-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, TweQNIynRuBogODgPDar8ul9QxQ3ZyaydIuOGxCv89jCSn5m5ebZSGGSXSHi5ps+ 6ZjTnWxuIY0ENXkrS+c8tw== 0001319919-09-000008.txt : 20090714 0001319919-09-000008.hdr.sgml : 20090714 20090714164744 ACCESSION NUMBER: 0001319919-09-000008 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20090630 FILED AS OF DATE: 20090714 DATE AS OF CHANGE: 20090714 EFFECTIVENESS DATE: 20090714 FILER: COMPANY DATA: COMPANY CONFORMED NAME: United Financial CORP CENTRAL INDEX KEY: 0001319919 IRS NUMBER: 000000000 STATE OF INCORPORATION: A2 FISCAL YEAR END: 0531 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-11426 FILM NUMBER: 09944223 BUSINESS ADDRESS: STREET 1: 2 QUEEN STREET EAST STREET 2: TWENTIETH FLOOR CITY: TORONTO STATE: A6 ZIP: M5C 3G7 BUSINESS PHONE: 416-644-5707 MAIL ADDRESS: STREET 1: 2 QUEEN STREET EAST STREET 2: TWENTIETH FLOOR CITY: TORONTO STATE: A6 ZIP: M5C 3G7 FORMER COMPANY: FORMER CONFORMED NAME: Assante Asset Management Ltd DATE OF NAME CHANGE: 20050304 13F-HR 1 ufcq22009.txt UFC Q2, 2009 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON D.C. 20549 FORM 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: JUNE 30, 2009 Check here if Amendment [ ]; Amendment Number: ____ This Amendment (Check only one.): [ ] is a restatement [ ] adds new holding entries. Institutional Investment Manager Filing this Report: Name: United Financial Corporation Address: 2 Queen Street East, Twentieth Floor Toronto, Ontario M5C 3G7 Canada Form 13F File Number: 028-11426 This institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Janet Gillies Title: Vice-President, Compliance Phone: (416) 681-1771 Signature, Place, and Date of Signing: Janet Gillies Toronto, Ontario Canada July 13, 2009 [Signature] [City, State] [Date] Report Type: [ ] 13F HOLDING REPORT. [ ] 13F NOTICE. [x] 13F COMBINATION REPORT. Form 13F File Number Name 28-10104 Altrinsic Global Advisors, LLC. 28-12813 Tetrem Capital Partners Ltd. 28-10968 Epoch Investment Partners, Inc. 28-02405 Cohen & Steers Capital Management, Inc. 28-10163 Trilogy Advisors, LLC. 28-04557 Wellington Management Company, LLP FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form 13F Information Table Entry Total: 144 Form 13F Information Table Value Total: $ 70,848 (thousands) List of Other Included Mangers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. [If there are no entries in this list, state "NONE" and omit the column headings and list entries.] NONE UNITED FINANCIAL CORPORATION FORM 13F 06/30/2009 NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CLDSCR MGRS SOLE AT&T INC COM 00206R102 328 13,200 SHS 0SOLE NONE 13,200 ABBOTT LABS COM 002824100 183 3,900 SHS 0SOLE NONE 3,900 ADOBE SYS INC COM 00724F101 201 7,100 SHS 0SOLE NONE 7,100 ADVANTAGE ENERGY INCOME FD TR UNIT 00762L101 115 27,200 SHS 0SOLE NONE 27,200 ALLIANT TECHSYSTEMS INC COM 018804104 255 3,100 SHS 0SOLE NONE 3,100 AMERICAN EXPRESS CO COM 025816109 107 4,600 SHS 0SOLE NONE 4,600 AMERICAN SCIENCE & ENGR INC