0001209191-14-005580.txt : 20140129 0001209191-14-005580.hdr.sgml : 20140129 20140129165236 ACCESSION NUMBER: 0001209191-14-005580 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20140127 FILED AS OF DATE: 20140129 DATE AS OF CHANGE: 20140129 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: MORGAN STANLEY CENTRAL INDEX KEY: 0000895421 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211] IRS NUMBER: 363145972 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1585 BROADWAY CITY: NEW YORK STATE: NY ZIP: 10036 BUSINESS PHONE: 212-761-4000 MAIL ADDRESS: STREET 1: 1585 BROADWAY CITY: NEW YORK STATE: NY ZIP: 10036 FORMER COMPANY: FORMER CONFORMED NAME: MORGAN STANLEY DEAN WITTER & CO DATE OF NAME CHANGE: 19980326 FORMER COMPANY: FORMER CONFORMED NAME: DEAN WITTER DISCOVER & CO DATE OF NAME CHANGE: 19960315 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: WIRTH PAUL C CENTRAL INDEX KEY: 0001319921 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-11758 FILM NUMBER: 14557548 MAIL ADDRESS: STREET 1: C/O MORGAN STANLEY 1585 BROADWAY CITY: NEW YORK STATE: NY ZIP: 10036 FORMER NAME: FORMER CONFORMED NAME: Wirth Paul C DATE OF NAME CHANGE: 20050304 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2014-01-27 0 0000895421 MORGAN STANLEY MS 0001319921 WIRTH PAUL C C/O MORGAN STANLEY 1585 BROADWAY NEW YORK NY 10036 0 1 0 0 Deputy Chief Financial Officer Common Stock 2014-01-27 4 F 0 30474 30.035 D 210092.849 D Common Stock 2014-01-28 4 A 0 16309 0.00 A 226401.849 D Common Stock 2014-01-28 4 F 0 8411 29.985 D 217990.849 D Shares withheld to satisfy taxes upon the conversion of Restricted Stock Units granted on January 21, 2011, January 20, 2012, and January 22, 2013. Shares earned based on the Company's achievement of certain pre-established performance criteria in accordance with the terms of Performance Stock Units ("PSUs") awarded on January 21, 2011 as part of 2010 year-end compensation. Shares withheld to satisfy taxes upon the conversion of PSUs awarded on January 21, 2011 and earned on January 28, 2014 as described in footnote (2). /s/ Martin M. Cohen, Attorney-in-Fact 2014-01-29