-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, JLr4GfR/4hjbTxCVDTTfatQbrankKcQehnaY4CSoR0hpcjdKo2GvnLhci91NjtS6 CJdKzJuNhnAQxSAkDCV+BA== 0001319919-09-000003.txt : 20090109 0001319919-09-000003.hdr.sgml : 20090109 20090109093109 ACCESSION NUMBER: 0001319919-09-000003 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20081231 FILED AS OF DATE: 20090109 DATE AS OF CHANGE: 20090109 EFFECTIVENESS DATE: 20090109 FILER: COMPANY DATA: COMPANY CONFORMED NAME: United Financial CORP CENTRAL INDEX KEY: 0001319919 IRS NUMBER: 000000000 STATE OF INCORPORATION: A2 FISCAL YEAR END: 0531 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-11426 FILM NUMBER: 09517097 BUSINESS ADDRESS: STREET 1: 2 QUEEN STREET EAST STREET 2: TWENTIETH FLOOR CITY: TORONTO STATE: A6 ZIP: M5C 3G7 BUSINESS PHONE: 416-644-5707 MAIL ADDRESS: STREET 1: 2 QUEEN STREET EAST STREET 2: TWENTIETH FLOOR CITY: TORONTO STATE: A6 ZIP: M5C 3G7 FORMER COMPANY: FORMER CONFORMED NAME: Assante Asset Management Ltd DATE OF NAME CHANGE: 20050304 13F-HR 1 ufcq42008.txt UFC 13F QIV, 2008 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON D.C. 20549 FORM 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: DECEMBER 31, 2008 Check here if Amendment [ ]; Amendment Number: ____ This Amendment (Check only one.): [ ] is a restatement [ ] adds new holding entries. Institutional Investment Manager Filing this Report: Name: United Financial Corporation Address: 2 Queen Street East, Twentieth Floor Toronto, Ontario M5C 3G7 Canada Form 13F File Number: 028-11426 This institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Janet Gillies Title: Vice-President, Compliance Phone: (416) 681-1771 Signature, Place, and Date of Signing: Janet Gillies Toronto, Ontario Canada January 9, 2009 [Signature] [City, State] [Date] Report Type: [ ] 13F HOLDING REPORT. [ ] 13F NOTICE. [x] 13F COMBINATION REPORT. Form 13F File Number Name 28-10104 Altrinsic Global Advisors, LLC. 28-12813 Tetrem Capital Partners Ltd. 28-10049 AGF Funds Inc. 28-10562 Alliance Capital Management L.P. 28-02405 Connor, Clark & Lunn Investment Management Ltd. 28-10968 Epoch Investment Partners, Inc. 28-02405 Cohen & Steers Capital Management, Inc. 28-10163 Trilogy Advisors, LLC. 28-04557 Wellington Management Company, LLP FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form 13F Information Table Entry Total: 113 Form 13F Information Table Value Total: $ 43,039 (thousands) List of Other Included Mangers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. [If there are no entries