0001126328-21-000003.txt : 20210208 0001126328-21-000003.hdr.sgml : 20210208 20210208125439 ACCESSION NUMBER: 0001126328-21-000003 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20201231 FILED AS OF DATE: 20210208 DATE AS OF CHANGE: 20210208 EFFECTIVENESS DATE: 20210208 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Spectrum Asset Management, Inc. CENTRAL INDEX KEY: 0001318293 IRS NUMBER: 061209521 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-11300 FILM NUMBER: 21600421 BUSINESS ADDRESS: STREET 1: 2 HIGH RIDGE PARK CITY: STAMFORD STATE: CT ZIP: 06905 BUSINESS PHONE: 203-322-0189 MAIL ADDRESS: STREET 1: 2 HIGH RIDGE PARK CITY: STAMFORD STATE: CT ZIP: 06905 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001318293 XXXXXXXX 12-31-2020 12-31-2020 Spectrum Asset Management, Inc.

2 HIGH RIDGE PARK STAMFORD CT 06905

13F HOLDINGS REPORT 028-11300 N Joseph A. Hanczor 203-322-0189 Joseph A. Hanczor Stamford CT 02-04-2021 1 6 75355 false 1 028-16475 SEI INFORMATION TABLE 2 sami12312020.inftab.xml BLACKROCK CR ALLOCATION INCOCOM09250810010637723135SHDFND172313500HANCOCK JOHN PFD INCOME FD ICOM41021P10311177646421SHDFND164642100INVESCO EXCH TRADED FD TR IIPFD ETF46138E5119613629938SHDFND162993800ISHARES TRCORE US AGGBD ET464287226192416277SHSOLE 1627700ISHARES TRIBOXX INV CP ETF4642872426804925SHSOLE 492500ISHARES TRPFD AND INCM SEC464288687413241073073SHDFND1107307300