0001495158-17-000002.txt : 20170208
0001495158-17-000002.hdr.sgml : 20170208
20170208201728
ACCESSION NUMBER: 0001495158-17-000002
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20170206
FILED AS OF DATE: 20170208
DATE AS OF CHANGE: 20170208
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Tesla, Inc.
CENTRAL INDEX KEY: 0001318605
STANDARD INDUSTRIAL CLASSIFICATION: MOTOR VEHICLES & PASSENGER CAR BODIES [3711]
IRS NUMBER: 912197729
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 3500 DEER CREEK RD
CITY: PALO ALTO
STATE: CA
ZIP: 94070
BUSINESS PHONE: 650-681-5000
MAIL ADDRESS:
STREET 1: 3500 DEER CREEK RD
CITY: PALO ALTO
STATE: CA
ZIP: 94070
FORMER COMPANY:
FORMER CONFORMED NAME: TESLA MOTORS INC
DATE OF NAME CHANGE: 20050222
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Gracias Antonio J.
CENTRAL INDEX KEY: 0001495158
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-34756
FILM NUMBER: 17584143
MAIL ADDRESS:
STREET 1: C/O VALOR EQUITY PARTNERS
STREET 2: 200 SOUTH MICHIGAN AVENUE, SUITE 1020
CITY: CHICAGO
STATE: IL
ZIP: 60604
4
1
edgardoc.xml
PRIMARY DOCUMENT
X0306
4
2017-02-06
0
0001318605
Tesla, Inc.
TSLA
0001495158
Gracias Antonio J.
C/O VALOR EQUITY PARTNERS, L.P.
200 S. MICHIGAN AVE SUITE 1020
CHICAGO
IL
60604
1
0
0
0
Common Stock
2017-02-06
4
M
0
5600
9.96
A
5600
D
Common Stock
2017-02-06
4
S
0
700
252.07
D
4900
D
Common Stock
2017-02-06
4
S
0
1600
253.364
D
3300
D
Common Stock
2017-02-06
4
S
0
1200
254.318
D
2100
D
Common Stock
2017-02-06
4
S
0
700
255.572
D
1400
D
Common Stock
2017-02-06
4
S
0
1300
256.338
D
100
D
Common Stock
2017-02-06
4
S
0
100
257.24
D
0
D
Common Stock
225506
I
by AJG Growth Fund
Common Stock
50886
I
by VEP II
Non-Qualified Stock Option (right to buy)
9.96
2017-02-06
4
M
0
5600
0.0
D
2011-03-03
2017-03-02
Common Stock
5600
5466
D
The sale transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 1, 2016.
The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $251.70 to $252.41, inclusive. The reporting person undertakes to provide Tesla, Inc., any security holder of Tesla, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $252.79 to $253.77, inclusive. The reporting person undertakes to provide Tesla, Inc., any security holder of Tesla, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $253.82 to $254.80, inclusive. The reporting person undertakes to provide Tesla, Inc., any security holder of Tesla, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $254.925 to $255.82, inclusive. The reporting person undertakes to provide Tesla, Inc., any security holder of Tesla, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $255.94 to $256.89, inclusive. The reporting person undertakes to provide Tesla, Inc., any security holder of Tesla, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
The reporting person indirectly beneficially owns a total of 225,506 shares owned through AJG Growth Fund LLC ("AJG Growth Fund").
The reporting person indirectly beneficially owns a total of 50,886 shares owned through Valor Equity Management II, LP ("VEP II").
By: Jonathan Chang, Power of Attorney For: Antonio Gracias
2017-02-08