0001495158-17-000002.txt : 20170208 0001495158-17-000002.hdr.sgml : 20170208 20170208201728 ACCESSION NUMBER: 0001495158-17-000002 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20170206 FILED AS OF DATE: 20170208 DATE AS OF CHANGE: 20170208 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Tesla, Inc. CENTRAL INDEX KEY: 0001318605 STANDARD INDUSTRIAL CLASSIFICATION: MOTOR VEHICLES & PASSENGER CAR BODIES [3711] IRS NUMBER: 912197729 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 3500 DEER CREEK RD CITY: PALO ALTO STATE: CA ZIP: 94070 BUSINESS PHONE: 650-681-5000 MAIL ADDRESS: STREET 1: 3500 DEER CREEK RD CITY: PALO ALTO STATE: CA ZIP: 94070 FORMER COMPANY: FORMER CONFORMED NAME: TESLA MOTORS INC DATE OF NAME CHANGE: 20050222 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Gracias Antonio J. CENTRAL INDEX KEY: 0001495158 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-34756 FILM NUMBER: 17584143 MAIL ADDRESS: STREET 1: C/O VALOR EQUITY PARTNERS STREET 2: 200 SOUTH MICHIGAN AVENUE, SUITE 1020 CITY: CHICAGO STATE: IL ZIP: 60604 4 1 edgardoc.xml PRIMARY DOCUMENT X0306 4 2017-02-06 0 0001318605 Tesla, Inc. TSLA 0001495158 Gracias Antonio J. C/O VALOR EQUITY PARTNERS, L.P. 200 S. MICHIGAN AVE SUITE 1020 CHICAGO IL 60604 1 0 0 0 Common Stock 2017-02-06 4 M 0 5600 9.96 A 5600 D Common Stock 2017-02-06 4 S 0 700 252.07 D 4900 D Common Stock 2017-02-06 4 S 0 1600 253.364 D 3300 D Common Stock 2017-02-06 4 S 0 1200 254.318 D 2100 D Common Stock 2017-02-06 4 S 0 700 255.572 D 1400 D Common Stock 2017-02-06 4 S 0 1300 256.338 D 100 D Common Stock 2017-02-06 4 S 0 100 257.24 D 0 D Common Stock 225506 I by AJG Growth Fund Common Stock 50886 I by VEP II Non-Qualified Stock Option (right to buy) 9.96 2017-02-06 4 M 0 5600 0.0 D 2011-03-03 2017-03-02 Common Stock 5600 5466 D The sale transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 1, 2016. The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $251.70 to $252.41, inclusive. The reporting person undertakes to provide Tesla, Inc., any security holder of Tesla, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $252.79 to $253.77, inclusive. The reporting person undertakes to provide Tesla, Inc., any security holder of Tesla, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $253.82 to $254.80, inclusive. The reporting person undertakes to provide Tesla, Inc., any security holder of Tesla, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $254.925 to $255.82, inclusive. The reporting person undertakes to provide Tesla, Inc., any security holder of Tesla, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $255.94 to $256.89, inclusive. The reporting person undertakes to provide Tesla, Inc., any security holder of Tesla, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. The reporting person indirectly beneficially owns a total of 225,506 shares owned through AJG Growth Fund LLC ("AJG Growth Fund"). The reporting person indirectly beneficially owns a total of 50,886 shares owned through Valor Equity Management II, LP ("VEP II"). By: Jonathan Chang, Power of Attorney For: Antonio Gracias 2017-02-08