0001126328-18-000151.txt : 20180514 0001126328-18-000151.hdr.sgml : 20180514 20180514094125 ACCESSION NUMBER: 0001126328-18-000151 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20180331 FILED AS OF DATE: 20180514 DATE AS OF CHANGE: 20180514 EFFECTIVENESS DATE: 20180514 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Spectrum Asset Management, Inc. CENTRAL INDEX KEY: 0001318293 IRS NUMBER: 061209521 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-11300 FILM NUMBER: 18828986 BUSINESS ADDRESS: STREET 1: 2 HIGH RIDGE PARK CITY: STAMFORD STATE: CT ZIP: 06905 BUSINESS PHONE: 203-322-0189 MAIL ADDRESS: STREET 1: 2 HIGH RIDGE PARK CITY: STAMFORD STATE: CT ZIP: 06905 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001318293 XXXXXXXX 03-31-2018 03-31-2018 Spectrum Asset Management, Inc.
2 HIGH RIDGE PARK STAMFORD CT 06905
13F HOLDINGS REPORT 028-11300 N
Joseph A. Hanczor Managing Director and Chief Compliance Officer 203 322-0189 Joseph A. Hanczor Stamford CT 05-07-2018 1 6 152674 false 1 028-16475 SEI
INFORMATION TABLE 2 spectrum033118.inftab.xml BLACKROCK CR ALLCTN INC TRCOM09250810012246966571SHSOLE 96657100HANCOCK JOHN PFD INCOME FD ICOM41021P10311396646421SHSOLE 64642100HSBC HLDGS PLCADR A 1/40PF A40428060414017544360SHSOLE 54436000ISHARES TRCORE US AGGBD ET4642872262372209SHSOLE 220900WELLS FARGO CO NEWPERP PFD CNV A94974680411082985914SHSOLE 8591400WELLS FARGO CO NEWPERP PFD CNV A94974680439493061SHDFND1306100