0001126328-19-000239.txt : 20191112 0001126328-19-000239.hdr.sgml : 20191112 20191112154944 ACCESSION NUMBER: 0001126328-19-000239 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20190930 FILED AS OF DATE: 20191112 DATE AS OF CHANGE: 20191112 EFFECTIVENESS DATE: 20191112 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Spectrum Asset Management, Inc. CENTRAL INDEX KEY: 0001318293 IRS NUMBER: 061209521 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-11300 FILM NUMBER: 191209045 BUSINESS ADDRESS: STREET 1: 2 HIGH RIDGE PARK CITY: STAMFORD STATE: CT ZIP: 06905 BUSINESS PHONE: 203-322-0189 MAIL ADDRESS: STREET 1: 2 HIGH RIDGE PARK CITY: STAMFORD STATE: CT ZIP: 06905 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001318293 XXXXXXXX 09-30-2019 09-30-2019 Spectrum Asset Management, Inc.

2 HIGH RIDGE PARK STAMFORD CT 06905

13F HOLDINGS REPORT 028-11300 N Joseph A. Hanczor 202-322-0189 Joseph A. Hanczor Stamford CT 11-04-2019 1 5 96665 false 1 028-16475 SEI INFORMATION TABLE 2 sami093019.inftab.xml BLACKROCK CR ALLCTN INC TRCOM09250810013165966571SHSOLE 96657100HANCOCK JOHN PFD INCOME FD ICOM41021P10312935646421SHSOLE 64642100ISHARES TRCORE US AGGBD ET4642872263062700SHSOLE 270000WELLS FARGO CO NEWPERP PFD CNV A9497468046711044079SHSOLE 4407900WELLS FARGO CO NEWPERP PFD CNV A94974680431492068SHDFND1206800