in this list, state "NONE" and omit the column headings and list entries.] NONE UNITED FINANCIAL CORPORATION FORM 13F 12/31/2008 NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CLDSCR MGRS SOLE AT&T INC COM 00206R102 200 7,000 SHS 0SOLE NONE 7,000 ABBOTT LABS COM 002824100 1,083 20,300 SHS 0SOLE NONE 20,300 AETNA INC COM 00817Y108 177 6,200 SHS 0SOLE NONE 6,200 ALLIANT ENERGY CORP COM 018802108 102 3,500 SHS 0SOLE NONE 3,500 ALTRIA GROUP INC COM 02209S103 69 4,582 SHS 0SOLE NONE 4,582 AMETEK INC COM 031100100 82 2,700 SHS 0SOLE NONE 2,700 AMGEN INC COM 031162100 479 8,300 SHS 0SOLE NONE 8,300 ANALOG DEVICES INC COM 032654105 74 3,900 SHS 0SOLE NONE 3,900 APACHE CORP COM 037411105 75 1,000 SHS 0SOLE NONE 1,000 APOLLO GROUP INC CL A 037604105 199 2,600 SHS 0SOLE NONE 2,600 APPLE INC COM 037833100 179 2,100 SHS 0SOLE NONE 2,100 AQUA AMERICA INC COM 03836W103 150 7,300 SHS 0SOLE NONE 7,300 ARCHER DANIELS MIDLAND CO COM 039483102 92 3,200 SHS 0SOLE NONE 3,200 BALL CORP COM 058498106 62 1,500 SHS 0SOLE NONE 1,500 BANK OF YORK MELLON CORP COM 064058100 238 8,400 SHS 0SOLE NONE 8,400 BAXTER INTL INC COM 071813109 584 10,900 SHS 0SOLE NONE 10,900 BECTON DICKINSON & CO COM 075887109 397 5,800 SHS 0SOLE NONE 5,800 BIOMARIN PHARMACEUTICAL INC COM 09061G101 335 18,800 SHS 0SOLE NONE 18,800 BROADCOM CORP CL A 111320107 161 9,500 SHS 0SOLE NONE 9,500 BURGER KING HLDGS INC COM 121208201 423 17,700 SHS 0SOLE NONE 17,700 BURLINGTON NORTHN SANTA FE C COM 12189T104 568 7,500 SHS 0SOLE NONE 7,500 CVS CAREMARK CORPORATION COM 126650100 517 18,000 SHS 0SOLE NONE 18,000 CELGENE CORP COM 151020104 188 3,400 SHS 0SOLE NONE 3,400 CEPHALON INC COM 156708109 955 12,400 SHS 0SOLE NONE 12,400 CHEVRON CORP COM 166764100 621 8,400 SHS 0SOLE NONE 8,400 CHUBB CORP COM 171232101 393 7,700 SHS 0SOLE NONE 7,700 CISCO SYS INC COM 17275R102 458 28,100 SHS 0SOLE NONE 28,100 COMMERCIAL METALS CO COM 201723103 62 5,200 SHS 0SOLE NONE 5,200 COMPANHIA VALE DO RIO DOCE SPONSORED ADR 204412209 851 70,300 SHS 0SOLE NONE 70,300 COMPASS MINERALS INTL INC COM 20451N101 82 1,400 SHS 0SOLE NONE 1,400 CORRECTIONS CORP AMER COM 22025Y407 288 17,600 SHS 0SOLE NONE 17,600 COSTCO WHSL CORP COM 22160K105 243 4,631 SHS 0SOLE NONE 4,631 DARDEN RESTAURANTS INC COM 237194105 203 7,200 SHS 0SOLE NONE 7,200 DEVON ENERGY CORP COM 25179M103 388 5,900 SHS 0SOLE NONE 5,900 DIRECTV GROUP INC COM 25459L106 108 4,700 SHS 0SOLE NONE 4,700 DOLLAR FINL CORP COM 256664103 145 14,100 SHS 0SOLE NONE 14,100 DOLLAR TREE INC COM 256746108 297 7,100 SHS 0SOLE NONE 