COM 029429107 864 12,500 SHS 0SOLE NONE 12,500 AMGEN INC COM 031162100 381 7,200 SHS 0SOLE NONE 7,200 ANALOG DEVICES INC COM 032654105 198 8,000 SHS 0SOLE NONE 8,000 APACHE CORP COM 037411105 72 1,000 SHS 0SOLE NONE 1,000 APPLE INC COM 037833100 328 2,300 SHS 0SOLE NONE 2,300 AQUA AMERICA INC COM 03836W103 251 14,000 SHS 0SOLE NONE 14,000 AVALONBAY CMNTYS INC COM 053484101 1,070 19,120 SHS 0SOLE NONE 19,120 BANK OF AMERICA CORPORATION COM 060505104 822 62,300 SHS 0SOLE NONE 62,300 BANK OF YORK MELLON CORP COM 064058100 129 4,400 SHS 0SOLE NONE 4,400 BAXTER INTL INC COM 071813109 620 11,700 SHS 0SOLE NONE 11,700 BECTON DICKINSON & CO COM 075887109 278 3,900 SHS 0SOLE NONE 3,900 BHP BILLITON LTD SPONSORED ADR 088606108 1,368 25,000 SHS 0SOLE NONE 25,000 BIOGEN IDEC INC COM 09062X103 1,129 25,000 SHS 0SOLE NONE 25,000 BLACKROCK INC COM 09247X101 263 1,500 SHS 0SOLE NONE 1,500 BOSTON PROPERTIES INC COM 101121101 1,419 29,750 SHS 0SOLE NONE 29,750 BOSTON SCIENTIFIC CORP COM 101137107 179 17,700 SHS 0SOLE NONE 17,700 BRISTOL MYERS SQUIBB CO COM 110122108 1,016 50,000 SHS 0SOLE NONE 50,000 BROADCOM CORP CL A 111320107 255 10,300 SHS 0SOLE NONE 10,300 BROCADE COMMUNICATIONS SYS I COM 111621306 207 26,500 SHS 0SOLE NONE 26,500 BURLINGTON NORTHN SANTA FE C COM 12189T104 537 7,300 SHS 0SOLE NONE 7,300 CVS CAREMARK CORPORATION COM 126650100 590 18,500 SHS 0SOLE NONE 18,500 CANADIAN NAT RES LTD COM 136385101 367 7,000 SHS 0SOLE NONE 7,000 CENTURYTEL INC COM 156700106 249 8,100 SHS 0SOLE NONE 8,100 CEPHALON INC COM 156708109 748 13,200 SHS 0SOLE NONE 13,200 CHARLES RIV LABS INTL INC COM 159864107 675 20,000 SHS 0SOLE NONE 20,000 CHEVRON CORP COM 166764100 411 6,200 SHS 0SOLE NONE 6,200 CHUBB CORP COM 171232101 299 7,500 SHS 0SOLE NONE 7,500 CISCO SYS INC COM 17275R102 554 29,700 SHS 0SOLE NONE 29,700 COPART INC COM 217204106 184 5,300 SHS 0SOLE NONE 5,300 DARDEN RESTAURANTS INC COM 237194105 188 5,700 SHS 0SOLE NONE 5,700 DEAN FOODS CO COM 242370104 259 13,500 SHS 0SOLE NONE 13,500 DOLLAR FINL CORP NOTE 2.875% 6/3 256664AB9 341 500,000 SHS 0SOLE NONE 500,000 DOLLAR TREE INC COM 256746108 333 7,900 SHS 0SOLE NONE 7,900 DR PEPPER SNAPPLE GROUP INC COM 26138E109 250 11,800 SHS 0SOLE NONE 11,800 DYNCORP INTL INC CL A 26817C101 259 15,400 SHS 0SOLE NONE 15,400 ECOLAB INC COM 278865100 316 8,100 SHS 0SOLE NONE 8,100 ELECTRONIC ARTS INC COM 285512109 254 11,700 SHS 0SOLE NONE 11,700 ENBRIDGE ENERGY PARTNERS L P COM 29250R106 305 7,900 SHS 0SOLE NONE 7,900 FLIR SYS INC COM 302445101 790 35,000 SHS 0SOLE NONE 35,000 FORD MTR CO DEL COM PAR $0.01 ORD 345370860 270 44,400 SHS 0SOLE NONE 44,400 GAP INC DEL COM 364760108 216 13,200 SHS 0SOLE NONE 13,200 GENOPTIX INC COM 37243V100 960 30,000 SHS 0SOLE NONE 30,000 GENZYME CORP COM 372917104 1,392 25,000 SHS 0SOLE NONE 25,000 GILEAD SCIENCES INC COM 375558103 703 15,000 SHS 0SOLE NONE 15,000 GOLD FIELDS LTD SPONSORED ADR 38059T106 261 21,700 SHS 0SOLE NONE 21,700 GOLDMAN SACHS GROUP INC COM 38141G104 472 3,200 SHS 0SOLE NONE 3,200 GRANITE CONSTR INC