0001209191-14-005580.txt : 20140129
0001209191-14-005580.hdr.sgml : 20140129
20140129165236
ACCESSION NUMBER: 0001209191-14-005580
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20140127
FILED AS OF DATE: 20140129
DATE AS OF CHANGE: 20140129
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: MORGAN STANLEY
CENTRAL INDEX KEY: 0000895421
STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211]
IRS NUMBER: 363145972
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 1585 BROADWAY
CITY: NEW YORK
STATE: NY
ZIP: 10036
BUSINESS PHONE: 212-761-4000
MAIL ADDRESS:
STREET 1: 1585 BROADWAY
CITY: NEW YORK
STATE: NY
ZIP: 10036
FORMER COMPANY:
FORMER CONFORMED NAME: MORGAN STANLEY DEAN WITTER & CO
DATE OF NAME CHANGE: 19980326
FORMER COMPANY:
FORMER CONFORMED NAME: DEAN WITTER DISCOVER & CO
DATE OF NAME CHANGE: 19960315
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: WIRTH PAUL C
CENTRAL INDEX KEY: 0001319921
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-11758
FILM NUMBER: 14557548
MAIL ADDRESS:
STREET 1: C/O MORGAN STANLEY 1585 BROADWAY
CITY: NEW YORK
STATE: NY
ZIP: 10036
FORMER NAME:
FORMER CONFORMED NAME: Wirth Paul C
DATE OF NAME CHANGE: 20050304
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2014-01-27
0
0000895421
MORGAN STANLEY
MS
0001319921
WIRTH PAUL C
C/O MORGAN STANLEY
1585 BROADWAY
NEW YORK
NY
10036
0
1
0
0
Deputy Chief Financial Officer
Common Stock
2014-01-27
4
F
0
30474
30.035
D
210092.849
D
Common Stock
2014-01-28
4
A
0
16309
0.00
A
226401.849
D
Common Stock
2014-01-28
4
F
0
8411
29.985
D
217990.849
D
Shares withheld to satisfy taxes upon the conversion of Restricted Stock Units granted on January 21, 2011, January 20, 2012, and January 22, 2013.
Shares earned based on the Company's achievement of certain pre-established performance criteria in accordance with the terms of Performance Stock Units ("PSUs") awarded on January 21, 2011 as part of 2010 year-end compensation.
Shares withheld to satisfy taxes upon the conversion of PSUs awarded on January 21, 2011 and earned on January 28, 2014 as described in footnote (2).
/s/ Martin M. Cohen, Attorney-in-Fact
2014-01-29