34 11586 11586 - ALL 11586 0 0 MCGRAW-HILL Common Stock 580645109 173910806.5 3296733 3296733 - ALL 2365592 0 931141 METLIFE Common Stock 59156R108 3039128.7 79935 79935 - ALL 79935 0 0 MICHAEL KORS HOLDINGS LIMITED Common Stock G60754101 2766865.59 48721 48721 - ALL 32734 0 15987 MICROSOFT CORP Common Stock 594918104 136619439.6 4674606 4674606 - ALL 3354677 0 1319929 MITSUBISHI UFJ FINANCIAL GROUP - ADR ADR 606822104 209106 34851 34851 - ALL 34851 0 0 MURPHY OIL CORP Common Stock 626717102 2090535.19 32803 32803 - ALL 18649 0 14154 MYLAN Common Stock 628530107 3008168.3 103945 103945 - ALL 69793 0 34152 NCR Common Stock 62886E108 2229107.92 80882 80882 - ALL 54349 0 26533 NESTLE SA - SP ADR ADR 641069406 323839.63 4467 4467 - ALL 4467 0 0 NETEASE INC SPONSORED ADR ADR 64110W102 11194111.68 204384 204384 - ALL 141832 0 62552 NEWFIELD EXPLORATION Common Stock 651290108 86654371.5 3831691 3831691 - ALL 2703951 0 1127740 NEWMARKET CORP COM Common Stock 651587107 117698641.4 449410 449410 - ALL 315669 0 133741 NIPPON TELEGRAPH & TELEPHONE CORP ADR ADR 654624105 314490.84 14466 14466 - ALL 14466 0 0 NORDSTROM Common Stock 655664100 64845359.15 1161066 1161066 - ALL 826503 0 334563 NU SKIN ENTERPRISES CL A Common Stock 67018T105 4701421.4 106367 106367 - ALL 60462 0 45905 ORACLE CORP Common Stock 68389X105 1100368.5 34025 34025 - ALL 34025 0 0 ORIX - SP ADR ADR 686330101 403415.1 6345 6345 - ALL 6345 0 0 PATTERSON UTI ENERGY Common Stock 703481101 157414978.3 6661192 6661192 - ALL 4707271 0 1953921 PEABODY ENERGY Common Stock 704549104 179605.8 8492 8492 - ALL 8492 0 0 PERFECT WORLD CO - SP ADR ADR 71372U104 210772.96 19444 19444 - ALL 19444 0 0 PETSMART Common Stock 716768106 3532185.9 56879 56879 - ALL 38222 0 18657 PHILIP MORRIS INTL Common Stock 718172109 148452810.2 1599594 1599594 - ALL 1212046 0 387548 POLARIS INDUSTRIES INC COM Common Stock 731068102 2726512.71 29479 29479 - ALL 19808 0 9671 PPG INDUSTRIES Common Stock 693506107 361236.18 2697 2697 - ALL 2697 0 0 PRICELINE.COM INC Common Stock 741503403 3784990.86 5502 5502 - ALL 3692 0 1810 PULTE GROUP Common Stock 745867101 3060166.56 151194 151194 - ALL 101504 0 49690 QUALCOMM Common Stock 747525103 2331466.8 34824 34824 - ALL 23408 0 11416 QUANTA SERVICES Common Stock 74762E102 4512982.06 157907 157907 - ALL 106048 0 51859 RIO TINTO PLC SP ADR ADR 767204100 309127.28 6566 6566 - ALL 6566 0 0 ROCKWELL AUTOMATION Common Stock 773903109 2826321.85 32731 32731 - ALL 19550 0 13181 ROCKWELL COLLINS INC Common Stock 774341101 4788283.2 75860 75860 - ALL 43052 0 32808 ROSS STORES Common Stock 778296103 160218509.5 2609469 2609469 - ALL 1825857 0 783612 RPC INC COM Common Stock 749660106 151269477.1 10172894 10172894 - ALL 7117158 0 3055736 SALIX PHARMACEUTICALS COM