COM 387328107 170 5,100 SHS 0SOLE NONE 5,100 HARTFORD FINL SVCS GROUP INC COM 416515104 36 3,000 SHS 0SOLE NONE 3,000 HESS CORP COM 42809H107 161 3,000 SHS 0SOLE NONE 3,000 HEWLETT PACKARD CO COM 428236103 460 11,900 SHS 0SOLE NONE 11,900 HONEYWELL INTL INC COM 438516106 785 25,000 SHS 0SOLE NONE 25,000 HUDSON CITY BANCORP COM 443683107 250 18,800 SHS 0SOLE NONE 18,800 ILLUMINA INC COM 452327109 584 15,000 SHS 0SOLE NONE 15,000 INTERCONTINENTALEXCHANGE INC COM 45865V100 354 3,100 SHS 0SOLE NONE 3,100 INTERNATIONAL BUSINESS MACHS COM 459200101 574 5,500 SHS 0SOLE NONE 5,500 ISHARES INC MSCI TAIWAN 464286731 836 82,900 SHS 0SOLE NONE 82,900 JP MORGAN CHASE & CO COM 46625H100 2,794 81,900 SHS 0SOLE NONE 81,900 JOHNSON & JOHNSON COM 478160104 239 4,200 SHS 0SOLE NONE 4,200 KELLOGG CO COM 487836108 349 7,500 SHS 0SOLE NONE 7,500 KROGER CO COM 501044101 423 19,200 SHS 0SOLE NONE 19,200 LG PHILIP LCD CO LTD SPONSORED ADR REP 50186V102 752 60,200 SHS 0SOLE NONE 60,200 LKQ CORP COM 501889208 314 19,100 SHS 0SOLE NONE 19,100 LAM RESEARCH CORP COM 512807108 257 9,900 SHS 0SOLE NONE 9,900 LIBERTY MEDIA CORP NEW ENT COM 53071M500 556 20,800 SHS 0SOLE NONE 20,800 LILLY ELI & CO COM 532457108 256 7,400 SHS 0SOLE NONE 7,400 LINCOLN NATL CORP IND COM 534187109 301 17,500 SHS 0SOLE NONE 17,500 LOCKHEED MARTIN CORP COM 539830109 250 3,100 SHS 0SOLE NONE 3,100 LORILLARD INC COM 544147101 623 9,200 SHS 0SOLE NONE 9,200 LOWES COS INC COM 548661107 182 9,400 SHS 0SOLE NONE 9,400 LUBRIZOL CORP COM 549271104 274 5,800 SHS 0SOLE NONE 5,800 MDU RES GROUP INC COM 552690109 315 16,600 SHS 0SOLE NONE 16,600 MSCI INC CL A 55354G100 210 8,600 SHS 0SOLE NONE 8,600 MANTECH INTL CORP CL A 564563104 258 6,000 SHS 0SOLE NONE 6,000 MARINER ENERGY INC COM 56845T305 588 50,000 SHS 0SOLE NONE 50,000 MCDERMOTT INTL INC COM 580037109 276 13,600 SHS 0SOLE NONE 13,600 MCDONALDS CORP COM 580135101 719 12,500 SHS 0SOLE NONE 12,500 MEDCO HEALTH SOLUTIONS INC COM 58405U102 260 5,700 SHS 0SOLE NONE 5,700 MERCK & CO INC COM 589331107 1,398 50,000 SHS 0SOLE NONE 50,000 MICROSOFT CORP COM 594918104 295 12,400 SHS 0SOLE NONE 12,400 MONSANTO CO COM 61166W101 312 4,200 SHS 0SOLE NONE 4,200 MORGAN STANLEY COM 617446448 2,418 84,800 SHS 0SOLE NONE 84,800 NII HLDGS INC NOTE 2.750% 8/1 62913FAF9 117 125,000 SHS 0SOLE NONE 125,000 NII HLDGS INC NOTE 3.125% 6/1 62913FAJ1 367 478,000 SHS 0SOLE NONE 478,000 NRG ENERGY INC COM 629377508 392 15,100 SHS 0SOLE NONE 15,100 NOKIA CORP SPONSORED ADR 654902204 70 4,800 SHS 0SOLE NONE 4,800 NOBLE ENERGY INC COM 655044105 643 10,900 SHS 0SOLE NONE 10,900 NORTHERN TR CORP COM 665859104 220 4,100 SHS 0SOLE NONE 4,100 NVIDIA CORP COM 67066G104 847 75,000 SHS 0SOLE NONE 75,000 OCCIDENTAL PETE CORP DEL COM 674599105 375 5,700 SHS 0SOLE NONE 5,700 ON SEMICONDUCTOR CORP COM 682189105 291 42,400 SHS 0SOLE NONE 42,400 ORACLE CORP COM 68389X105 767 35,800 SHS 0SOLE NONE 35,800 ORBITAL SCIENCES CORP COM 685564106 759 50,000 SHS 0SOLE NONE 50,000 O REILLY AUTOMOTIVE INC COM 686091109 263 6,900 SHS 0SOLE