7,100 ECOLAB INC COM 278865100 243 6,900 SHS 0SOLE NONE 6,900 ENBRIDGE ENERGY PARTNERS L P COM 29250R106 201 7,900 SHS 0SOLE NONE 7,900 ENTERGY CORP COM 29364G103 141 1,700 SHS 0SOLE NONE 1,700 EXPEDITORS INTL WASH INC COM 302130109 110 3,300 SHS 0SOLE NONE 3,300 GAMESTOP CORP CL A 36467W109 169 7,800 SHS 0SOLE NONE 7,800 GAP INC DEL COM 364760108 129 9,600 SHS 0SOLE NONE 9,600 GENERAL ELECTRIC CO COM 369604103 133 8,200 SHS 0SOLE NONE 8,200 HARTFORD FINL SVCS GROUP INC COM 416515104 177 10,800 SHS 0SOLE NONE 10,800 HEWLETT PACKARD CO COM 428236103 377 10,400 SHS 0SOLE NONE 10,400 HONEYWELL INTL INC COM 438516106 128 3,900 SHS 0SOLE NONE 3,900 HUDSON CITY BANCORP COM 443683107 254 15,900 SHS 0SOLE NONE 15,900 ICON PUB LTD CO SPONSORED ADR 45103T107 240 12,200 SHS 0SOLE NONE 12,200 IMMUCOR INC COM 452526106 242 9,100 SHS 0SOLE NONE 9,100 INTERCONTINENTALEXCHANGE INC COM 45865V100 264 3,200 SHS 0SOLE NONE 3,200 INTERNATIONAL BUSINESS MACHS COM 459200101 530 6,300 SHS 0SOLE NONE 6,300 ISHARES INC MSCI PAC J IDX 464286665 145 5,500 SHS 0SOLE NONE 5,500 ISHARES TR MSCI EAFE IDX MSCI EAFE IDX 464287465 1,144 25,500 SHS 0SOLE NONE 25,500 JP MORGAN CHASE & CO COM 46625H100 637 20,200 SHS 0SOLE NONE 20,200 KELLOGG CO COM 487836108 254 5,800 SHS 0SOLE NONE 5,800 KIMBERLY CLARK CORP COM 494368103 206 3,900 SHS 0SOLE NONE 3,900 KROGER CO COM 501044101 602 22,800 SHS 0SOLE NONE 22,800 LKQ CORP COM 501889208 198 17,000 SHS 0SOLE NONE 17,000 LIBERTY MEDIA CORP NEW ENT COM 53071M500 335 19,168 SHS 0SOLE NONE 19,168 LINCOLN NATL CORP IND COM 534187109 315 16,700 SHS 0SOLE NONE 16,700 LOCKHEED MARTIN CORP COM 539830109 471 5,600 SHS 0SOLE NONE 5,600 LORILLARD INC COM 544147101 468 8,300 SHS 0SOLE NONE 8,300 LOWES COS INC COM 548661107 142 6,600 SHS 0SOLE NONE 6,600 MACQUARIE INFRASTR CO LLC MEMBERSHIP INT 55608B105 94 24,920 SHS 0SOLE NONE 24,920 MANTECH INTL CORP CL A 564563104 233 4,300 SHS 0SOLE NONE 4,300 MCDONALDS CORP COM 580135101 833 13,400 SHS 0SOLE NONE 13,400 MEDCO HEALTH SOLUTIONS INC COM 58405U102 25 600 SHS 0SOLE NONE 600 MITSUBISHI UFJ FINL GROUP IN SPONSORED ADR 606822104 766 123,400 SHS 0SOLE NONE 123,400 MOBILE TELESYSTEMS OJSC SPONSORED ADR 607409109 766 28,700 SHS 0SOLE NONE 28,700 MONSANTO CO COM 61166W101 415 5,900 SHS 0SOLE NONE 5,900 NALCO HOLDING COMPANY COM 62985Q101 137 11,900 SHS 0SOLE NONE 11,900 NOKIA CORP SPONSORED ADR 654902204 90 5,800 SHS 0SOLE NONE 5,800 NOBLE ENERGY INC COM 655044105 532 10,800 SHS 0SOLE NONE 10,800 OCCIDENTAL PETE CORP DEL COM 674599105 336 5,600 SHS 0SOLE NONE 