0001494731-19-000001.txt : 20191114 0001494731-19-000001.hdr.sgml : 20191114 20191114210527 ACCESSION NUMBER: 0001494731-19-000001 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20191112 FILED AS OF DATE: 20191114 DATE AS OF CHANGE: 20191114 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Musk Kimbal CENTRAL INDEX KEY: 0001494731 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-34756 FILM NUMBER: 191222184 MAIL ADDRESS: STREET 1: C/O TESLA MOTORS, INC. STREET 2: 3500 DEER CREEK ROAD CITY: PALO ALTO STATE: CA ZIP: 94304 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Tesla, Inc. CENTRAL INDEX KEY: 0001318605 STANDARD INDUSTRIAL CLASSIFICATION: MOTOR VEHICLES & PASSENGER CAR BODIES [3711] IRS NUMBER: 912197729 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 3500 DEER CREEK RD CITY: PALO ALTO STATE: CA ZIP: 94304 BUSINESS PHONE: 650-681-5000 MAIL ADDRESS: STREET 1: 3500 DEER CREEK RD CITY: PALO ALTO STATE: CA ZIP: 94304 FORMER COMPANY: FORMER CONFORMED NAME: TESLA MOTORS INC DATE OF NAME CHANGE: 20050222 4 1 edgardoc.xml PRIMARY DOCUMENT X0306 4 2019-11-12 0 0001318605 Tesla, Inc. TSLA 0001494731 Musk Kimbal C/O TESLA, INC. 3500 DEER CREEK ROAD PALO ALTO CA 94304 1 0 0 0 Common Stock 2019-11-12 4 M 0 49905 261.89 A 198238 D Common Stock 2019-11-12 4 S 0 49905 350.071 D 148333 D Common Stock 2019-11-12 4 S 0 14285 350.0 D 134048 D Common Stock 2019-11-13 4 M 0 95 261.89 A 134143 D Common Stock 2019-11-13 4 S 0 95 355.0 D 134048 D Non-Qualified Stock Option (right to buy) 261.89 2019-11-12 4 M 0 49905 0.0 D 2022-06-18 Common Stock 49905 95 D Non-Qualified Stock Option (right to buy) 261.89 2019-11-13 4 M 0 95 0.0 D 2022-06-18 Common Stock 95 0 D The sale transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 16, 2018. The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $350.00 to $350.31, inclusive. The reporting person undertakes to provide Tesla, any security holder of Tesla or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. This stock option award is a triennial equity award granted pursuant to the Company's 2010 Equity Incentive Plan and Outside Director Compensation Policy. 1/36th of the shares granted became vested and exercisable as of each monthly anniversary of June 18, 2015, such that all shares subject to the Option became fully vested and exercisable by June 18, 2018. By: Aaron Beckman, Power of Attortney For: Kimbal Musk 2019-11-14