NONE 6,900 OTELCO INC INCME DEP SECS 688823202 868 78,300 SHS 0SOLE NONE 78,300 PNC FINL SVCS GROUP INC COM 693475105 124 3,200 SHS 0SOLE NONE 3,200 PEABODY ENERGY CORP COM 704549104 172 5,700 SHS 0SOLE NONE 5,700 PEPSICO INC COM 713448108 44 800 SHS 0SOLE NONE 800 PETRO-CDA COM 71644E102 669 17,400 SHS 0SOLE NONE 17,400 PETROHAWK ENERGY CORP COM 716495106 1,026 46,000 SHS 0SOLE NONE 46,000 PHILIP MORRIS INTL INC COM 718172109 611 14,000 SHS 0SOLE NONE 14,000 PRAXAIR INC COM 74005P104 256 3,600 SHS 0SOLE NONE 3,600 PRECISION CASTPARTS CORP COM 740189105 730 10,000 SHS 0SOLE NONE 10,000 PRINCIPAL FINANCIAL GROUP IN COM 74251V102 428 22,700 SHS 0SOLE NONE 22,700 PROCTER & GAMBLE CO COM 742718109 87 1,700 SHS 0SOLE NONE 1,700 QUALCOMM INC COM 747525103 895 19,800 SHS 0SOLE NONE 19,800 RAYTHEON CO COM 755111507 889 20,000 SHS 0SOLE NONE 20,000 REGIONS FINANCIAL CORP COM 7591EP100 101 24,900 SHS 0SOLE NONE 24,900 REINSURANCE GROUP AMER INC CL A 759351604 280 8,015 SHS 0SOLE NONE 8,015 REPUBLIC SVCS INC COM 760759100 373 15,300 SHS 0SOLE NONE 15,300 SBA COMMUNICATIONS CORP COM 78388J106 650 26,500 SHS 0SOLE NONE 26,500 SHANDA INTERACTIVE ENTMT LTD SPONSORED ADR 81941Q203 1,075 20,550 SHS 0SOLE NONE 20,550 SHAW GROUP INC COM 820280105 258 9,400 SHS 0SOLE NONE 9,400 SIGMA ALDRICH CORP COM 826552101 193 3,900 SHS 0SOLE NONE 3,900 SKYWORKS SOLUTIONS INC COM 83088M102 252 25,800 SHS 0SOLE NONE 25,800 SOUTHWESTERN ENERGY CO COM 845467109 159 4,100 SHS 0SOLE NONE 4,100 SPECTRA ENERGY CORP COM 847560109 503 29,700 SHS 0SOLE NONE 29,700 STAPLES INC COM 855030102 222 11,000 SHS 0SOLE NONE 11,000 STATE STR CORP COM 857477103 2,025 42,900 SHS 0SOLE NONE 42,900 TJX COS INC COM 872540109 173 5,500 SHS 0SOLE NONE 5,500 TAIWAN SEMICONDUCTOR MFG LTD SPONSORED ADR 874039100 810 86,050 SHS 0SOLE NONE 86,050 TARGET CORP COM 87612E106 225 5,700 SHS 0SOLE NONE 5,700 TEVA PHARMACEUTICAL INDS LTD ADR 881624209 237 4,800 SHS 0SOLE NONE 4,800 TETRA TECH INC COM 88162G103 424 14,800 SHS 0SOLE NONE 14,800 TESSERA TECHNOLOGIES INC COM 88164L100 240 9,500 SHS 0SOLE NONE 9,500 THERMO FISHER SCIENTIFIC INC COM 883556102 905 22,200 SHS 0SOLE NONE 22,200 TIME WARNER CABLE INC COM 88732J207 177 5,600 SHS 0SOLE NONE 5,600 US BANCORP DEL COM 902973304 246 13,700 SHS 0SOLE NONE 13,700 UNION PAC CORP COM 907818108 729 14,000 SHS 0SOLE NONE 14,000 UNITED PARCEL SERVICE INC CL B 911312106 205 4,100 SHS 0SOLE NONE 4,100 UNITED TECHNOLOGIES CORP COM 913017109 779 15,000 SHS 0SOLE NONE 15,000 VERISIGN INC COM 92343E102 107 5,800 SHS 0SOLE NONE 5,800 VOLCANO CORPORATION COM 928645100 699 50,000 SHS 0SOLE NONE 50,000 WABTEC CORP COM 929740108 254 7,900 SHS 0SOLE NONE 7,900 WAL MART STORES INC COM 931142103 654 13,500 SHS 0SOLE NONE 13,500 WASTE MGMT INC DEL COM 94106L109 222 7,900 SHS 0SOLE NONE 7,900 WELLS FARGO & CO COM 949746101 209 8,600 SHS 0SOLE NONE 8,600 WYETH COM 983024100 2,097 46,200 SHS 0SOLE NONE 46,200 TRANSOCEAN LTD REG SHS H8817H100 410 5,517 SHS 0SOLE NONE 5,517
-----END PRIVACY-ENHANCED MESSAGE-----