5,600 ORACLE CORP COM 68389X105 837 47,200 SHS 0SOLE NONE 47,200 OTELCO INC INCME DEP SECS 688823202 577 76,200 SHS 0SOLE NONE 76,200 OWENS ILL INC COM 690768403 227 8,300 SHS 0SOLE NONE 8,300 PNC FINL SVCS GROUP INC COM 693475105 260 5,300 SHS 0SOLE NONE 5,300 PALL CORP COM 696429307 210 7,400 SHS 0SOLE NONE 7,400 PHILIP MORRIS INTL INC COM 718172109 461 10,600 SHS 0SOLE NONE 10,600 PRAXAIR INC COM 74005P104 386 6,500 SHS 0SOLE NONE 6,500 PRICE T ROWE GROUP INC COM 74144T108 326 9,200 SHS 0SOLE NONE 9,200 PRINCIPAL FINANCIAL GROUP IN COM 74251V102 167 7,400 SHS 0SOLE NONE 7,400 PROCTER & GAMBLE CO COM 742718109 408 6,600 SHS 0SOLE NONE 6,600 QUALCOMM INC COM 747525103 649 18,100 SHS 0SOLE NONE 18,100 RAYTHEON CO COM 755111507 413 8,100 SHS 0SOLE NONE 8,100 REINSURANCE GROUP AMER INC CL A 759351604 305 7,115 SHS 0SOLE NONE 7,115 ROCK-TENN CO CL A 772739207 188 5,500 SHS 0SOLE NONE 5,500 SBA COMMUNICATIONS CORP COM 78388J106 369 22,600 SHS 0SOLE NONE 22,600 SAIC INC COM 78390X101 376 19,300 SHS 0SOLE NONE 19,300 SPDR GOLD TRUST GOLD SHS 78463V107 6,318 73,000 SHS 0SOLE NONE 73,000 SHANDA INTERACTIVE ENTMT LTD SPONSORED ADR 81941Q203 644 19,900 SHS 0SOLE NONE 19,900 SIGMA ALDRICH CORP COM 826552101 97 2,300 SHS 0SOLE NONE 2,300 SPECTRA ENERGY CORP COM 847560109 494 31,400 SHS 0SOLE NONE 31,400 STATE STR CORP COM 857477103 244 6,200 SHS 0SOLE NONE 6,200 TEVA PHARMACEUTICAL INDS LTD ADR 881624209 200 4,700 SHS 0SOLE NONE 4,700 TESSERA TECHNOLOGIES INC COM 88164L100 112 9,400 SHS 0SOLE NONE 9,400 THERMO FISHER SCIENTIFIC INC COM 883556102 753 22,100 SHS 0SOLE NONE 22,100 US BANCORP DEL COM 902973304 285 11,400 SHS 0SOLE NONE 11,400 UNION PAC CORP COM 907818108 583 12,200 SHS 0SOLE NONE 12,200 UNITED PARCEL SERVICE INC CL B 911312106 160 2,900 SHS 0SOLE NONE 2,900 UNITED TECHNOLOGIES CORP COM 913017109 182 3,400 SHS 0SOLE NONE 3,400 VALERO ENERGY CORP COM 91913Y100 177 8,200 SHS 0SOLE NONE 8,200 VERISIGN INC COM 92343E102 292 15,300 SHS 0SOLE NONE 15,300 WAL MART STORES INC COM 931142103 482 8,600 SHS 0SOLE NONE 8,600 WELLPOINT INC COM 94973V107 164 3,900 SHS 0SOLE NONE 3,900 WELLS FARGO & CO COM 949746101 330 11,200 SHS 0SOLE NONE 11,200 WINDSTREAM CORP COM 97381W104 240 26,100 SHS 0SOLE NONE 26,100 XILINX INC COM 983919101 239 13,400 SHS 0SOLE NONE 13,400 COVIDIEN LTD COM G2552X108 544 15,000 SHS 0SOLE NONE 15,000 FRESH DEL MONTE PRODUCE INC ORD ORD G36738105 108 4,800 SHS 0SOLE NONE 4,800 SEASPAN CORP SHS Y75638109 222 24,950 SHS 0SOLE NONE 24,950
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