Common Stock 795435106 2438931.72 47654 47654 - ALL 32084 0 15570 SAP AG ADR ADR 803054204 329811.3 4095 4095 - ALL 4095 0 0 SBERBANK OF RUSSIA SPON ADR EA REPR4 - Lon ADR 80585Y308 9745564.55 760310 760310 - ALL 488026 0 272284 SEVEN & I HOLDINGS CO LIMITED ADR ADR 81783H105 325947.69 4919 4919 - ALL 4919 0 0 SHERWIN-WILLIAMS Common Stock 824348106 3237283.52 19168 19168 - ALL 12882 0 6286 SIMON PROPERTY GROUP Common Stock 828806109 2292129.35 14455 14455 - ALL 14455 0 0 SLM CORP Common Stock 78442P106 8247111.68 402691 402691 - ALL 228598 0 174093 SOUTHERN COPPER CORP DELCOM Common Stock 84265V105 102941362.4 2799146 2799146 - ALL 2042970 0 756176 SUMITOMO MITSUI FINANCIAL SP ADR ADR 86562M209 423520.32 51902 51902 - ALL 51902 0 0 SUPERIOR ENERGY Common Stock 868157108 65028105.11 2469664 2469664 - ALL 1719371 0 750293 SYMANTEC Common Stock 871503108 6652395.28 269546 269546 - ALL 155645 0 113901 SYNGENTA AG SP ADR ADR 87160A100 440357.5 5258 5258 - ALL 5258 0 0 TERNIUM SA - SP ADR ADR 880890108 207366.5 10190 10190 - ALL 10190 0 0 THE DIRECTV GROUP Common Stock 25490A309 4444790.76 78516 78516 - ALL 51900 0 26616 TJX COMPANIES INC Common Stock 872540109 181654412.8 3832991 3832991 - ALL 2728502 0 1104489 TOTAL SA SPON ADR ADR 89151E109 215526.16 4492 4492 - ALL 4492 0 0 TOYOTA MOTOR CORP SP ADR Rep2com ADR 892331307 503449.2 4905 4905 - ALL 4905 0 0 TESORO Common Stock 881609101 426068.35 7277 7277 - ALL 7277 0 0 U.S. BANCORP Common Stock 902973304 2612033.19 76983 76983 - ALL 76983 0 0 ULTRA PETROLEUM Common Stock 903914109 186244240.1 9195565 9195565 - ALL 6477283 0 2718282 UNITED PARCEL SERVICES CL B Common Stock 911312106 66684625.1 773068 773068 - ALL 563004 0 210064 UNITED RENTALS INC COM Common Stock 911363109 4441960.79 80807 80807 - ALL 54359 0 26448 VALE S A ADR ADR 91912E105 5810339.08 336052 336052 - ALL 235321 0 100731 VODAFONE GROUP PLC ADR ADR 92857W209 374880 13200 13200 - ALL 13200 0 0 VOLKSWAGEN AG SPONSORED ADR ADR 928662303 250885.7 6657 6657 - ALL 6657 0 0 WABCO HOLDING Common Stock 92927K102 3020899.05 42795 42795 - ALL 28731 0 14064 WABTEC Common Stock 929740108 2838760.11 27801 27801 - ALL 18662 0 9139 WADDELL & REED FINANCIAL Common Stock 930059100 151724161.2 3455260 3455260 - ALL 2444453 0 1010807 WATERS CORP Common Stock 941848103 1638072.13 17443 17443 - ALL 9902 0 7541 WESTERN DIGITAL Common Stock 958102105 170870014 3317019 3317019 - ALL 2320378 0 996641 WESTERN UNION Common Stock 959802109 4915252.48 326812 326812 - ALL 221774 0 105038 WHITING PETROLEUM Common Stock 966387102 5434796 106900 106900 - ALL 60598 0 46302 WPP PLCD ADR ADR 92937A102 440980.48 5504 5504 - ALL 5504 0 0 YUM! BRANDS INC Common Stock 988498101 139801531.6 1949814 1949814 - ALL 1398032 0 551782 6,489,214,119.64